Tapewire

Nasdaq · USD

FISI

FINANCIAL INSTITUTIONS INC

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Tapewire entity
1536
SEC CIK
0000862831
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2023 Filed Apr 21, 2023 20:05 UTC Tax withholdingCommon Stock 105 $18.15 $1,905.75
Disclosure

SEC source: 0001209191-23-025115 · doc4.xml · nonDerivative · entry 2

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,777

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:05 UTC Exercise / conversionCommon Stock 296 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-025115 · doc4.xml · nonDerivative · entry 1

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:24 UTC
Quinn Kevin BSenior Vice President
GrantRestricted Stock Unit · Derivative 2,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020760 · doc4.xml · derivative · entry 1

Quinn Kevin B · CIK 0001830336 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,684

Underlying: Common Stock · 2,684 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:23 UTC
Burruano Samuel J JrExecutive Vice President
GrantRestricted Stock Unit · Derivative 2,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020758 · doc4.xml · derivative · entry 2

Burruano Samuel J Jr · CIK 0001696564 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,416

Underlying: Common Stock · 2,416 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:21 UTC
Collins Laurie RSenior Vice President
GrantRestricted Stock Unit · Derivative 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020754 · doc4.xml · derivative · entry 2

Collins Laurie R · CIK 0001876993 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,254

Underlying: Common Stock · 2,254 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:22 UTC
PACOS GARY A.Chief Risk Officer
GrantRestricted Stock Unit · Derivative 2,302 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020756 · doc4.xml · derivative · entry 1

PACOS GARY A. · CIK 0001965502 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,302

Underlying: Common Stock · 2,302 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:20 UTC
Dumbleton Sonia MarieSenior Vice President
GrantRestricted Stock Unit · Derivative 1,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020752 · doc4.xml · derivative · entry 2

Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:19 UTC
Bigham Justin K.Executive Vice President
GrantRestricted Stock Unit · Derivative 3,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020749 · doc4.xml · derivative · entry 2

Bigham Justin K. · CIK 0001757135 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,278

Underlying: Common Stock · 3,278 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:18 UTC
Plants William Jack IIChief Financial Officer
GrantRestricted Stock Unit · Derivative 2,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020746 · doc4.xml · derivative · entry 4

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,898

Underlying: Common Stock · 2,898 shares

Expires 2026-03-21

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:17 UTC GrantRestricted Stock Unit · Derivative 10,672 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020742 · doc4.xml · derivative · entry 4

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,672

Underlying: Common Stock · 10,672 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:15 UTC
WILLETT SEAN MExecutive Vice President
GrantRestricted Stock Unit · Derivative 2,954 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020739 · doc4.xml · derivative · entry 2

WILLETT SEAN M · CIK 0001715369 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954

Underlying: Common Stock · 2,954 shares

Expires 2026-03-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:05 UTC
Collins Laurie RSenior Vice President
PurchaseCommon Stock 800 $24.75 $19,800.00
Disclosure

SEC source: 0001209191-23-014587 · doc4.xml · nonDerivative · entry 1

Collins Laurie R · CIK 0001876993 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:41 UTC
Bigham Justin K.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014565 · doc4.xml · derivative · entry 5

Bigham Justin K. · CIK 0001757135 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,030 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:41 UTC
Bigham Justin K.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 2,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014565 · doc4.xml · derivative · entry 4

Bigham Justin K. · CIK 0001757135 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,535 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:41 UTC
Bigham Justin K.Executive Vice President
GrantRestricted Stock Unit · Derivative 2,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014565 · doc4.xml · derivative · entry 3

Bigham Justin K. · CIK 0001757135 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Common Stock · 2,535 shares

Expires 2023-02-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:41 UTC
Bigham Justin K.Executive Vice President
Tax withholdingCommon Stock 1,886 $24.71 $46,603.06
Disclosure

SEC source: 0001209191-23-014565 · doc4.xml · nonDerivative · entry 2

Bigham Justin K. · CIK 0001757135 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,863

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:41 UTC
Bigham Justin K.Executive Vice President
GrantCommon Stock 4,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-014565 · doc4.xml · nonDerivative · entry 1

Bigham Justin K. · CIK 0001757135 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014563 · doc4.xml · derivative · entry 7

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,710 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014563 · doc4.xml · derivative · entry 6

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,710 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:39 UTC GrantRestricted Stock Unit · Derivative 7,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014563 · doc4.xml · derivative · entry 5

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: Common Stock · 7,710 shares

Expires 2023-02-25

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:39 UTC Tax withholdingCommon Stock 5,096 $24.71 $125,922.16
Disclosure

SEC source: 0001209191-23-014563 · doc4.xml · nonDerivative · entry 2

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,586

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:39 UTC Exercise / conversionCommon Stock 13,882 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-014563 · doc4.xml · nonDerivative · entry 1

BIRMINGHAM MARTIN KEARNEY · CIK 0001323659 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:38 UTC
Burruano Samuel J JrExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 1,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014561 · doc4.xml · derivative · entry 5

