Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2018 Filed May 24, 2018 21:20 UTC |
OLEARY DENISDirector
|
GrantCommon Stock | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033077 · doc4.xml · nonDerivative · entry 1 OLEARY DENIS · CIK 0001253512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,286 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| May 23, 2018 Filed May 24, 2018 21:16 UTC |
Lynch DennisDirector
|
GrantCommon Stock | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033072 · doc4.xml · nonDerivative · entry 1 Lynch Dennis · CIK 0001425470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,254 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| May 23, 2018 Filed May 24, 2018 21:07 UTC |
Kim John YDirector
|
GrantCommon Stock | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033059 · doc4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,404 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| May 23, 2018 Filed May 24, 2018 21:04 UTC |
DiSimone HarryDirector
|
GrantCommon Stock | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033051 · doc4.xml · nonDerivative · entry 1 DiSimone Harry · CIK 0001732108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| May 23, 2018 Filed May 24, 2018 21:00 UTC |
DAVIS ALISONDirector
|
GrantCommon Stock | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033040 · doc4.xml · nonDerivative · entry 1 DAVIS ALISON · CIK 0001203539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,894 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| May 16, 2018 Filed May 17, 2018 22:06 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
SaleCommon Stock | 50,000 | $72.26 | $3,613,000.00 |
DisclosureSEC source: 0001209191-18-031137 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,380 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.01 to $72.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 07, 2018 Filed May 8, 2018 21:47 UTC |
Simons DoyleDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,248 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001209191-18-028677 · doc4.xml · derivative · entry 2 Simons Doyle · CIK 0001185922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,248 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. F1 · shares: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. F2 · derivative.exercise_date: This option vested in full on May 20, 2009. F1 · derivative.underlying_shares: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| May 07, 2018 Filed May 8, 2018 21:47 UTC |
Simons DoyleDirector
|
Exercise / conversionCommon Stock | 12,248 | $12.75 | $156,162.00 |
DisclosureSEC source: 0001209191-18-028677 · doc4.xml · nonDerivative · entry 1 Simons Doyle · CIK 0001185922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. F1 · price: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. F1 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:42 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
SaleCommon Stock | 50,000 | $72.11 | $3,605,500.00 |
DisclosureSEC source: 0001209191-18-025727 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,380 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.84 to $72.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 350 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 14:19 UTC |
RENWICK GLENN MDirector
|
GrantDeferred Compensation Notional Units · Derivative | 782 | $71.31 | $55,764.42 |
DisclosureSEC source: 0001209191-18-022275 · doc4.xml · derivative · entry 1 RENWICK GLENN M · CIK 0001198119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,002 Underlying: Common Stock · 782 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 14:13 UTC |
OLEARY DENISDirector
|
GrantDeferred Compensation Notional Units · Derivative | 414 | $71.31 | $29,522.34 |
DisclosureSEC source: 0001209191-18-022273 · doc4.xml · derivative · entry 1 OLEARY DENIS · CIK 0001253512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,256 Underlying: Common Stock · 414 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 14:07 UTC |
Kim John YDirector
|
GrantDeferred Compensation Notional Units · Derivative | 327 | $71.31 | $23,318.37 |
DisclosureSEC source: 0001209191-18-022271 · doc4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,511 Underlying: Common Stock · 327 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 14:05 UTC |
Simons DoyleDirector
|
GrantDeferred Compensation Notional Units · Derivative | 362 | $71.31 | $25,814.22 |
DisclosureSEC source: 0001209191-18-022269 · doc4.xml · derivative · entry 1 Simons Doyle · CIK 0001185922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,574 Underlying: Common Stock · 362 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 13:57 UTC |
DiSimone HarryDirector
|
GrantDeferred Compensation Notional Units · Derivative | 71 | $71.31 | $5,063.01 |
DisclosureSEC source: 0001209191-18-022267 · doc4.xml · derivative · entry 1 DiSimone Harry · CIK 0001732108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71 Underlying: Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $5,038 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $5,038 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $5,038 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2018 in respect of $5,038 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 29, 2018, the closing price of Fiserv's common stock was $71.31 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 22:06 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
SaleCommon Stock | 10,000 | $73.80 | $738,000.00 |
DisclosureSEC source: 0001209191-18-021145 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,030 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · shares: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. F4 · price: This transaction was executed in multiple trades at prices ranging from $73.62 to $74.04 as adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. The price reported above reflects the weighted average sale price as adjusted to reflect this stock split. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 22:06 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
