Tapewire

Nasdaq · USD

FISV

FISERV INC

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Tapewire entity
3167
SEC CIK
0000798354
Parsed reports
876

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2020 Filed Dec 22, 2020 21:10 UTC
DAVIS ALISONDirector
Exercise / conversionCommon Stock 1,090 $35.25 $38,422.50
Disclosure

SEC source: 0001209191-20-064808 · doc4.xml · nonDerivative · entry 2

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC
DAVIS ALISONDirector
SaleCommon Stock 983 $114.35 $112,406.05
Disclosure

SEC source: 0001209191-20-064808 · doc4.xml · nonDerivative · entry 1

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,988

Read SEC document
December 16, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 34,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 12

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,690

Read SEC document
December 16, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 86,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 7

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223,358

Read SEC document
December 14, 2020 Filed Dec 14, 2020 21:57 UTC SaleCommon Stock 20,125,000 $110.04 $2,214,555,000.00
Disclosure

SEC source: 0001140361-20-028313 · form4.xml · nonDerivative · entry 1

New Omaha Holdings L.P. · CIK 0001654991 · 10% owner

New Omaha Holdings LLC · CIK 0001654990 · 10% owner

KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner

KKR Associates 2006 LP · CIK 0001432739 · 10% owner

KKR 2006 GP LLC · CIK 0001432740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 85,300,667

F1 · price: This amount represents the $112.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $1.96 per share.

F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 21:52 UTC SaleCommon Stock 20,125,000 $110.04 $2,214,555,000.00
Disclosure

SEC source: 0001140361-20-028309 · form4.xml · nonDerivative · entry 1

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 85,300,667

F1 · price: This amount represents the $112.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $1.96 per share.

F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 22:25 UTC
Chiarello GuyChief Administrative Officer
GiftCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063016 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,360

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:45 UTC
OLEARY DENISDirector
Exercise / conversionStock Option (right to buy) · Derivative 10,904 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-20-063253 · doc4.xml · derivative · entry 4

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,904 shares

Expires 2022-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in full on May 22, 2013.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:45 UTC
OLEARY DENISDirector
Exercise / conversionStock Option (right to buy) · Derivative 10,388 $0.00 Strike: $15.65 $0.00
Disclosure

SEC source: 0001209191-20-063253 · doc4.xml · derivative · entry 3

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,388 shares

Expires 2021-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in full on May 23, 2012.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:45 UTC
OLEARY DENISDirector
Exercise / conversionCommon Stock 10,904 $16.68 $181,878.72
Disclosure

SEC source: 0001209191-20-063253 · doc4.xml · nonDerivative · entry 2

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:45 UTC
OLEARY DENISDirector
Exercise / conversionCommon Stock 10,388 $15.65 $162,572.20
Disclosure

SEC source: 0001209191-20-063253 · doc4.xml · nonDerivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Jan 4, 2021 21:05 UTC
YABUKI JEFFERY WDirector · Executive Chairman
GiftCommon Stock 1,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000231 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 335,418

F1 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:25 UTC
Chiarello GuyChief Administrative Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-20-063016 · doc4.xml · derivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,292

Underlying: Common Stock · 20,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F3 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:25 UTC
Chiarello GuyChief Administrative Officer
SaleCommon Stock 20,000 $115.25 $2,305,000.00
Disclosure

SEC source: 0001209191-20-063016 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,800

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $115.12 to $115.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:25 UTC
Chiarello GuyChief Administrative Officer
Exercise / conversionCommon Stock 20,000 $36.54 $730,800.00
Disclosure

SEC source: 0001209191-20-063016 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
November 30, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 6

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310,058

Read SEC document
November 23, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 42,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 11

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 50,190

Read SEC document
November 23, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 42,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 5

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,802

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:13 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 5,514 $109.92 $606,098.88
Disclosure

SEC source: 0001209191-20-059368 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,951

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $109.58 to $110.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:13 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 11,688 $109.29 $1,277,381.52
Disclosure

SEC source: 0001209191-20-059368 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,465

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $108.89 to $109.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:13 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 12,798 $108.47 $1,388,199.06
Disclosure

SEC source: 0001209191-20-059368 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,153

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $108.09 to $108.885. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 21:18 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 2,200 $109.47 $240,834.00
Disclosure

SEC source: 0001209191-20-058463 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 337,158

F1 · price: This transaction was executed in multiple trades at prices ranging from $109.33 to $109.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

Read SEC document
November 13, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 4

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,354,175

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:09 UTC
Foskett Christopher MEVP, Global Sales
SaleCommon Stock 14,100 $105.86 $1,492,626.00
Disclosure

SEC source: 0001209191-20-058277 · doc4.xml · nonDerivative · entry 1

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,674

F1 · price: This transaction was executed in multiple trades at prices ranging from $105.75 to $106.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 3,484 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 3

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,354,401

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:15 UTC
YABUKI JEFFERY WDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $16.32 $0.00
Disclosure

SEC source: 0001209191-20-057928 · doc4.xml · derivative · entry 4

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,700

Underlying: Common Stock · 50,000 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in three equal installments on February 22, 2013, 2014 and 2015.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:15 UTC
YABUKI JEFFERY WDirector · Executive Chairman
Tax withholdingCommon Stock 27,586 $105.85 $2,919,978.10
Disclosure

SEC source: 0001209191-20-057928 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,951

