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person · Reporting owner

Sherman J Donald

Disclosed activity across 4 companies

Tapewire entity
123427
SEC CIK
0001344702

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Epiphany Technology Acquisition Corp.EPHY · Entity 123266DirectorJanuary 07, 2021January 07, 2021
FISERV INCFISV · Entity 3167DirectorMay 22, 2019May 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Epiphany Technology Acquisition Corp.

Report date January 07, 2021 · Filed January 07, 2021

This filing explicitly reported no securities owned.

FISERV INC

Report date May 22, 2019 · Filed May 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,793 Reported balance After 2019-05-22 transaction · row 1
1 source row

Row 1 · 2019-05-22 · Grant · Acquired 2,143 · Balance 12,793

F1: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CITRIX SYSTEMS INC

Report date September 30, 2022 · Filed October 03, 2022

Section 16 reporting ended · disclosed 2022-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-09-30 transaction · row 1
1 source row

Row 1 · 2022-09-30 · Disposition to issuer · Disposed 4,570 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 31, 2022 (the "Merger Agreement"), by and among the Issuer, Picard Parent, Inc. ("Parent"), Picard Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), and for certain limited purposes detailed in the Merger Agreement, TIBCO Software Inc., Merger Sub merged with and into the Issuer on September 30, 2022, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $104.00, without interest and less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 31, 2022 (the "Merger Agreement"), by and among the Issuer, Picard Parent, Inc. ("Parent"), Picard Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), and for certain limited purposes detailed in the Merger Agreement, TIBCO Software Inc., Merger Sub merged with and into the Issuer on September 30, 2022, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $104.00, without interest and less any applicable withholding taxes.

HUBSPOT INC

Report date July 01, 2020 · Filed July 02, 2020

Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect68,600 Reported balance After 2020-07-01 transaction · row 1
1 source row

Row 1 · 2020-07-01 · Tax withholding · Disposed 1,508 · Balance 68,600

F1: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 3, 2022 09:58 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 Disposition to issuerCommon Stock 4,570 Not disclosed Not disclosed
Disclosure

SEC source: 0000877890-22-000119 · wf-form4_166480549389953.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of January 31, 2022 (the "Merger Agreement"), by and among the Issuer, Picard Parent, Inc. ("Parent"), Picard Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), and for certain limited purposes detailed in the Merger Agreement, TIBCO Software Inc., Merger Sub merged with and into the Issuer on September 30, 2022, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $104.00, without interest and less any applicable withholding taxes.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 09:51 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 0.536 $0.00 $0.00
Disclosure

SEC source: 0000877890-22-000076 · wf-form4_165702910143194.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,570

F1 · shares: The fractional share being reported is a result of the rounding of fractional shares upon final vesting of restricted stock units previously granted to the reporting person.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 15:09 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 8.315 $0.00 $0.00
Disclosure

SEC source: 0000877890-21-000373 · wf-form4_164020373226267.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569.464

F1 · shares: On December 21, 2021, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.37 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, December 7, 2021. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 08:38 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 7.149 $0.00 $0.00
Disclosure

SEC source: 0000877890-21-000299 · wf-form4_163274627585627.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561.149

F1 · shares: On September 24, 2021, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.37 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, September 10, 2021. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:55 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 2,129 $0.00 $0.00
Disclosure

SEC source: 0000877890-21-000265 · wf-form4_162524850074359.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,554

F1 · shares: Grant of restricted stock units that vest in full on the earlier of (i) the first anniversary of the award date or (ii) the day immediately prior to the issuer's next regular meeting of stockholders following the award date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 14:57 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 0.118 $0.00 $0.00
Disclosure

SEC source: 0000877890-21-000209 · wf-form4_162283303788997.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

F1 · shares: The fractional share being reported is a result of the rounding of fractional shares upon final vesting of restricted stock units previously granted to the reporting person.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 08:43 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 4.761 $0.00 $0.00
Disclosure

SEC source: 0000877890-21-000081 · wf-form4_161702178929184.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424.882

