Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | EVP, Engineering | December 13, 2019 | December 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date December 13, 2019 · Filed December 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,694 |
Reported balance
After 2019-12-13 transaction · row 1
1 source rowRow 1 · 2019-12-13 · Sale · Disposed 3,542 · Balance 16,694 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2019. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.05 to $66.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.05 to $66.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2019 Filed Dec 17, 2019 21:18 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,542 | $65.72 | $232,780.24 |
DisclosureSEC source: 0001288847-19-000149 · wf-form4_157661749752969.xml · nonDerivative · entry 1 Pickering David A. · CIK 0001762397 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,694 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.05 to $66.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 22:00 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,858 | $67.28 | $125,006.24 |
DisclosureSEC source: 0001288847-19-000144 · wf-form4_157566962077578.xml · nonDerivative · entry 1 Pickering David A. · CIK 0001762397 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,236 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · balance_after: Includes 491 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:00 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 47,802 | $0.00 Strike: $43.72 | $0.00 |
DisclosureSEC source: 0001288847-19-000001 · wf-form4_154656003297167.xml · derivative · entry 2 Pickering David A. · CIK 0001762397 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,802 Underlying: Common Stock · 47,802 shares Expires 2028-12-31 F1 · derivative.exercise_date: The option vests as to 25% of the total shares granted on the one-year anniversary of December 17, 2018, and in 36 equal monthly installments each month thereafter. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:00 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 21,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-19-000001 · wf-form4_154656003297167.xml · nonDerivative · entry 1 Pickering David A. · CIK 0001762397 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,603 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.