F1 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:15 UTC
YABUKI JEFFERY WDirector · Executive Chairman
Exercise / conversionCommon Stock 50,000 $16.32 $816,000.00
Disclosure

SEC source: 0001209191-20-057928 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC
Chiarello GuyChief Administrative Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-20-057632 · doc4.xml · derivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,292

Underlying: Common Stock · 30,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F2 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC
Chiarello GuyChief Administrative Officer
SaleCommon Stock 10,000 $109.95 $1,099,500.00
Disclosure

SEC source: 0001209191-20-057632 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,800

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC
Chiarello GuyChief Administrative Officer
SaleCommon Stock 20,000 $110.00 $2,200,000.00
Disclosure

SEC source: 0001209191-20-057632 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,800

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC
Chiarello GuyChief Administrative Officer
Exercise / conversionCommon Stock 30,000 $36.54 $1,096,200.00
Disclosure

SEC source: 0001209191-20-057632 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:11 UTC PurchaseCommon Stock 1,000 $101.47 $101,470.00
Disclosure

SEC source: 0001209191-20-057276 · doc4.xml · nonDerivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,763

Read SEC document
October 31, 2020 Filed Nov 3, 2020 21:07 UTC
McGranahan DevinEVP, Senior Group President
Tax withholdingCommon Stock 4,581 $95.47 $437,348.07
Disclosure

SEC source: 0001209191-20-056587 · doc4.xml · nonDerivative · entry 1

McGranahan Devin · CIK 0001684853 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,035

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 21:27 UTC GrantCommon Stock 1,102 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056413 · doc4.xml · nonDerivative · entry 1

WARREN KEVIN M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 2,850 $100.87 $287,479.50
Disclosure

SEC source: 0001209191-20-055670 · doc4.xml · nonDerivative · entry 5

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F6 · price: This transaction was executed in multiple trades at prices ranging from $100.665 to $101.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 4,150 $100.28 $416,162.00
Disclosure

SEC source: 0001209191-20-055670 · doc4.xml · nonDerivative · entry 4

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,387

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F5 · price: This transaction was executed in multiple trades at prices ranging from $99.655 to $100.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 900 $99.04 $89,136.00
Disclosure

SEC source: 0001209191-20-055670 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $98.48 to $99.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 21, 2020 Filed Oct 23, 2020 20:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 12,100 $99.98 $1,209,758.00
Disclosure

SEC source: 0001209191-20-055670 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,437

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $99.62 to $100.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 21, 2020 Filed Oct 23, 2020 20:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 10,000 $99.35 $993,500.00
Disclosure

SEC source: 0001209191-20-055670 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $98.775 to $99.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 09, 2020 Filed Oct 14, 2020 20:30 UTC
Chiarello GuyChief Administrative Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-20-054783 · doc4.xml · derivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,292

Underlying: Common Stock · 10,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F2 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

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October 09, 2020 Filed Oct 14, 2020 20:30 UTC
Chiarello GuyChief Administrative Officer
SaleCommon Stock 10,000 $105.00 $1,050,000.00
Disclosure

SEC source: 0001209191-20-054783 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,800

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

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October 09, 2020 Filed Oct 14, 2020 20:30 UTC
Chiarello GuyChief Administrative Officer
Exercise / conversionCommon Stock 10,000 $36.54 $365,400.00
Disclosure

SEC source: 0001209191-20-054783 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

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September 21, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 9,742 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,357,885

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September 16, 2020 Filed Sep 18, 2020 13:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 12,100 $102.75 $1,243,275.00
Disclosure

SEC source: 0001209191-20-051110 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $102.51 to $103.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 16, 2020 Filed Sep 18, 2020 13:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 16,200 $102.33 $1,657,746.00
Disclosure

SEC source: 0001209191-20-051110 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,637

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $101.97 to $102.505. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 16, 2020 Filed Sep 18, 2020 13:08 UTC
YABUKI JEFFERY WDirector · Executive Chairman
SaleCommon Stock 1,700 $101.34 $172,278.00
Disclosure

SEC source: 0001209191-20-051110 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,837

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.91 to $101.815. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 28, 2020 Filed Jan 4, 2021 21:06 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367,627

F1 · balance_after: Includes 290 shares distributed to the reporting person on June 8, 2020 from a revocable trust for which the reporting person served as trustee (the "revocable trust") and 285 shares previously reported as a gift from direct ownership that was made from the revocable trust. Reflects the contribution of 75,000 shares to the Frank J. Bisignano 2020 Grantor Retained Annuity Trust on August 28, 2020.

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August 21, 2020 Filed Aug 21, 2020 21:00 UTC SaleCommon Stock 5,000,000 $98.00 $490,000,000.00
Disclosure

SEC source: 0001140361-20-018887 · form4.xml · nonDerivative · entry 1

New Omaha Holdings L.P. · CIK 0001654991 · 10% owner

New Omaha Holdings LLC · CIK 0001654990 · 10% owner

KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner

KKR Associates 2006 LP · CIK 0001432739 · 10% owner

KKR 2006 GP LLC · CIK 0001432740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 105,425,667

F1 · price: This amount represents the $100.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $2.00 per share.

F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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August 21, 2020 Filed Aug 21, 2020 21:01 UTC SaleCommon Stock 5,000,000 $98.00 $490,000,000.00
Disclosure

SEC source: 0001140361-20-018888 · form4.xml · nonDerivative · entry 1

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 105,425,667

F1 · price: This amount represents the $100.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $2.00 per share.

F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.