F1 · shares: On March 26, 2021, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.37 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, March 12, 2021. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 17:01 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 4.624 $0.00 $0.00
Disclosure

SEC source: 0000877890-20-000390 · wf-form4_160876088751533.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420.121

F1 · shares: On December 22, 2020, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.35 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, December 8, 2020. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 13:13 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 4.497 $0.00 $0.00
Disclosure

SEC source: 0000877890-20-000297 · wf-form4_160131316652419.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415.497

F1 · shares: On September 25, 2020, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.35 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, September 11, 2020. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 15:09 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 1,749 $0.00 $0.00
Disclosure

SEC source: 0000877890-20-000239 · wf-form4_159371693931030.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

F1 · shares: Grant of restricted stock units that vest in full on the earlier of (i) the first anniversary of the award date or (ii) the day immediately prior the issuer's next regular meeting of stockholders following the award date.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:54 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 1,508 $232.55 $350,685.40
Disclosure

SEC source: 0001209191-20-040460 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,600

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:42 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 260 $213.22 $55,437.20
Disclosure

SEC source: 0001209191-20-033571 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,108

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:21 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 260 $160.56 $41,745.60
Disclosure

SEC source: 0001209191-20-026768 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,368

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:00 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 1,310 $125.10 $163,881.00
Disclosure

SEC source: 0001209191-20-022665 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,628

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 10:02 UTC CITRIX SYSTEMS INC CTXS · Entity 123414 GrantCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0000877890-20-000133 · wf-form4_158592255506937.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

F1 · shares: Grant of restricted stock units that vest in full on the day immediately prior the company's next regular meeting of stockholders following the award date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:10 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 172 $180.61 $31,064.92
Disclosure

SEC source: 0001209191-20-016038 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,938

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:10 UTC HUBSPOT INC HUBS · Entity 1104 GrantStock Option (right to buy) · Derivative 11,781 $0.00 Strike: $173.06 $0.00
Disclosure

SEC source: 0001209191-20-006857 · doc4.xml · derivative · entry 3

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,781

Underlying: Common Stock · 11,781 shares

Expires 2030-02-03

F3 · derivative.exercise_date: This stock option vests over 4 years beginning on January 1, 2020, at a rate of 6.25% every three months.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:10 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 174 $182.91 $31,826.34
Disclosure

SEC source: 0001209191-20-006857 · doc4.xml · nonDerivative · entry 2

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,110

F2 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:10 UTC HUBSPOT INC HUBS · Entity 1104 GrantCommon Stock 13,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006857 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,936

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2014 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. The restricted stock unit vests over 4 years beginning on January 1, 2020, at a rate at 6.25% vesting every three months.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:10 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 969 $162.57 $157,530.33
Disclosure

SEC source: 0001209191-20-001748 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,103

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:19 UTC HUBSPOT INC HUBS · Entity 1104 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $5.76 Strike: $5.76 $86,400.00
Disclosure

SEC source: 0001209191-19-061935 · doc4.xml · derivative · entry 5

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,223

Underlying: Common Stock · 15,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:19 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 5,595 $159.05 $889,884.75
Disclosure

SEC source: 0001209191-19-061935 · doc4.xml · nonDerivative · entry 4

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,072

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.64 to $159.61, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) herein

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:19 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 2,001 $157.77 $315,697.77
Disclosure

SEC source: 0001209191-19-061935 · doc4.xml · nonDerivative · entry 3

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,667

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.59 to $158.32, inclusive.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:19 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 7,404 $157.24 $1,164,204.96
Disclosure

SEC source: 0001209191-19-061935 · doc4.xml · nonDerivative · entry 2

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,868

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.57 to $157.56, inclusive.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:19 UTC HUBSPOT INC HUBS · Entity 1104 Exercise / conversionCommon Stock 15,000 $5.76 $86,400.00
Disclosure

SEC source: 0001209191-19-061935 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:09 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 534 $146.79 $78,385.86
Disclosure

