Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alteryx, Inc.AYX · Entity 92794 | Director | May 13, 2021 | May 14, 2021 |
| CalAmp Corp.CAMP · Entity 90227 | Director | July 25, 2018 | July 27, 2018 |
| Five9, Inc.FIVN · Entity 4346 | Director | February 02, 2023 | February 03, 2023 |
| MICROSEMI CORPMSCC · Entity 166236 | Director | May 29, 2018 | May 30, 2018 |
| Netskope IncNTSK · Entity 3824 | Director | July 08, 2026 | July 10, 2026 |
| Sandisk CorpSNDK · Entity 1106 | Director | March 03, 2025 | March 04, 2025 |
| WESTERN DIGITAL CORPWDC · Entity 1010 | Director | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alteryx, Inc.
Report date May 13, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,758 |
Reported balance
After 2021-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-13 · Grant · Acquired 2,397 · Balance 5,758 F1: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2: Includes 2,397 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F2: Includes 2,397 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
CalAmp Corp.
Report date July 25, 2018 · Filed July 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,546 |
Reported balance
After 2018-07-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-07-25 · Grant · Acquired 5,546 · Balance 5,546 F1: Not applicable to this transaction. RSUs have no value until all restrictions lapse on the vesting date. F2: The restricted stock units vest on the earlier of 7/25/2019 or the date of the 2019 Annual Stockholders meeting. Ms. Alexy elected to defer the receipt of the vested shares until the date she ceases to be a director of CalAmp, pursuant to the Company's Non-qualified Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable to this transaction. RSUs have no value until all restrictions lapse on the vesting date.
F2: The restricted stock units vest on the earlier of 7/25/2019 or the date of the 2019 Annual Stockholders meeting. Ms. Alexy elected to defer the receipt of the vested shares until the date she ceases to be a director of CalAmp, pursuant to the Company's Non-qualified Deferred Compensation Plan.
Five9, Inc.
Report date February 02, 2023 · Filed February 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,117 |
Ending reported balance
After 2023-02-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-02-02 · Exercise / conversion · Acquired 2,500 · Balance 13,617 Row 2 · 2023-02-02 · Sale · Disposed 300 · Balance 13,317 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2023-02-02 · Sale · Disposed 1,400 · Balance 11,917 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.65 to $85.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2023-02-02 · Sale · Disposed 800 · Balance 11,117 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.48 · Expires 2023-10-28 | Direct | 5,000 |
Reported balance
After 2023-02-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-02 · Exercise / conversion · Disposed 2,500 · Balance 5,000 F5: The option granted on October 28, 2013 is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.65 to $85.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The option granted on October 28, 2013 is fully vested.
MICROSEMI CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Microsemi Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 1
1 source rowRow 1 · 2018-05-29 · Disposition to issuer · Disposed 12,002 · Balance 0 F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").
Netskope Inc
Report date July 08, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,778 |
Reported balance
After 2026-07-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-08 · Grant · Acquired 16,778 · Balance 16,778 F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2: The RSUs vest on the earlier of (i) July 8, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2: The RSUs vest on the earlier of (i) July 8, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.
Sandisk Corp
Report date March 03, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,401 |
Reported balance
After 2025-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-03 · Grant · Acquired 4,148 · Balance 5,401 F1: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: Includes one additional share of Sandisk restricted stock unit received from the spin-off from Western Digital Corporation, as further described in the Issuer's current report on Form 8-K filed on February 24, 2025. Adjustment needed due to a conversion rounding calculation difference. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 8,574 |
Reported balance
Holding disclosure · report date 2025-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,574 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Includes one additional share of Sandisk restricted stock unit received from the spin-off from Western Digital Corporation, as further described in the Issuer's current report on Form 8-K filed on February 24, 2025. Adjustment needed due to a conversion rounding calculation difference.
WESTERN DIGITAL CORP
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 2.6783 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 0.5617 · Balance 2.6783 F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mandiant, Inc.
