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Nasdaq · USD

FISV

FISERV INC

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3167
SEC CIK
0000798354
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876

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Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2019 Filed Jul 30, 2019 22:13 UTC
Bisignano FrankDirector · President and COO
GrantCommon Stock 575 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043742 · doc4.xml · nonDerivative · entry 5

Bisignano Frank · CIK 0001346629 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 575

F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F10 · ownership.nature: Held by a revocable trust.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 22:13 UTC
Bisignano FrankDirector · President and COO
GrantCommon Stock 83,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043742 · doc4.xml · nonDerivative · entry 4

Bisignano Frank · CIK 0001346629 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,160

F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F9 · ownership.nature: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 22:13 UTC
Bisignano FrankDirector · President and COO
GrantCommon Stock 31,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043742 · doc4.xml · nonDerivative · entry 3

Bisignano Frank · CIK 0001346629 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,838

F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F8 · ownership.nature: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 22:13 UTC
Bisignano FrankDirector · President and COO
GrantCommon Stock 143,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043742 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870,488

F7 · shares: These restricted stock units were granted to the Reporting Person pursuant to his employment agreement, dated January 16, 2019, with the Issuer. One-third of these restricted stock units vest on each anniversary of the grant date.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 22:13 UTC
Bisignano FrankDirector · President and COO
GrantCommon Stock 2,727,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043742 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,727,139

F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F2 · shares: Consists of (i) 979,758 shares of the Issuer's common stock acquired upon the completion of the Merger, (ii) 95,858 shares of the Issuer's restricted stock subject to time-based vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), (iii) 343,665 restricted stock units of the Issuer subject to time-based vesting and 1,212,000 restricted stock units of the Issuer subject to time-based vesting with an accelerated vesting performance condition, all of which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iv) 95,858 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number).

F3 · shares: As converted and as applicable, restricted stock units and shares of restricted stock will generally continue to be governed by the same terms and conditions as were applicable at the Effective Time, except that the shares of restricted stock subject to performance-vesting will be eligible to vest upon satisfaction of an adjusted performance condition based on a target price per share of the Issuer's common stock equal to $32.00 divided by the Exchange Ratio, in each case, in accordance with the Merger Agreement.

F4 · shares: Of the 95,858 shares of restricted stock subject to time-based vesting, half will vest on each of December 31, 2019 and 2020.

F5 · shares: The 343,665 restricted stock units subject to time-based vesting will vest as follows: 105,158 on February 15, 2020; 56,697 on February 20, 2020; 130,709 on February 15, 2021; and 51,101 on February 15, 2022.

F6 · shares: The 1,212,000 unvested restricted stock units subject to time-based vesting with an accelerated vesting performance condition are part of an original award amount of 1,515,000 restricted stock units on an as converted basis (the "original award amount"). Twenty percent of the original award amount: (i) vested on August 15, 2018 and (ii) will vest on August 15, 2019. The remaining unvested restricted stock units will vest in an amount equal to 14.2857% of the original award amount on August 15, 2020 and on each subsequent 15th day of August (each, a "vesting period") with any remaining shares vesting on August 15, 2024; provided that, if for 10 consecutive trading days during a vesting period, the closing price of the Issuer's common stock has met or exceeded a share price corresponding to a 15% cumulative annual increase over the quotient of $17.89 divided by the Exchange Ratio, then the annual vesting percentage on that vesting date will increase to 20%.

F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F2 · price: Consists of (i) 979,758 shares of the Issuer's common stock acquired upon the completion of the Merger, (ii) 95,858 shares of the Issuer's restricted stock subject to time-based vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), (iii) 343,665 restricted stock units of the Issuer subject to time-based vesting and 1,212,000 restricted stock units of the Issuer subject to time-based vesting with an accelerated vesting performance condition, all of which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iv) 95,858 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number).