SEC source: 0001209191-19-059043 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,072

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:51 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 535 $156.38 $83,663.30
Disclosure

SEC source: 0001209191-19-055011 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,606

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:08 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 1,399 $150.76 $210,913.24
Disclosure

SEC source: 0001209191-19-052119 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,141

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:35 UTC HUBSPOT INC HUBS · Entity 1104 Exercise / conversionEmployee Stock Option · Derivative 25,000 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0001209191-19-050549 · doc4.xml · derivative · entry 5

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,223

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F5 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:35 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 601 $161.66 $97,157.66
Disclosure

SEC source: 0001209191-19-050549 · doc4.xml · nonDerivative · entry 4

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,540

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.59 to $161.79, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) herein.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:35 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 16,610 $160.85 $2,671,718.50
Disclosure

SEC source: 0001209191-19-050549 · doc4.xml · nonDerivative · entry 3

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,141

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.41 to $161.39, inclusive.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:35 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 7,789 $160.08 $1,246,863.12
Disclosure

SEC source: 0001209191-19-050549 · doc4.xml · nonDerivative · entry 2

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,751

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.41 to $160.40, inclusive.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:35 UTC HUBSPOT INC HUBS · Entity 1104 Exercise / conversionCommon Stock 25,000 $5.76 $144,000.00
Disclosure

SEC source: 0001209191-19-050549 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:28 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 534 $197.84 $105,646.56
Disclosure

SEC source: 0001209191-19-048527 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,540

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:09 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 534 $177.75 $94,918.50
Disclosure

SEC source: 0001209191-19-044504 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,074

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:50 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 1,400 $174.76 $244,664.00
Disclosure

SEC source: 0001209191-19-040823 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,608

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · derivative · entry 9

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,223

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F9 · derivative.exercise_date: This stock option is fully vested.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 867 $178.84 $155,054.28
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 8

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,008

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.58 to $179.30, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (8) herein.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 475 $177.73 $84,421.75
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 7

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,875

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.55 to $178.09, inclusive.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 800 $177.03 $141,624.00
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 6

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,350

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.53 to $177.48, inclusive.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 3,875 $175.12 $678,590.00
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 5

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,150

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.51 to $175.50, inclusive.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 7,118 $173.88 $1,237,677.84
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 4

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,025

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.50 to $174.49, inclusive.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 5,290 $173.20 $916,228.00
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 3

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,143

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.48 to $173.48, inclusive.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 SaleCommon Stock 6,575 $171.93 $1,130,439.75
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 2

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,433

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.46 to $172.42, inclusive.

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June 24, 2019 Filed Jun 25, 2019 20:29 UTC HUBSPOT INC HUBS · Entity 1104 Exercise / conversionCommon Stock 25,000 $5.76 $144,000.00
Disclosure

SEC source: 0001209191-19-038923 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

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June 03, 2019 Filed Jun 5, 2019 20:41 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 534 $162.24 $86,636.16
Disclosure

SEC source: 0001209191-19-034763 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,008

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

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May 22, 2019 Filed May 23, 2019 21:34 UTC FISERV INC FISV · Entity 3167 GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032384 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,793

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 01, 2019 Filed May 3, 2019 20:07 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 535 $181.55 $97,129.25
Disclosure

SEC source: 0001209191-19-027307 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,542

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

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April 01, 2019 Filed Apr 3, 2019 20:37 UTC HUBSPOT INC HUBS · Entity 1104 Tax withholdingCommon Stock 1,399 $166.73 $233,255.27
Disclosure

SEC source: 0001209191-19-023169 · doc4.xml · nonDerivative · entry 1

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,077

F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.

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March 25, 2019 Filed Mar 27, 2019 20:13 UTC HUBSPOT INC HUBS · Entity 1104 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0000899243-19-009021 · doc4.xml · derivative · entry 7

Sherman J Donald · CIK 0001344702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,223

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F6 · derivative.exercise_date: The stock option is fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.