Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alteryx, Inc.AYX · Entity 92794 | Director | June 13, 2018 | June 15, 2018 |
| Five9, Inc.FIVN · Entity 4346 | Director | November 29, 2016 | November 30, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alteryx, Inc.
Report date June 13, 2018 · Filed June 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,809 |
Reported balance
After 2018-06-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-13 · Grant · Acquired 4,095 · Balance 14,809 F1: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 13, 2019, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2: Under the operating agreement of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire LLC"), the Reporting Person is deemed to hold the Class A Common Stock for the benefit of Sapphire LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LLC | 165,156 |
Reported balance
Holding disclosure · report date 2018-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 165,156 F3: Refers to shares held by Sapphire LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 13, 2019, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F2: Under the operating agreement of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire LLC"), the Reporting Person is deemed to hold the Class A Common Stock for the benefit of Sapphire LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: Refers to shares held by Sapphire LLC.
Five9, Inc.
Report date November 29, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,011,286 |
Reported balance
After 2016-11-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-11-29 · Sale · Disposed 500,000 · Balance 1,011,286 F1: These shares are held by Sapphire Ventures Fund I, LP ("Sapphire"). Sapphire Ventures (GPE) I, L.L.C. is the general partner of Sapphire. Mr. Das is a managing member of Sapphire Ventures (GPE) I, LLC. Mr. Das disclaims beneficial ownership of all shares held by Sapphire except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 67,173 |
Reported balance
Holding disclosure · report date 2016-11-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 67,173 F2: Under Sapphire's partnership agreement, Mr. Das is deemed to hold the common stock for the benefit of Sapphire. Mr. Das disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Sapphire Ventures Fund I, LP ("Sapphire"). Sapphire Ventures (GPE) I, L.L.C. is the general partner of Sapphire. Mr. Das is a managing member of Sapphire Ventures (GPE) I, LLC. Mr. Das disclaims beneficial ownership of all shares held by Sapphire except to the extent of his pecuniary interest therein.
F2: Under Sapphire's partnership agreement, Mr. Das is deemed to hold the common stock for the benefit of Sapphire. Mr. Das disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2018 Filed Jun 15, 2018 19:05 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 4,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038183 · doc4.xml · nonDerivative · entry 1 Das Jayendra · CIK 0001604190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,809 F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 13, 2019, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F1 · price: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 13, 2019, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · ownership.direct: Under the operating agreement of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire LLC"), the Reporting Person is deemed to hold the Class A Common Stock for the benefit of Sapphire LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 17:28 UTC | Alteryx, Inc. AYX · Entity 92794 | OtherClass A Common Stock | 927,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-063176 · tv481025_4.xml · nonDerivative · entry 1 Das Jayendra · CIK 0001604190 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 0 F1 · security: Refers to shares held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire LLC"), the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. F2 · kind: Sapphire LP made a pro-rata distribution for no consideration of Class A Common Stock of Alteryx, Inc. (the "Issuer") to its general partner and limited partner on December 7, 2017. The limited partner received 927,127 shares in the distribution. Sapphire LLC, general partner of Sapphire LP, received 165,156 shares in the distribution (a change of form of beneficial ownership without a change of pecuniary interest exempt from reporting under Rule 16a-13). The total number of shares distributed was 1,092,283 shares. F1 · ownership.nature: Refers to shares held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire LLC"), the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:03 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 1,092,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062473 · tv480887_4.xml · derivative · entry 3 Das Jayendra · CIK 0001604190 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,092,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · price: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F2 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:03 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 1,092,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062473 · tv480887_4.xml · nonDerivative · entry 1 Das Jayendra · CIK 0001604190 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 1,092,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F2 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 18:50 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 5,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-035247 · doc1.xml · derivative · entry 4 Das Jayendra · CIK 0001604190 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 1,092,283 Underlying: Class A Common Stock · 5,100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · price: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F2 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 18:50 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 5,100,000 | $20.24 | $103,227,060.00 |
DisclosureSEC source: 0001140361-17-035247 · doc1.xml · nonDerivative · entry 2 Das Jayendra · CIK 0001604190 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 0 F2 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 18:50 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 5,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-035247 · doc1.xml · nonDerivative · entry 1 Das Jayendra · CIK 0001604190 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 5,100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F2 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 29, 2017 Filed Mar 29, 2017 17:32 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 6,192,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-013805 · doc1.xml · derivative · entry 3 Das Jayendra · CIK 0001604190 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 6,192,283 Underlying: Class A Common Stock · 6,192,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F2 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F3 · price: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F3 · derivative.underlying: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F4 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 29, 2017 Filed Mar 29, 2017 17:32 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionSeries B Preferred Stock · Derivative | 700,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-013805 · doc1.xml · derivative · entry 2 Das Jayendra · CIK 0001604190 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 700,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F1 · price: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F2 · derivative.underlying: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F3 · derivative.underlying: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F4 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 29, 2017 Filed Mar 29, 2017 17:32 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionSeries A Preferred Stock · Derivative | 5,491,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-013805 · doc1.xml · derivative · entry 1 Das Jayendra · CIK 0001604190 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sapphire Ventures Fund I, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 5,491,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F1 · price: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. F2 · derivative.underlying: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F3 · derivative.underlying: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F4 · ownership.nature: Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:37 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 10,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013637 · doc1.xml · nonDerivative · entry 1 Das Jayendra · CIK 0001604190 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,714 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) March 24, 2018. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · ownership.direct: Under Sapphire Ventures (GPE) I, LLC's ("Sapphire") operating agreement, the Reporting Person is deemed to hold the common stock for the benefit of Sapphire. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:45 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 500,000 | $15.40 | $7,700,000.00 |
DisclosureSEC source: 0001288847-16-000152 · wf-form4_148054230194818.xml · nonDerivative · entry 1 Das Jayendra · CIK 0001604190 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,011,286 F1 · ownership.nature: These shares are held by Sapphire Ventures Fund I, LP ("Sapphire"). Sapphire Ventures (GPE) I, L.L.C. is the general partner of Sapphire. Mr. Das is a managing member of Sapphire Ventures (GPE) I, LLC. Mr. Das disclaims beneficial ownership of all shares held by Sapphire except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:34 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 167,920 | $15.58 | $2,616,193.60 |
DisclosureSEC source: 0001288847-16-000128 · wf-form4_147336682978879.xml · nonDerivative · entry 1 Das Jayendra · CIK 0001604190 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,511,286 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.27 to $15.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held by Sapphire Ventures Fund I, LP ("Sapphire"). Sapphire Ventures (GPE) I, L.L.C. is the general partner of Sapphire. Mr. Das is a managing member of Sapphire Ventures (GPE) I, LLC. Mr. Das disclaims beneficial ownership of all shares held by Sapphire except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.