Read SEC document
July 29, 2019 Filed Jul 30, 2019 22:00 UTC
Schultz Kevin JEVP & President International
GrantCommon Stock 534 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043726 · doc4.xml · nonDerivative · entry 2

Schultz Kevin J · CIK 0001341409 · EVP & President International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845

F3 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019. At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F3 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019. At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 22:00 UTC
Schultz Kevin JEVP & President International
GrantCommon Stock 6,327 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043726 · doc4.xml · nonDerivative · entry 1

Schultz Kevin J · CIK 0001341409 · EVP & President International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

F1 · shares: These performance share units, for which the performance metrics have been satisfied, are subject to continued employment by the reporting person through December 31, 2019 and will vest on the date of the regularly scheduled meeting of the Fiserv, Inc. Compensation Committee in February of 2020.

F2 · balance_after: Includes 283 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:59 UTC
VIELEHR BYRON CEVP, Senior Group President
GrantCommon Stock 10,544 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043722 · doc4.xml · nonDerivative · entry 1

VIELEHR BYRON C · CIK 0001331429 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,927

F1 · shares: These performance share units, for which the performance metrics have been satisfied, are subject to continued employment by the reporting person through December 31, 2019 and will vest on the date of the regularly scheduled meeting of the Fiserv, Inc. Compensation Committee in February of 2020.

F2 · balance_after: Includes 283 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:58 UTC
McGranahan DevinEVP, Senior Group President
GrantCommon Stock 10,544 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043721 · doc4.xml · nonDerivative · entry 1

McGranahan Devin · CIK 0001684853 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,822

F1 · shares: These performance share units, for which the performance metrics have been satisfied, are subject to continued employment by the reporting person through December 31, 2019 and will vest on the date of the regularly scheduled meeting of the Fiserv, Inc. Compensation Committee in February of 2020.

F2 · balance_after: Includes 283 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:57 UTC
McCreary Lynn S.Chief Legal Officer
GrantCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043720 · doc4.xml · nonDerivative · entry 1

McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,364

F1 · shares: These performance share units, for which the performance metrics have been satisfied, are subject to continued employment by the reporting person through December 31, 2019 and will vest on the date of the regularly scheduled meeting of the Fiserv, Inc. Compensation Committee in February of 2020.

F2 · balance_after: Includes 283 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:56 UTC
Hau Robert W.Chief Financial Officer
GrantCommon Stock 14,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043718 · doc4.xml · nonDerivative · entry 1

Hau Robert W. · CIK 0001473856 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,887

F1 · shares: These performance share units, for which the performance metrics have been satisfied, are subject to continued employment by the reporting person through December 31, 2019 and will vest on the date of the regularly scheduled meeting of the Fiserv, Inc. Compensation Committee in February of 2020.

F2 · balance_after: Includes 283 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:55 UTC
Best KennethChief Accounting Officer
GrantCommon Stock 1,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043717 · doc4.xml · nonDerivative · entry 1

Best Kenneth · CIK 0001407947 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,442

F1 · shares: These performance share units, for which the performance metrics have been satisfied, are subject to continued employment by the reporting person through December 31, 2019 and will vest on the date of the regularly scheduled meeting of the Fiserv, Inc. Compensation Committee in February of 2020.

F2 · balance_after: Includes 170 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
GrantEmployee Stock Option (right to buy) · Derivative 61,802 Not disclosed Strike: $41.33 Not disclosed
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 8

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,802

Underlying: Common Stock · 61,802 shares

Expires 2026-02-24

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F6 · derivative.exercise_date: These stock options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
GrantEmployee Stock Option (right to buy) · Derivative 159,764 Not disclosed Strike: $52.81 Not disclosed
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 7

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,764

Underlying: Common Stock · 159,764 shares

Expires 2025-10-15

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F9 · derivative.exercise_date: Of these stock options, (i) half became vested and exercisable pursuant to their terms in equal portions on each of December 31, 2017 and 2018, and (ii) the remaining half, which would have vested in equal portions on each of December 31, 2019 and 2020, was subject to accelerated vesting and became immediately vested and exercisable upon completion of the Merger.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
GrantEmployee Stock Option (right to buy) · Derivative 79,882 Not disclosed Strike: $52.81 Not disclosed
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 6