Report date September 12, 2022 · Filed September 12, 2022
Section 16 reporting ended · disclosed 2022-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-09-12 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-09-12 · Disposition to issuer · Disposed 70,148 · Balance 0 F1: Represents shares of the Issuer's common stock that were disposed of in connection with the merger of Dupin Inc. with and into the Issuer (the "Merger") pursuant to an Agreement and Plan of Merger, dated as of March 7, 2022, by and among the Issuer, Google LLC ("Google") and Dupin Inc. At the effective time of the Merger, each share of the Issuer's common stock was cancelled and converted into the right to receive $23.00 in cash. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-09-12 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-09-12 · Disposition to issuer · Disposed 10,058 · Balance 0 F2: At the effective time of the Merger, each outstanding restricted stock unit ("RSU") was canceled and converted into a right to receive an amount in cash equal to the product of (1) $23.00 and (2) the total number of shares of the Issuer's common stock then-subject to such RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's common stock that were disposed of in connection with the merger of Dupin Inc. with and into the Issuer (the "Merger") pursuant to an Agreement and Plan of Merger, dated as of March 7, 2022, by and among the Issuer, Google LLC ("Google") and Dupin Inc. At the effective time of the Merger, each share of the Issuer's common stock was cancelled and converted into the right to receive $23.00 in cash.
F2: At the effective time of the Merger, each outstanding restricted stock unit ("RSU") was canceled and converted into a right to receive an amount in cash equal to the product of (1) $23.00 and (2) the total number of shares of the Issuer's common stock then-subject to such RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2026 Filed Sep 21, 2026 22:31 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 0.5617 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-26-000200 · edgardoc.xml · derivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.6783 Underlying: Common Stock · 0.5617 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| July 08, 2026 Filed Jul 10, 2026 18:38 UTC | Netskope Inc NTSK · Entity 3824 | GrantRestricted Stock Units · Derivative | 16,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-301118 · ownership.xml · derivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,778 Underlying: Class A Commom Stock · 16,778 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) July 8, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) July 8, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 17, 2026 Filed Jun 23, 2026 01:15 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 0.3342 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-26-000144 · edgardoc.xml · derivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.1166 Underlying: Common Stock · 0.3342 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 22:41 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 0.6503 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-26-000057 · edgardoc.xml · derivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.7824 Underlying: Common Stock · 0.6503 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 21:50 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 1.1321 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-25-000280 · edgardoc.xml · derivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.1321 Underlying: Common Stock · 1.1321 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| December 04, 2025 Filed Dec 8, 2025 21:12 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 2,000 | $160.08 | $320,164.80 |
DisclosureSEC source: 0001266824-25-000264 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,585 Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 21:35 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 1,768 | $154.00 | $272,272.00 |
DisclosureSEC source: 0001266824-25-000252 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,585 Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 22:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-25-000225 · edgardoc.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,353 F2 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 22:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 9.9317 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-25-000225 · edgardoc.xml · derivative · entry 4 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9.9317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalent rights relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent right. F1 · derivative.exercise_date: The dividend equivalent rights were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalent rights relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent right. F1 · derivative.expiration_date: The dividend equivalent rights were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalent rights relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent right. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 22:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-25-000225 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The dividend equivalent rights were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalent rights relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent right. Read SEC document |
| September 19, 2025 Filed Sep 23, 2025 00:05 UTC | Netskope Inc NTSK · Entity 3824 | OtherClass B Common Stock · Derivative | 421,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-092230 · tm2526612-3_4seq1.xml · derivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 421,600 Underlying: Class A Common Stock · 421,600 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F4 · derivative.expiration_date: The shares of Class B Common Stock automatically convert to shares of Class A Common Stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: The shares are held of record by The Alexy and Julian Family Trust for which the reporting person serves as a trustee. Read SEC document |
