Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | Director | February 26, 2026 | February 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date February 26, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 403,945 |
Reported balance
After 2026-02-26 transaction · row 1
1 source rowRow 1 · 2026-02-26 · Exercise / conversion · Acquired 54,375 · Balance 403,945 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.13 · Expires 2026-03-09 | Direct | 0 |
Reported balance
After 2026-02-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-26 · Exercise / conversion · Disposed 54,375 · Balance 0 F1: The option granted on March 9, 2016 is fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 133,026 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 133,026 |
Filing footnotes · ownership attribution and instrument terms
F1: The option granted on March 9, 2016 is fully vested.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OneStream, Inc.
Report date April 01, 2026 · Filed April 02, 2026
Section 16 reporting ended · disclosed 2026-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 1
1 source rowRow 1 · 2026-04-01 · Disposition to issuer · Disposed 7,130 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F2: Represents an equal number of restricted stock units ("RSUs"). Pursuant to Issuer's outside director compensation policy, immediately before the effective time of the Mergers (the "Effective Time"), each RSU award held by a non-employee director that was outstanding and unvested as of immediately before the Effective Time (a "Director RSU Award") accelerated and became fully vested. At the Effective Time, each Director RSU Award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) $24.00 (the "Per Share Price") multiplied by (b) the total number of shares of Issuer's Class A Common Stock covered by such Director RSU Award, less applicable withholding taxes. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.65 · Expires 2032-02-21 | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-01 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F3: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2034-07-22 | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-01 · Disposition to issuer · Disposed 169,257 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F3: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-01 · Disposition to issuer · Disposed 486,057 · Balance 0 F4: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F5: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent.
F2: Represents an equal number of restricted stock units ("RSUs"). Pursuant to Issuer's outside director compensation policy, immediately before the effective time of the Mergers (the "Effective Time"), each RSU award held by a non-employee director that was outstanding and unvested as of immediately before the Effective Time (a "Director RSU Award") accelerated and became fully vested. At the Effective Time, each Director RSU Award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) $24.00 (the "Per Share Price") multiplied by (b) the total number of shares of Issuer's Class A Common Stock covered by such Director RSU Award, less applicable withholding taxes.
F3: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes.
F4: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes.
F5: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust.
VOCERA COMMUNICATIONS, INC.
Report date February 23, 2022 · Filed February 23, 2022
Section 16 reporting ended · disclosed 2022-02-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-23 transaction · row 1
1 source rowRow 1 · 2022-02-23 · Disposition to issuer · Disposed 44,937 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2022, by and among the Issuer, Stryker Corporation ("Stryker") and Voice Merger Sub Corp. ("Merger Sub"), the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Stryker, effective as of February 23, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the common stock was exchanged into the right to receive $79.25 in cash, without interest and less any applicable withholding taxes, at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2022, by and among the Issuer, Stryker Corporation ("Stryker") and Voice Merger Sub Corp. ("Merger Sub"), the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Stryker, effective as of February 23, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the common stock was exchanged into the right to receive $79.25 in cash, without interest and less any applicable withholding taxes, at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2026 Filed Apr 2, 2026 21:41 UTC | OneStream, Inc. OS · Entity 14762 | Disposition to issuerCommon Units · Derivative | 486,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001604097-26-000003 · form4-04022026_090422.xml · derivative · entry 4 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class D Common Stock · 486,057 shares Expires not disclosed F4 · derivative.exercise_price: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes. F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F4 · price: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes. F4 · derivative.exercise_date: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes. F4 · derivative.expiration_date: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes. F5 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:41 UTC | OneStream, Inc. OS · Entity 14762 | Disposition to issuerStock Option (right to buy) · Derivative | 169,257 | Not disclosed Strike: $20.00 | Not disclosed |
DisclosureSEC source: 0001604097-26-000003 · form4-04022026_090422.xml · derivative · entry 3 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 169,257 shares Expires 2034-07-22 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F3 · price: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. F3 · derivative.exercise_date: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:41 UTC | OneStream, Inc. OS · Entity 14762 | Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $10.65 | Not disclosed |