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,882

Underlying: Common Stock · 79,882 shares

Expires 2025-10-15

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F8 · derivative.exercise_date: These stock options will become vested and exercisable upon satisfaction of an adjusted performance condition based on a target price per share of the Issuer's common stock equal to $32.00 divided by the Exchange Ratio, in accordance with the Merger Agreement.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
GrantEmployee Stock Option (right to buy) · Derivative 47,929 Not disclosed Strike: $46.97 Not disclosed
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,929

Underlying: Common Stock · 47,929 shares

Expires 2025-01-14

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F6 · derivative.exercise_date: These stock options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
GrantEmployee Stock Option (right to buy) · Derivative 41,937 Not disclosed Strike: $41.75 Not disclosed
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,937

Underlying: Common Stock · 41,937 shares

Expires 2024-02-10

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F6 · derivative.exercise_date: These stock options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
GrantEmployee Stock Option (right to buy) · Derivative 479,292 Not disclosed Strike: $36.54 Not disclosed
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,292

Underlying: Common Stock · 479,292 shares

Expires 2023-07-11

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F6 · derivative.exercise_date: These stock options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
Tax withholdingCommon Stock 15,737 $104.64 $1,646,719.68
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,293

F5 · shares: Shares withheld by the Issuer to pay tax liability incident to the vesting of First Data restricted stock in the Merger and receipt of shares of the Issuer's common stock in the Merger.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC
Chiarello GuyChief Administrative Officer
GrantCommon Stock 464,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043892 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,030

F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F2 · shares: Consists of (i) 164,556 shares of the Issuer's common stock acquired by the Reporting Person upon the completion of the Merger, (ii) 267,522 restricted stock units of the Issuer subject to time-based vesting, which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iii) 31,952 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number).

F3 · shares: As converted and as applicable, these restricted stock units and shares of restricted stock will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that the shares of restricted stock subject to performance-vesting will be eligible to vest upon satisfaction of an adjusted performance condition based on a target price per share of the Issuer's common stock equal to $32.00 divided by the Exchange Ratio, in each case, in accordance with the Merger Agreement.

F4 · shares: The 267,522 restricted stock units subject to time-based vesting will vest as follows: 60,600 on August 15, 2019; 41,538 on February 15, 2020; 31,718 on February 20, 2020; 60,600 on August 15, 2020; 52,048 on February 15, 2021; and 21,018 on February 15, 2022.

F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F2 · price: Consists of (i) 164,556 shares of the Issuer's common stock acquired by the Reporting Person upon the completion of the Merger, (ii) 267,522 restricted stock units of the Issuer subject to time-based vesting, which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iii) 31,952 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number).

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:59 UTC
Foskett Christopher MEVP, Global Sales
GrantEmployee Stock Option (right to buy) · Derivative 16,684 Not disclosed Strike: $41.33 Not disclosed
Disclosure

SEC source: 0001209191-19-043898 · doc4.xml · derivative · entry 6

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,684

Underlying: Common Stock · 16,684 shares

Expires 2026-02-24

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F6 · derivative.exercise_date: These stock options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:59 UTC
Foskett Christopher MEVP, Global Sales
GrantEmployee Stock Option (right to buy) · Derivative 15,976 Not disclosed Strike: $52.81 Not disclosed
Disclosure

SEC source: 0001209191-19-043898 · doc4.xml · derivative · entry 5

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,976

Underlying: Common Stock · 15,976 shares

Expires 2025-10-15

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F9 · derivative.exercise_date: Of these stock options, (i) half became vested and exercisable pursuant to their terms in equal portions on each of December 31, 2017 and 2018, and (ii) the remaining half, which would have vested in equal portions on each of December 31, 2019 and 2020, was subject to accelerated vesting and became immediately vested and exercisable upon completion of the Merger.