| September 19, 2025 Filed Sep 23, 2025 00:05 UTC | Netskope Inc NTSK · Entity 3824 | OtherCommon Stock | 421,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-092230 · tm2526612-3_4seq1.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F2 · ownership.nature: The shares are held of record by The Alexy and Julian Family Trust for which the reporting person serves as a trustee. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 22:24 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 3.581 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-25-000197 · edgardoc.xml · derivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9.9317 Underlying: Common Stock · 3.581 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 22:10 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 6.3507 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-25-000115 · edgardoc.xml · derivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6.3507 Underlying: Common Stock · 6.3507 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:23 UTC | Sandisk Corp SNDK · Entity 1106 | GrantCommon Stock | 4,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001363249-25-000016 · primary_doc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,401 F1 · shares: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes one additional share of Sandisk restricted stock unit received from the spin-off from Western Digital Corporation, as further described in the Issuer's current report on Form 8-K filed on February 24, 2025. Adjustment needed due to a conversion rounding calculation difference. Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 02:40 UTC | Sandisk Corp SNDK · Entity 1106 | GrantCommon Stock | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001363249-25-000008 · primary_doc.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,252 F2 · shares: In connection with the Spin-Off, each WDC Restricted Stock Unit ("WDC RSU") held by the reporting person immediately prior to the Spin-Off received one-third (1/3) of one share of Sandisk Restricted Stock Unit ("Sandisk RSU"), which shall have substantially the same vesting and other applicable terms and conditions as the corresponding WDC RSUs immediately prior to the Spin-Off. Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 02:40 UTC | Sandisk Corp SNDK · Entity 1106 | GrantCommon Stock | 8,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001363249-25-000008 · primary_doc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 8,574 F1 · price: The reporting person acquired these shares of Common Stock in connection with the spin-off from Western Digital Corporation ("WDC") effective February 21, 2025 (the "Spin-Off"), as further described in the Issuer's current report on Form 8-K filed on February 24, 2025, where each WDC shareholder received one-third (1/3) of one share of Sandisk Common Stock for each share of WDC common stock held. Such acquisitions were exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9 under the Exchange Act. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:27 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 3,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-24-000113 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,759 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes change in form of beneficial ownership of shares of Issuer's common stock in connection with the vesting of the Reporting Person's restricted stock unit award. The underlying shares were issued directly to the Reporting Person's Family Trust account. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:34 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 2,648 | $69.95 | $185,227.60 |
DisclosureSEC source: 0001266824-24-000020 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 20,509 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:02 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 1,500 | $64.50 | $96,750.00 |
DisclosureSEC source: 0001266824-24-000017 · edgardoc.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 23,157 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023. F2 · balance_after: Reflects a prior transfer by the Reporting Person of directly owned common shares to a trust for the benefit of the Reporting Person and the spouse of the Reporting Person, of which the Reporting Person and the spouse of the Reporting Person are also trustees. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:02 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 1,500 | $61.00 | $91,500.00 |
DisclosureSEC source: 0001266824-24-000017 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 24,657 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023. F2 · balance_after: Reflects a prior transfer by the Reporting Person of directly owned common shares to a trust for the benefit of the Reporting Person and the spouse of the Reporting Person, of which the Reporting Person and the spouse of the Reporting Person are also trustees. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:02 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 5,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-23-000106 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,370 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-23-000006 · wf-form4_167545919409030.xml · derivative · entry 5 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires 2023-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option granted on October 28, 2013 is fully vested. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 800 | $86.05 | $68,840.00 |
DisclosureSEC source: 0001288847-23-000006 · wf-form4_167545919409030.xml · nonDerivative · entry 4 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,400 | $85.25 | $119,350.00 |
DisclosureSEC source: 0001288847-23-000006 · wf-form4_167545919409030.xml · nonDerivative · entry 3 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,917 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.65 to $85.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 300 | $83.92 | $25,176.00 |
DisclosureSEC source: 0001288847-23-000006 · wf-form4_167545919409030.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,317 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 2,500 | $8.48 | $21,200.00 |
DisclosureSEC source: 0001288847-23-000006 · wf-form4_167545919409030.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 22:31 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-23-000004 · wf-form4_167468588691291.xml · derivative · entry 3 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option granted on October 28, 2013 is fully vested. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 22:31 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,500 | $75.00 | $562,500.00 |
