Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2020 Filed Jan 8, 2020 22:12 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,134 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-20-000001 · wf-form4_157852156118018.xml · derivative · entry 7

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,134 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:12 UTC SaleCommon Stock 6,931 $68.35 $473,733.85
Disclosure

SEC source: 0001288847-20-000001 · wf-form4_157852156118018.xml · nonDerivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,197

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.25 to $68.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:12 UTC SaleCommon Stock 6,300 $67.88 $427,644.00
Disclosure

SEC source: 0001288847-20-000001 · wf-form4_157852156118018.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,128

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.24 to $68.24, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:12 UTC SaleCommon Stock 1,769 $66.86 $118,275.34
Disclosure

SEC source: 0001288847-20-000001 · wf-form4_157852156118018.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,428

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.22 to $67.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:12 UTC Exercise / conversionCommon Stock 6,866 $8.13 $55,820.58
Disclosure

SEC source: 0001288847-20-000001 · wf-form4_157852156118018.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:12 UTC Exercise / conversionCommon Stock 8,134 $9.48 $77,110.32
Disclosure

SEC source: 0001288847-20-000001 · wf-form4_157852156118018.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 22:02 UTC SaleCommon Stock 2,100 $66.54 $139,734.00
Disclosure

SEC source: 0001288847-19-000150 · wf-form4_157687934781661.xml · nonDerivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,172

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.47 to $66.61, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 22:02 UTC SaleCommon Stock 72,900 $65.90 $4,804,110.00
Disclosure

SEC source: 0001288847-19-000150 · wf-form4_157687934781661.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,773

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.42 to $66.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 100 $67.63 $6,763.00
Disclosure

SEC source: 0001288847-19-000148 · wf-form4_157661741018255.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 217,405

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,400 $67.11 $563,724.00
Disclosure

SEC source: 0001288847-19-000148 · wf-form4_157661741018255.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 217,505

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.61 to $67.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:18 UTC
Pickering David A.EVP, Engineering
SaleCommon Stock 3,542 $65.72 $232,780.24
Disclosure

SEC source: 0001288847-19-000149 · wf-form4_157661749752969.xml · nonDerivative · entry 1

Pickering David A. · CIK 0001762397 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,694

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.05 to $66.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 23:06 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 5,146 $65.30 $336,033.80
Disclosure

SEC source: 0001288847-19-000147 · wf-form4_157619194384773.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,695

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.18 to $65.96, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 23:06 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 7,454 $64.71 $482,348.34
Disclosure

SEC source: 0001288847-19-000147 · wf-form4_157619194384773.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,841

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 to $65.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2019 Filed Dec 6, 2019 22:03 UTC
Kam RyanChief Marketing Officer
SaleCommon Stock 4,848 $66.18 $320,840.64
Disclosure

SEC source: 0001288847-19-000145 · wf-form4_157566980114300.xml · nonDerivative · entry 2

Kam Ryan · CIK 0001756824 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,882

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.10 to $66.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 00:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,242 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-19-000140 · wf-form4_157559077502317.xml · derivative · entry 8

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,134

Underlying: Common Stock · 8,242 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 00:06 UTC SaleCommon Stock 5,694 $66.68 $379,675.92
Disclosure

SEC source: 0001288847-19-000140 · wf-form4_157559077502317.xml · nonDerivative · entry 6

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,197

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.32 to $67.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 00:06 UTC SaleCommon Stock 299 $67.46 $20,170.54
Disclosure

SEC source: 0001288847-19-000140 · wf-form4_157559077502317.xml · nonDerivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,891

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.38 to $67.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 00:06 UTC SaleCommon Stock 7,943 $66.70 $529,798.10
Disclosure

SEC source: 0001288847-19-000140 · wf-form4_157559077502317.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,190

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.32 to $67.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 00:06 UTC Exercise / conversionCommon Stock 8,242 $9.48 $78,134.16
Disclosure

SEC source: 0001288847-19-000140 · wf-form4_157559077502317.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,322 $66.69 $221,544.18
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 7

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,719

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:55 UTC
Doran James BEVP Strategy
SaleCommon Stock 5,282 $66.52 $351,358.64
Disclosure

SEC source: 0001288847-19-000142 · wf-form4_157566932148130.xml · nonDerivative · entry 2

Doran James B · CIK 0001759033 · EVP Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,649

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.50 to $66.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 00:06 UTC SaleCommon Stock 4,408 $67.22 $296,305.76
Disclosure

SEC source: 0001288847-19-000140 · wf-form4_157559077502317.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,891

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.07 to $67.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · derivative · entry 11

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,307

Underlying: Common Stock · 3,700 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,095 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · derivative · entry 10

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,471

Underlying: Common Stock · 3,095 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,234 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · derivative · entry 9