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July 29, 2019 Filed Jul 31, 2019 21:59 UTC
Foskett Christopher MEVP, Global Sales
GrantEmployee Stock Option (right to buy) · Derivative 7,988 Not disclosed Strike: $52.81 Not disclosed
Disclosure

SEC source: 0001209191-19-043898 · doc4.xml · derivative · entry 4

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,988

Underlying: Common Stock · 7,988 shares

Expires 2025-10-15

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F8 · derivative.exercise_date: These stock options will become vested and exercisable upon satisfaction of an adjusted performance condition based on a target price per share of the Issuer's common stock equal to $32.00 divided by the Exchange Ratio, in accordance with the Merger Agreement.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:59 UTC
Foskett Christopher MEVP, Global Sales
GrantEmployee Stock Option (right to buy) · Derivative 47,929 Not disclosed Strike: $41.75 Not disclosed
Disclosure

SEC source: 0001209191-19-043898 · doc4.xml · derivative · entry 3

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,929

Underlying: Common Stock · 47,929 shares

Expires 2024-05-01

F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition.

F6 · derivative.exercise_date: These stock options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:59 UTC
Foskett Christopher MEVP, Global Sales
Tax withholdingCommon Stock 4,252 $104.64 $444,929.28
Disclosure

SEC source: 0001209191-19-043898 · doc4.xml · nonDerivative · entry 2

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,149

F5 · shares: Shares withheld by the Issuer to pay tax liability incident to the vesting of First Data restricted stock in the Merger and receipt of shares of the Issuer's common stock in the Merger.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:59 UTC
Foskett Christopher MEVP, Global Sales
GrantCommon Stock 162,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043898 · doc4.xml · nonDerivative · entry 1

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,401

F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F2 · shares: Consists of (i) 52,443 shares of the Issuer's common stock acquired by the Reporting Person upon the completion of the Merger, (ii) 101,970 restricted stock units of the Issuer subject to time-based vesting, which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iii) 7,988 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number).

F3 · shares: As converted and as applicable, these restricted stock units and shares of restricted stock will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that the shares of restricted stock subject to performance-vesting will be eligible to vest upon satisfaction of an adjusted performance condition based on a target price per share of the Issuer's common stock equal to $32.00 divided by the Exchange Ratio, in each case, in accordance with the Merger Agreement.

F4 · shares: The 101,970 restricted stock units subject to time-based vesting will vest as follows: 24,240 on August 15, 2019; 15,528 on February 15, 2020; 9,746 on February 20, 2020; 24,240 on August 15, 2020; 19,757 on February 15, 2021; and 8,459 on February 15, 2022.

F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock.

F2 · price: Consists of (i) 52,443 shares of the Issuer's common stock acquired by the Reporting Person upon the completion of the Merger, (ii) 101,970 restricted stock units of the Issuer subject to time-based vesting, which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iii) 7,988 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number).

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:53 UTC
YABUKI JEFFERY WDirector · Chairman and CEO
SaleCommon Stock 2,900 $103.69 $300,701.00
Disclosure

SEC source: 0001209191-19-043713 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $103.54 to $104.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:53 UTC
YABUKI JEFFERY WDirector · Chairman and CEO
SaleCommon Stock 16,300 $103.16 $1,681,508.00
Disclosure

SEC source: 0001209191-19-043713 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,329

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $102.54 to $103.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:53 UTC
YABUKI JEFFERY WDirector · Chairman and CEO
SaleCommon Stock 800 $102.18 $81,744.00
Disclosure

SEC source: 0001209191-19-043713 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,629

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $101.52 to $102.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 21:30 UTC
YABUKI JEFFERY WDirector · President and CEO
SaleCommon Stock 20,000 $94.25 $1,885,000.00
Disclosure

SEC source: 0001209191-19-042665 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $93.78 to $94.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 23:09 UTC GrantDeferred Compensation Notional Units · Derivative 612 $91.16 $55,789.92
Disclosure