SaleCommon Stock | 24,000 | $73.27 | $1,758,480.00 |
DisclosureSEC source: 0001209191-18-021145 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,030 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · shares: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $72.86 to $73.57 as adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. The price reported above reflects the weighted average sale price as adjusted to reflect this stock split. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:20 UTC |
Best KennethChief Accounting Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 3,349 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-013090 · doc4.xml · derivative · entry 2 Best Kenneth · CIK 0001407947 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349 Underlying: Common Stock · 3,349 shares Expires 2028-02-21 F2 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:20 UTC |
Best KennethChief Accounting Officer
|
GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013090 · doc4.xml · nonDerivative · entry 1 Best Kenneth · CIK 0001407947 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272 F1 · shares: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:15 UTC |
Schultz Kevin JGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,393 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-013079 · doc4.xml · derivative · entry 1 Schultz Kevin J · CIK 0001341409 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,393 Underlying: Common Stock · 13,393 shares Expires 2028-02-21 F1 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:17 UTC |
VIELEHR BYRON CGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 33,483 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-013086 · doc4.xml · derivative · entry 1 VIELEHR BYRON C · CIK 0001331429 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,483 Underlying: Common Stock · 33,483 shares Expires 2028-02-21 F1 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:09 UTC |
McGranahan DevinGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 33,483 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-013058 · doc4.xml · derivative · entry 1 McGranahan Devin · CIK 0001684853 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,483 Underlying: Common Stock · 33,483 shares Expires 2028-02-21 F1 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:56 UTC |
McCreary Lynn S.Chief Legal Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,697 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-013026 · doc4.xml · derivative · entry 2 McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697 Underlying: Common Stock · 6,697 shares Expires 2028-02-21 F2 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:56 UTC |
McCreary Lynn S.Chief Legal Officer
|
GrantCommon Stock | 2,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013026 · doc4.xml · nonDerivative · entry 1 McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,921 F1 · shares: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:54 UTC |
ERNST MARK AChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,090 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-013018 · doc4.xml · derivative · entry 1 ERNST MARK A · CIK 0001181852 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,090 Underlying: Common Stock · 20,090 shares Expires 2028-02-21 F1 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:49 UTC |
Hau Robert W.Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 25,670 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-013004 · doc4.xml · derivative · entry 2 Hau Robert W. · CIK 0001473856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,670 Underlying: Common Stock · 25,670 shares Expires 2028-02-21 F2 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:49 UTC |
Hau Robert W.Chief Financial Officer
|
GrantCommon Stock | 8,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013004 · doc4.xml · nonDerivative · entry 1 Hau Robert W. · CIK 0001473856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,660 F1 · shares: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:40 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 89,286 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-012994 · doc4.xml · derivative · entry 6 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,286 Underlying: Common Stock · 89,286 shares Expires 2028-02-21 F7 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:40 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
GrantCommon Stock | 28,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012994 · doc4.xml · nonDerivative · entry 4 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,515 F5 · shares: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:40 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
SaleCommon Stock | 2,397 | $142.40 | $341,332.80 |
DisclosureSEC source: 0001209191-18-012994 · doc4.xml · nonDerivative · entry 3 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,900 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F4 · price: This transaction was executed in multiple trades at prices ranging from $142.20 to $142.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:40 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
SaleCommon Stock | 11,807 | $141.63 | $1,672,225.41 |
DisclosureSEC source: 0001209191-18-012994 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,297 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $141.17 to $142.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:40 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
SaleCommon Stock | 2,796 | $140.60 | $393,117.60 |
DisclosureSEC source: 0001209191-18-012994 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,104 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $140.12 to $141.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:32 UTC |
DiSimone HarryDirector
|
GrantStock Option (right to buy) · Derivative | 480 | $0.00 Strike: $139.79 | $0.00 |