DisclosureSEC source: 0001288847-23-000004 · wf-form4_167468588691291.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 22:31 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 7,500 | $8.48 | $63,600.00 |
DisclosureSEC source: 0001288847-23-000004 · wf-form4_167468588691291.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 23:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 6,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-22-000080 · edgardoc.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,157 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:31 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-22-000104 · wf-form4_166508825611653.xml · derivative · entry 3 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 2,500 shares Expires 2023-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of October 28, 2013. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:31 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,500 | $78.67 | $196,675.00 |
DisclosureSEC source: 0001288847-22-000104 · wf-form4_166508825611653.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:31 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 2,500 | $8.48 | $21,200.00 |
DisclosureSEC source: 0001288847-22-000104 · wf-form4_166508825611653.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2022 Filed Sep 12, 2022 15:24 UTC | Mandiant, Inc. MNDT · Entity 123878 | Disposition to issuerCommon Stock | 10,058 | $23.00 | $231,334.00 |
DisclosureSEC source: 0001209191-22-049407 · doc4.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each outstanding restricted stock unit ("RSU") was canceled and converted into a right to receive an amount in cash equal to the product of (1) $23.00 and (2) the total number of shares of the Issuer's common stock then-subject to such RSU. Read SEC document |
| September 12, 2022 Filed Sep 12, 2022 15:24 UTC | Mandiant, Inc. MNDT · Entity 123878 | Disposition to issuerCommon Stock | 70,148 | $23.00 | $1,613,404.00 |
DisclosureSEC source: 0001209191-22-049407 · doc4.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents shares of the Issuer's common stock that were disposed of in connection with the merger of Dupin Inc. with and into the Issuer (the "Merger") pursuant to an Agreement and Plan of Merger, dated as of March 7, 2022, by and among the Issuer, Google LLC ("Google") and Dupin Inc. At the effective time of the Merger, each share of the Issuer's common stock was cancelled and converted into the right to receive $23.00 in cash. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · derivative · entry 8 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 2,500 shares Expires 2023-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of October 28, 2013. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 200 | $97.02 | $19,404.00 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · nonDerivative · entry 7 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.62 to $97.42, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 622 | $95.78 | $59,575.16 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · nonDerivative · entry 6 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,317 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.41 to $96.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 110 | $94.64 | $10,410.40 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · nonDerivative · entry 5 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,939 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.07 to $94.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 500 | $93.08 | $46,540.00 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · nonDerivative · entry 4 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,049 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.75 to $93.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 463 | $91.96 | $42,577.48 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · nonDerivative · entry 3 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,549 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.67 to $92.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 605 | $91.12 | $55,127.60 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,012 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.58 to $91.52, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 2,500 | $8.48 | $21,200.00 |
DisclosureSEC source: 0001288847-22-000095 · wf-form4_166258461698337.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-22-000089 · wf-form4_165956169092191.xml · derivative · entry 6 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 2,500 shares Expires 2023-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of October 18, 2013. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 288 | $112.11 | $32,287.68 |
DisclosureSEC source: 0001288847-22-000089 · wf-form4_165956169092191.xml · nonDerivative · entry 5 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.82 to $112.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 400 | $111.32 | $44,528.00 |
DisclosureSEC source: 0001288847-22-000089 · wf-form4_165956169092191.xml · nonDerivative · entry 4 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,405 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.81 to $111.78, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,612 | $110.34 | $177,868.08 |
DisclosureSEC source: 0001288847-22-000089 · wf-form4_165956169092191.xml · nonDerivative · entry 3 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,805 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.76 to $110.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 200 | $106.27 | $21,254.00 |
DisclosureSEC source: 0001288847-22-000089 · wf-form4_165956169092191.xml · nonDerivative · entry 2 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,417 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.97 to $106.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 2,500 | $8.48 | $21,200.00 |
DisclosureSEC source: 0001288847-22-000089 · wf-form4_165956169092191.xml · nonDerivative · entry 1 Alexy Kimberly · CIK 0001336514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.