SEC source: 0001209191-19-039882 · doc4.xml · derivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,435

Underlying: Common Stock · 612 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $55,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 23:08 UTC GrantDeferred Compensation Notional Units · Derivative 256 $91.16 $23,336.96
Disclosure

SEC source: 0001209191-19-039879 · doc4.xml · derivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049

Underlying: Common Stock · 256 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 23:07 UTC
Simons DoyleDirector
GrantDeferred Compensation Notional Units · Derivative 283 $91.16 $25,798.28
Disclosure

SEC source: 0001209191-19-039877 · doc4.xml · derivative · entry 1

Simons Doyle · CIK 0001185922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,161

Underlying: Common Stock · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 23:06 UTC
Kim John YDirector
GrantDeferred Compensation Notional Units · Derivative 256 $91.16 $23,336.96
Disclosure

SEC source: 0001209191-19-039875 · doc4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,945

Underlying: Common Stock · 256 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 23:05 UTC
OLEARY DENISDirector
GrantDeferred Compensation Notional Units · Derivative 324 $91.16 $29,535.84
Disclosure

SEC source: 0001209191-19-039873 · doc4.xml · derivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,075

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

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June 19, 2019 Filed Jun 20, 2019 20:27 UTC
YABUKI JEFFERY WDirector · President and CEO
SaleCommon Stock 3,500 $89.77 $314,195.00
Disclosure

SEC source: 0001209191-19-038226 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $89.51 to $90.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 19, 2019 Filed Jun 20, 2019 20:27 UTC
YABUKI JEFFERY WDirector · President and CEO
SaleCommon Stock 16,500 $89.11 $1,470,315.00
Disclosure

SEC source: 0001209191-19-038226 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,929

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $88.52 to $89.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 22, 2019 Filed May 23, 2019 21:37 UTC GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032392 · doc4.xml · nonDerivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,829

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:36 UTC
OLEARY DENISDirector
GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032390 · doc4.xml · nonDerivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,429

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:35 UTC GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032389 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,913

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:35 UTC
DAVIS ALISONDirector
GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032386 · doc4.xml · nonDerivative · entry 1

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,037

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:34 UTC GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032384 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,793

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:33 UTC
Lynch DennisDirector
GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032382 · doc4.xml · nonDerivative · entry 1

Lynch Dennis · CIK 0001425470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,397

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:32 UTC
Simons DoyleDirector
GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032379 · doc4.xml · nonDerivative · entry 1

Simons Doyle · CIK 0001185922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,105

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:31 UTC
Kim John YDirector
GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032377 · doc4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,547

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 22, 2019 Filed May 23, 2019 21:24 UTC
ROBAK KIM MDirector
GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032366 · doc4.xml · nonDerivative · entry 1

ROBAK KIM M · CIK 0001264141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,849

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 21, 2019 Filed May 23, 2019 21:16 UTC
YABUKI JEFFERY WDirector · President and CEO
SaleCommon Stock 2,000 $88.95 $177,900.00
Disclosure

SEC source: 0001209191-19-032343 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 345,050

F2 · price: This transaction was executed in multiple trades at prices ranging from $88.90 to $88.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

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May 21, 2019 Filed May 23, 2019 21:16 UTC
YABUKI JEFFERY WDirector · President and CEO
GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032343 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 347,050

F1 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

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May 15, 2019 Filed May 16, 2019 20:42 UTC
YABUKI JEFFERY WDirector · President and CEO
SaleCommon Stock 18,000 $85.60 $1,540,800.00
Disclosure

SEC source: 0001209191-19-030419 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $85.05 to $85.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 15, 2019 Filed May 16, 2019 20:42 UTC
YABUKI JEFFERY WDirector · President and CEO
SaleCommon Stock 2,000 $84.50 $169,000.00
Disclosure

SEC source: 0001209191-19-030419 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $83.97 to $84.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 283 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.