DisclosureSEC source: 0001604097-26-000003 · form4-04022026_090422.xml · derivative · entry 2 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires 2032-02-21 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F3 · price: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. F3 · derivative.exercise_date: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:41 UTC | OneStream, Inc. OS · Entity 14762 | Disposition to issuerClass A Common Stock | 7,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001604097-26-000003 · form4-04022026_090422.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F2 · price: Represents an equal number of restricted stock units ("RSUs"). Pursuant to Issuer's outside director compensation policy, immediately before the effective time of the Mergers (the "Effective Time"), each RSU award held by a non-employee director that was outstanding and unvested as of immediately before the Effective Time (a "Director RSU Award") accelerated and became fully vested. At the Effective Time, each Director RSU Award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) $24.00 (the "Per Share Price") multiplied by (b) the total number of shares of Issuer's Class A Common Stock covered by such Director RSU Award, less applicable withholding taxes. Read SEC document |
| February 26, 2026 Filed Feb 26, 2026 22:41 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,375 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001604097-26-000001 · wk-form4_1772145687.xml · derivative · entry 3 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,375 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option granted on March 9, 2016 is fully vested. Read SEC document |
| February 26, 2026 Filed Feb 26, 2026 22:41 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 54,375 | $8.13 | $442,068.75 |
DisclosureSEC source: 0001604097-26-000001 · wk-form4_1772145687.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 403,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 22:29 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 17,992 | $20.35 | $366,137.20 |
DisclosureSEC source: 0001604097-25-000008 · wk-form4_1764973784.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,570 F1 · shares: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 22:10 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 18,425 | $25.72 | $473,891.00 |
DisclosureSEC source: 0001604097-25-000005 · wk-form4_1757369424.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,562 F1 · shares: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 22:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,475 | $28.28 | $154,833.00 |
DisclosureSEC source: 0001288847-25-000154 · wk-form4_1749160751.xml · nonDerivative · entry 3 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 385,987 F4 · shares: The sales reported on this form represent a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 22:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,206 | $27.40 | $142,644.40 |
DisclosureSEC source: 0001288847-25-000154 · wk-form4_1749160751.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 391,462 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2024. The reported sales were to cover taxes upon the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 22:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,388 | $27.01 | $199,549.88 |
DisclosureSEC source: 0001288847-25-000154 · wk-form4_1749160751.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 396,668 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2024. The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.32 to $27.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 21, 2025 Filed May 22, 2025 23:59 UTC | OneStream, Inc. OS · Entity 14762 | GrantClass A Common Stock | 7,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014297 · form4-05222025_110515.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,130 F1 · shares: Represents an equal number of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock on the date it vests. The RSUs will vest in full on the earlier of the one-year anniversary of the RSUs grant date or the day immediately prior to the date of the next annual meeting of the Issuer's stockholders that occurs after the RSUs grant date, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's Outside Director Compensation Policy) through such vesting date. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:04 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,691 | $36.11 | $169,392.01 |
DisclosureSEC source: 0001288847-25-000044 · wk-form4_1741223090.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 404,056 F1 · shares: All sales occurred via a 10b5-1 trading plan with a portion used to cover taxes upon vesting of restricted stock units. F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.79 to $36.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:04 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,904 | $35.35 | $279,406.40 |
DisclosureSEC source: 0001288847-25-000044 · wk-form4_1741223090.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 408,747 F1 · shares: All sales occurred via a 10b5-1 trading plan with a portion used to cover taxes upon vesting of restricted stock units. F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.75 to $35.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:48 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 175,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-25-000034 · wk-form4_1740692927.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,651 Read SEC document |
| December 03, 2024 Filed Dec 6, 2024 00:34 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 12,594 | $41.40 | $521,391.60 |
DisclosureSEC source: 0001288847-24-000163 · wk-form4_1733445245.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 240,894 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2024. F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| November 27, 2024 Filed Nov 27, 2024 22:52 UTC | OneStream, Inc. OS · Entity 14762 | SaleClass A Common Stock | 9,541 | $31.00 | $295,771.00 |