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,235

Underlying: Common Stock · 4,234 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 300 $67.97 $20,391.00
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,041

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.88 to $68.08, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 10,729 $67.30 $722,061.70
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,341

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.85 to $67.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,700 $29.89 $110,593.00
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,095 $16.25 $50,293.75
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 4,234 $8.13 $34,422.42
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:08 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,244 $67.25 $218,159.00
Disclosure

SEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,041

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.03 to $67.42, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:58 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 4,398 $67.25 $295,765.50
Disclosure

SEC source: 0001288847-19-000143 · wf-form4_157566952178711.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,994

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.19 to $67.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 22:03 UTC
Kam RyanChief Marketing Officer
SaleCommon Stock 3,007 $67.33 $202,461.31
Disclosure

SEC source: 0001288847-19-000145 · wf-form4_157566980114300.xml · nonDerivative · entry 1

Kam Ryan · CIK 0001756824 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,730

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.31 to $67.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.

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December 04, 2019 Filed Dec 6, 2019 22:00 UTC
Pickering David A.EVP, Engineering
SaleCommon Stock 1,858 $67.28 $125,006.24
Disclosure

SEC source: 0001288847-19-000144 · wf-form4_157566962077578.xml · nonDerivative · entry 1

Pickering David A. · CIK 0001762397 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,236

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · balance_after: Includes 491 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.

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December 04, 2019 Filed Dec 6, 2019 21:55 UTC
Doran James BEVP Strategy
SaleCommon Stock 2,770 $67.30 $186,421.00
Disclosure

SEC source: 0001288847-19-000142 · wf-form4_157566932148130.xml · nonDerivative · entry 1

Doran James B · CIK 0001759033 · EVP Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,931

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.28 to $67.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 491 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.

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December 04, 2019 Filed Dec 6, 2019 21:53 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 2,035 $67.27 $136,894.45
Disclosure

SEC source: 0001288847-19-000141 · wf-form4_157566918596707.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,295

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.26 to $67.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2019 Filed Dec 6, 2019 21:53 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 801 $67.97 $54,443.97
Disclosure

SEC source: 0001288847-19-000141 · wf-form4_157566918596707.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,330

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.79 to $68.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:53 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 18,709 $67.27 $1,258,554.43
Disclosure

SEC source: 0001288847-19-000141 · wf-form4_157566918596707.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,131

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: Includes 384 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.

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December 03, 2019 Filed Dec 6, 2019 00:06 UTC SaleCommon Stock 1,161 $66.85 $77,612.85
Disclosure

SEC source: 0001288847-19-000140 · wf-form4_157559077502317.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,299

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.77 to $66.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 18, 2019 Filed Nov 18, 2019 23:46 UTC
Doran James BEVP Strategy
SaleCommon Stock 491 $64.87 $31,851.17
Disclosure

SEC source: 0001628280-19-014306 · wf-form4_157412074823225.xml · nonDerivative · entry 1

Doran James B · CIK 0001759033 · EVP Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,210

F1 · balance_after: Includes 491 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 23:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001628280-19-014304 · wf-form4_157412068570352.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 5,000 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Option dated October 28, 2013 is fully vested.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 23:45 UTC SaleCommon Stock 5,000 $65.11 $325,550.00
Disclosure

SEC source: 0001628280-19-014304 · wf-form4_157412068570352.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.10 to $65.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 23:45 UTC Exercise / conversionCommon Stock 5,000 $8.48 $42,400.00
Disclosure

SEC source: 0001628280-19-014304 · wf-form4_157412068570352.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:40 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,667 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,105

Underlying: Common Stock · 7,667 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:40 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 4,089 $65.26 $266,848.14
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.59 to $65.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:40 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,578 $64.15 $229,528.70
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,481

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.58 to $64.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:40 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 7,667 $4.25 $32,584.75
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:35 UTC SaleCommon Stock 4,000 $65.20 $260,800.00
Disclosure

SEC source: 0001628280-19-014300 · wf-form4_157412009432383.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,715

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.16 to $65.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:37 UTC
Kam RyanChief Marketing Officer
Exercise / conversionCommon Stock · Derivative 17,118 $0.00 Strike: $39.35 $0.00
Disclosure

SEC source: 0001628280-19-014301 · wf-form4_157412020509811.xml · derivative · entry 3

Kam Ryan · CIK 0001756824 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,357

Underlying: Common Stock · 17,118 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests as to 25% of the total shares granted on the one-year anniversary of November 2, 2018, and in 36 equal monthly installments each month thereafter.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:37 UTC
Kam RyanChief Marketing Officer
SaleCommon Stock 18,094 $64.29 $1,163,263.26
Disclosure

SEC source: 0001628280-19-014301 · wf-form4_157412020509811.xml · nonDerivative · entry 2

Kam Ryan · CIK 0001756824 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,579

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.46, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.