DisclosureSEC source: 0001209191-18-012987 · doc4.xml · derivative · entry 3 DiSimone Harry · CIK 0001732108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480 Underlying: Common Stock · 480 shares Expires 2028-02-21 F2 · derivative.exercise_date: These options vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:32 UTC |
DiSimone HarryDirector
|
PurchaseCommon Stock | 353 | $141.59 | $49,981.27 |
DisclosureSEC source: 0001209191-18-012987 · doc4.xml · nonDerivative · entry 2 DiSimone Harry · CIK 0001732108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:32 UTC |
DiSimone HarryDirector
|
GrantCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012987 · doc4.xml · nonDerivative · entry 1 DiSimone Harry · CIK 0001732108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:00 UTC |
Schultz Kevin JGroup President
|
Tax withholdingCommon Stock | 161 | $142.72 | $22,977.92 |
DisclosureSEC source: 0001209191-18-012077 · doc4.xml · nonDerivative · entry 1 Schultz Kevin J · CIK 0001341409 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,932 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:00 UTC |
VIELEHR BYRON CGroup President
|
Tax withholdingCommon Stock | 683 | $142.72 | $97,477.76 |
DisclosureSEC source: 0001209191-18-012078 · doc4.xml · nonDerivative · entry 1 VIELEHR BYRON C · CIK 0001331429 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,036 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:59 UTC |
Gregoire Kevin P.Group President
|
Tax withholdingCommon Stock | 301 | $142.72 | $42,958.72 |
DisclosureSEC source: 0001209191-18-012075 · doc4.xml · nonDerivative · entry 2 Gregoire Kevin P. · CIK 0001601818 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,211 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:58 UTC |
Best KennethChief Accounting Officer
|
Tax withholdingCommon Stock | 196 | $142.72 | $27,973.12 |
DisclosureSEC source: 0001209191-18-012073 · doc4.xml · nonDerivative · entry 2 Best Kenneth · CIK 0001407947 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,198 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:57 UTC |
McCreary Lynn S.Chief Legal Officer
|
Tax withholdingCommon Stock | 706 | $142.72 | $100,760.32 |
DisclosureSEC source: 0001209191-18-012072 · doc4.xml · nonDerivative · entry 2 McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,774 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:56 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
Tax withholdingCommon Stock | 7,312 | $142.72 | $1,043,568.64 |
DisclosureSEC source: 0001209191-18-012070 · doc4.xml · nonDerivative · entry 4 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,900 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 22:59 UTC |
Gregoire Kevin P.Group President
|
Tax withholdingCommon Stock | 493 | $142.72 | $70,360.96 |
DisclosureSEC source: 0001209191-18-012075 · doc4.xml · nonDerivative · entry 1 Gregoire Kevin P. · CIK 0001601818 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,512 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 22:58 UTC |
Best KennethChief Accounting Officer
|
Tax withholdingCommon Stock | 118 | $142.72 | $16,840.96 |
DisclosureSEC source: 0001209191-18-012073 · doc4.xml · nonDerivative · entry 1 Best Kenneth · CIK 0001407947 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Includes 207 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 22:57 UTC |
McCreary Lynn S.Chief Legal Officer
|
Tax withholdingCommon Stock | 529 | $142.72 | $75,498.88 |
DisclosureSEC source: 0001209191-18-012072 · doc4.xml · nonDerivative · entry 1 McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,480 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Includes 216 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 22:56 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
Tax withholdingCommon Stock | 2,553 | $142.72 | $364,364.16 |
DisclosureSEC source: 0001209191-18-012070 · doc4.xml · nonDerivative · entry 3 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,212 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:56 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 363,984 | $0.00 Strike: $16.37 | $0.00 |
DisclosureSEC source: 0001209191-18-012070 · doc4.xml · derivative · entry 6 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 363,984 shares Expires 2019-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal installments on February 26, 2010, 2011 and 2012. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:56 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
Tax withholdingCommon Stock | 193,270 | $142.30 | $27,501,354.65 |
DisclosureSEC source: 0001209191-18-012070 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,765 F1 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:56 UTC |
YABUKI JEFFERY WDirector · President and CEO
|
Exercise / conversionCommon Stock | 363,984 | $16.37 | $5,958,418.08 |
DisclosureSEC source: 0001209191-18-012070 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:55 UTC |
OLEARY DENISDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,658 | $0.00 Strike: $20.68 | $0.00 |
DisclosureSEC source: 0001209191-18-012067 · doc4.xml · derivative · entry 3 OLEARY DENIS · CIK 0001253512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,658 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in full on May 20, 2010. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:55 UTC |
OLEARY DENISDirector
|
SaleCommon Stock | 12,160 | $142.64 | $1,734,502.40 |
DisclosureSEC source: 0001209191-18-012067 · doc4.xml · nonDerivative · entry 2 OLEARY DENIS · CIK 0001253512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,807 F1 · price: This transaction was executed in multiple trades at prices ranging from $142.62 to $142.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:55 UTC |
OLEARY DENISDirector
|
Exercise / conversionCommon Stock | 7,658 | $20.68 | $158,367.44 |
DisclosureSEC source: 0001209191-18-012067 · doc4.xml · nonDerivative · entry 1 OLEARY DENIS · CIK 0001253512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.