DisclosureSEC source: 0001415889-24-027898 · form4-11272024_101130.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: As previously disclosed in the Issuer's prospectus dated November 14, 2024, filed with the Securities and Exchange Commission on November 15, 2024, on November 18, 2024, the Issuer completed an underwritten public offering of Class A Common Stock (the "November 2024 Follow-On Offering"). In connection with the underwriters' exercise of their option to purchase additional shares of Class A Common Stock in the November 2024 Follow-On Offering, the holder sold an additional 9,541 shares of Class A Common Stock at a public offering price of $31 per share, or a net per share price of $29.9925 after deducting $1.0075 per share of underwriting discounts and commissions. F3 · price: As previously disclosed in the Issuer's prospectus dated November 14, 2024, filed with the Securities and Exchange Commission on November 15, 2024, on November 18, 2024, the Issuer completed an underwritten public offering of Class A Common Stock (the "November 2024 Follow-On Offering"). In connection with the underwriters' exercise of their option to purchase additional shares of Class A Common Stock in the November 2024 Follow-On Offering, the holder sold an additional 9,541 shares of Class A Common Stock at a public offering price of $31 per share, or a net per share price of $29.9925 after deducting $1.0075 per share of underwriting discounts and commissions. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:52 UTC | OneStream, Inc. OS · Entity 14762 | ConversionClass D Common Stock · Derivative | 9,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027898 · form4-11272024_101130.xml · derivative · entry 5 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 9,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F1 · kind: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F6 · derivative.exercise_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F6 · derivative.expiration_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:52 UTC | OneStream, Inc. OS · Entity 14762 | ConversionClass D Common Stock · Derivative | 9,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027898 · form4-11272024_101130.xml · derivative · entry 4 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,541 Underlying: Class A Common Stock · 9,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 25, 2024, the holder redeemed 9,541 Common Units of OneStream Software LLC, and 9,541 shares of the holder's Class C Common Stock were cancelled, in exchange for 9,541 shares of Class D Common Stock. F4 · kind: On November 25, 2024, the holder redeemed 9,541 Common Units of OneStream Software LLC, and 9,541 shares of the holder's Class C Common Stock were cancelled, in exchange for 9,541 shares of Class D Common Stock. F6 · derivative.exercise_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F6 · derivative.expiration_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:52 UTC | OneStream, Inc. OS · Entity 14762 | ConversionCommon Units · Derivative | 9,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027898 · form4-11272024_101130.xml · derivative · entry 3 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 486,057 Underlying: Class D Common Stock · 9,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 25, 2024, the holder redeemed 9,541 Common Units of OneStream Software LLC, and 9,541 shares of the holder's Class C Common Stock were cancelled, in exchange for 9,541 shares of Class D Common Stock. F4 · kind: On November 25, 2024, the holder redeemed 9,541 Common Units of OneStream Software LLC, and 9,541 shares of the holder's Class C Common Stock were cancelled, in exchange for 9,541 shares of Class D Common Stock. F5 · derivative.exercise_date: The Common Units may be redeemed by the holder for shares of Class D Common Stock on a 1:1 basis, and an equal number of the holder's shares of Class C Common Stock (which have no economic rights) will be cancelled in connection with the redemption. The Common Units have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the holder for shares of Class D Common Stock on a 1:1 basis, and an equal number of the holder's shares of Class C Common Stock (which have no economic rights) will be cancelled in connection with the redemption. The Common Units have no expiration date. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:52 UTC | OneStream, Inc. OS · Entity 14762 | ConversionClass A Common Stock | 9,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-027898 · form4-11272024_101130.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F1 · price: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 00:42 UTC | OneStream, Inc. OS · Entity 14762 | SaleClass A Common Stock | 63,608 | $31.00 | $1,971,848.00 |
DisclosureSEC source: 0001415889-24-027135 · form4-11192024_121104.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: As previously disclosed in the Issuer's prospectus dated November 14, 2024, filed with the Securities and Exchange Commission on November 15, 2024, on November 18, 2024, the Issuer completed an underwritten public offering pursuant to which the holder sold 63,608 shares of Class A Common Stock at a public offering price of $31 per share, or a net per share price of $29.9925 after deducting $1.0075 per share of underwriting discounts and commissions. F3 · price: As previously disclosed in the Issuer's prospectus dated November 14, 2024, filed with the Securities and Exchange Commission on November 15, 2024, on November 18, 2024, the Issuer completed an underwritten public offering pursuant to which the holder sold 63,608 shares of Class A Common Stock at a public offering price of $31 per share, or a net per share price of $29.9925 after deducting $1.0075 per share of underwriting discounts and commissions. