Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | Chief Marketing Officer | December 04, 2019 | December 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date December 04, 2019 · Filed December 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,730 |
Reported balance
After 2019-12-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-04 · Sale · Disposed 3,007 · Balance 28,730 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.31 to $67.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Includes 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 23,882 |
Reported balance
After 2019-12-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-12-06 · Sale · Disposed 4,848 · Balance 23,882 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.10 to $66.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were to cover taxes upon the vesting of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.31 to $67.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Includes 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.10 to $66.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2019 Filed Dec 6, 2019 22:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,848 | $66.18 | $320,840.64 |
DisclosureSEC source: 0001288847-19-000145 · wf-form4_157566980114300.xml · nonDerivative · entry 2 Kam Ryan · CIK 0001756824 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,882 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.10 to $66.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 22:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,007 | $67.33 | $202,461.31 |
DisclosureSEC source: 0001288847-19-000145 · wf-form4_157566980114300.xml · nonDerivative · entry 1 Kam Ryan · CIK 0001756824 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,730 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.31 to $67.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:37 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock · Derivative | 17,118 | $0.00 Strike: $39.35 | $0.00 |
DisclosureSEC source: 0001628280-19-014301 · wf-form4_157412020509811.xml · derivative · entry 3 Kam Ryan · CIK 0001756824 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,357 Underlying: Common Stock · 17,118 shares Expires 2028-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests as to 25% of the total shares granted on the one-year anniversary of November 2, 2018, and in 36 equal monthly installments each month thereafter. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:37 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 18,094 | $64.29 | $1,163,263.26 |
DisclosureSEC source: 0001628280-19-014301 · wf-form4_157412020509811.xml · nonDerivative · entry 2 Kam Ryan · CIK 0001756824 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,579 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.46, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:37 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 17,118 | $39.35 | $673,593.30 |
DisclosureSEC source: 0001628280-19-014301 · wf-form4_157412020509811.xml · nonDerivative · entry 1 Kam Ryan · CIK 0001756824 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 976 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 15, 2019 and 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 22:50 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock · Derivative | 68,475 | $0.00 Strike: $39.35 | $0.00 |
DisclosureSEC source: 0001288847-18-000155 · wf-form4_154145820691129.xml · derivative · entry 2 Kam Ryan · CIK 0001756824 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,475 Underlying: Common Stock · 68,475 shares Expires 2028-11-02 F1 · derivative.exercise_date: The option vests as to 25% of the total number of shares on the one-year anniversary of the date of grant, and in 36 equal installments each month thereafter. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 22:50 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 31,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000155 · wf-form4_154145820691129.xml · nonDerivative · entry 1 Kam Ryan · CIK 0001756824 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,421 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.