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 14, 2024 Filed Nov 19, 2024 00:42 UTC | OneStream, Inc. OS · Entity 14762 | ConversionClass D Common Stock · Derivative | 63,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027135 · form4-11192024_121104.xml · derivative · entry 5 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 63,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F1 · kind: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 14, 2024 Filed Nov 19, 2024 00:42 UTC | OneStream, Inc. OS · Entity 14762 | ConversionClass D Common Stock · Derivative | 63,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027135 · form4-11192024_121104.xml · derivative · entry 4 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 63,608 Underlying: Class A Common Stock · 63,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 14, 2024, the holder redeemed 63,608 Common Units of OneStream Software LLC, and 63,608 shares of the holder's Class C Common Stock were cancelled, in exchange for 63,608 shares of Class D Common Stock. F4 · kind: On November 14, 2024, the holder redeemed 63,608 Common Units of OneStream Software LLC, and 63,608 shares of the holder's Class C Common Stock were cancelled, in exchange for 63,608 shares of Class D Common Stock. F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 14, 2024 Filed Nov 19, 2024 00:42 UTC | OneStream, Inc. OS · Entity 14762 | ConversionCommon Units · Derivative | 63,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027135 · form4-11192024_121104.xml · derivative · entry 3 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 495,598 Underlying: Class D Common Stock · 63,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 14, 2024, the holder redeemed 63,608 Common Units of OneStream Software LLC, and 63,608 shares of the holder's Class C Common Stock were cancelled, in exchange for 63,608 shares of Class D Common Stock. F4 · kind: On November 14, 2024, the holder redeemed 63,608 Common Units of OneStream Software LLC, and 63,608 shares of the holder's Class C Common Stock were cancelled, in exchange for 63,608 shares of Class D Common Stock. F5 · derivative.exercise_date: The Common Units may be redeemed by the holder for shares of Class D Common Stock on a 1:1 basis, and an equal number of the holder's shares of Class C Common Stock (which have no economic rights) will be cancelled in connection with the redemption. The Common Units have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the holder for shares of Class D Common Stock on a 1:1 basis, and an equal number of the holder's shares of Class C Common Stock (which have no economic rights) will be cancelled in connection with the redemption. The Common Units have no expiration date. F6 · ownership.direct: On August 20, 2024, the Reporting Person transferred his directly held Common Units to the Burkland Trust for no consideration. The Reporting Person remains the beneficial owner of the securities held by the Burkland Trust. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| November 14, 2024 Filed Nov 19, 2024 00:42 UTC | OneStream, Inc. OS · Entity 14762 | ConversionClass A Common Stock | 63,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-027135 · form4-11192024_121104.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 63,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F1 · price: The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis. F2 · ownership.nature: Held of record by the Burkland Family Trust dated 1/28/1997 (the "Burkland Trust"), of which the Reporting Person is trustee. By virtue of his relationship, the Reporting Person may be deemed to hold voting and dispositive power with respect to the securities held by the the Burkland Trust. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 21:47 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 12,595 | $30.27 | $381,250.65 |
DisclosureSEC source: 0001288847-24-000137 · wk-form4_1725659238.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 253,488 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.89 to $30.83, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:33 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 12,386 | $46.30 | $573,471.80 |
DisclosureSEC source: 0001288847-24-000091 · wk-form4_1717705987.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,083 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. The sales reported in this Form 4 were effected in accordance with Five9, Inc.s previously established sell to cover withholding policy, the Corporations Policy. F2 · price: The price reported in Column 4 is a weighted average price applied to the transaction by the broker under the Corporations Policy for sales to cover taxes upon vesting of restricted stock units for all individuals, including the reporting person subject to the Corporations Policy on the date such sales occurred. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 21:58 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,602 | $58.44 | $327,380.88 |
DisclosureSEC source: 0001288847-24-000020 · wk-form4_1709762280.xml · nonDerivative · entry 4 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 278,469 F5 · shares: The reported sales were to cover taxes upon the vesting of performance-based RSUs. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.37 to $58.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 21:58 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 31,100 | $57.84 | $1,798,824.00 |
DisclosureSEC source: 0001288847-24-000020 · wk-form4_1709762280.xml · nonDerivative · entry 3 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 284,071 F5 · shares: The reported sales were to cover taxes upon the vesting of performance-based RSUs. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.37 to $58.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:58 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 69,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-24-000020 · wk-form4_1709762280.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 315,171 F4 · shares: Settlement of non-derivative performance-based RSUs Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:58 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 9,745 | $60.49 | $589,475.05 |
DisclosureSEC source: 0001288847-24-000020 · wk-form4_1709762280.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 245,828 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.24 to $60.79, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:27 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 87,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-24-000014 · wk-form4_1709155627.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,573 Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:17 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 180 | $89.60 | $16,128.00 |
DisclosureSEC source: 0001288847-23-000165 · wk-form4_1701897460.xml · nonDerivative · entry 6 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 167,925 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:17 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 569 | $88.86 | $50,561.34 |
DisclosureSEC source: 0001288847-23-000165 · wk-form4_1701897460.xml · nonDerivative · entry 5 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,105 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.43 to $89.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:17 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 529 | $86.96 | $46,001.84 |
DisclosureSEC source: 0001288847-23-000165 · wk-form4_1701897460.xml · nonDerivative · entry 4 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,674 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.50 to $87.49, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:17 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 312 | $85.26 | $26,601.12 |
DisclosureSEC source: 0001288847-23-000165 · wk-form4_1701897460.xml · nonDerivative · entry 3 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 169,203 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.02 to $85.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:17 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,950 | $79.28 | $313,156.00 |
DisclosureSEC source: 0001288847-23-000165 · wk-form4_1701897460.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 169,515 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.13 to $79.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:17 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,206 | $78.52 | $330,255.12 |
DisclosureSEC source: 0001288847-23-000165 · wk-form4_1701897460.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,465 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.12 to $79.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:34 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 9,745 | $70.87 | $690,628.15 |
DisclosureSEC source: 0001288847-23-000136 · wk-form4_1694118858.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,671 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.52 to $71.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:58 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 53,671 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001288847-23-000114 · wk-form4_1688158716.xml · derivative · entry 4 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,671 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:58 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 53,671 | $80.00 | $4,293,680.00 |
DisclosureSEC source: 0001288847-23-000114 · wk-form4_1688158716.xml · nonDerivative · entry 3 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,416 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:58 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 53,671 | $9.48 | $508,801.08 |
DisclosureSEC source: 0001288847-23-000114 · wk-form4_1688158716.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 241,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:08 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 107,340 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001288847-23-000109 · wk-form4_1686946109.xml · derivative · entry 6 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,671 Underlying: Common Stock · 107,340 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:08 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 16,397 | $75.71 | $1,241,416.87 |
DisclosureSEC source: 0001288847-23-000109 · wk-form4_1686946109.xml · nonDerivative · entry 4 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 235,284 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.58 to $75.98 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:08 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 53,399 | $75.23 | $4,017,206.77 |
DisclosureSEC source: 0001288847-23-000109 · wk-form4_1686946109.xml · nonDerivative · entry 3 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 251,681 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.57 to $75.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:08 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 37,544 | $74.22 | $2,786,515.68 |
DisclosureSEC source: 0001288847-23-000109 · wk-form4_1686946109.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 305,080 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.56 to $74.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:08 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 107,340 | $9.48 | $1,017,583.20 |
DisclosureSEC source: 0001288847-23-000109 · wk-form4_1686946109.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 342,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2023 Filed Jun 30, 2023 20:58 UTC | Five9, Inc. FIVN · Entity 4346 | OtherCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-23-000114 · wk-form4_1688158716.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 133,026 Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:27 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 224,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-22-000125 · wf-form4_167097405368911.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,284 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.