Burruano Samuel J Jr · CIK 0001696564 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,212 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:38 UTC
Burruano Samuel J JrExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 1,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014561 · doc4.xml · derivative · entry 4

Burruano Samuel J Jr · CIK 0001696564 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,514 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:38 UTC
Burruano Samuel J JrExecutive Vice President
GrantRestricted Stock Unit · Derivative 1,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014561 · doc4.xml · derivative · entry 3

Burruano Samuel J Jr · CIK 0001696564 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514

Underlying: Common Stock · 1,514 shares

Expires 2023-02-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:38 UTC
Burruano Samuel J JrExecutive Vice President
Tax withholdingCommon Stock 1,126 $24.71 $27,823.46
Disclosure

SEC source: 0001209191-23-014561 · doc4.xml · nonDerivative · entry 2

Burruano Samuel J Jr · CIK 0001696564 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,155

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:38 UTC
Burruano Samuel J JrExecutive Vice President
Exercise / conversionCommon Stock 2,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-014561 · doc4.xml · nonDerivative · entry 1

Burruano Samuel J Jr · CIK 0001696564 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:35 UTC
Plants William Jack IIChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 606 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014556 · doc4.xml · derivative · entry 7

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 606 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:35 UTC
Plants William Jack IIChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 379 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014556 · doc4.xml · derivative · entry 6

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 379 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:35 UTC
Plants William Jack IIChief Financial Officer
GrantRestricted Stock Unit · Derivative 379 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014556 · doc4.xml · derivative · entry 5

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Underlying: Common Stock · 379 shares

Expires 2023-02-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:35 UTC
Plants William Jack IIChief Financial Officer
Tax withholdingCommon Stock 405 $24.71 $10,007.55
Disclosure

SEC source: 0001209191-23-014556 · doc4.xml · nonDerivative · entry 2

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:35 UTC
Plants William Jack IIChief Financial Officer
Exercise / conversionCommon Stock 985 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-014556 · doc4.xml · nonDerivative · entry 1

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:32 UTC
WILLETT SEAN MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 1,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014550 · doc4.xml · derivative · entry 5

WILLETT SEAN M · CIK 0001715369 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,584 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:32 UTC
WILLETT SEAN MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 1,978 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014550 · doc4.xml · derivative · entry 4

WILLETT SEAN M · CIK 0001715369 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,978 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:32 UTC
WILLETT SEAN MExecutive Vice President
GrantRestricted Stock Unit · Derivative 1,978 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014550 · doc4.xml · derivative · entry 3

WILLETT SEAN M · CIK 0001715369 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978

Underlying: Common Stock · 1,978 shares

Expires 2023-02-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:32 UTC
WILLETT SEAN MExecutive Vice President
Tax withholdingCommon Stock 1,471 $24.71 $36,348.41
Disclosure

SEC source: 0001209191-23-014550 · doc4.xml · nonDerivative · entry 2

WILLETT SEAN M · CIK 0001715369 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,465

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:32 UTC
WILLETT SEAN MExecutive Vice President
Exercise / conversionCommon Stock 3,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-014550 · doc4.xml · nonDerivative · entry 1

WILLETT SEAN M · CIK 0001715369 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:26 UTC
Dumbleton Sonia MarieSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 584 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014537 · doc4.xml · derivative · entry 5

Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 584 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:26 UTC
Dumbleton Sonia MarieSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 363 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014537 · doc4.xml · derivative · entry 4

Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 363 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:26 UTC
Dumbleton Sonia MarieSenior Vice President
GrantRestricted Stock Unit · Derivative 363 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014537 · doc4.xml · derivative · entry 3

Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363

Underlying: Common Stock · 363 shares

Expires 2023-02-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:26 UTC
Dumbleton Sonia MarieSenior Vice President
Tax withholdingCommon Stock 391 $24.71 $9,661.61
Disclosure

SEC source: 0001209191-23-014537 · doc4.xml · nonDerivative · entry 2

Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Read SEC document
February 25, 2023 Filed Mar 2, 2023 20:26 UTC
Dumbleton Sonia MarieSenior Vice President
Exercise / conversionCommon Stock 947 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-014537 · doc4.xml · nonDerivative · entry 1

Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 21:05 UTC
Burruano Samuel J JrExecutive Vice President
PurchaseCommon Stock 500 $24.70 $12,350.00
Disclosure

SEC source: 0001209191-23-008010 · doc4.xml · nonDerivative · entry 1

Burruano Samuel J Jr · CIK 0001696564 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Read SEC document
December 18, 2022 Filed Dec 20, 2022 21:10 UTC
Plants William Jack IIChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-062146 · doc4.xml · derivative · entry 5

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2022-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

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December 18, 2022 Filed Dec 20, 2022 21:10 UTC
Plants William Jack IIChief Financial Officer
Tax withholdingCommon Stock 540 $24.01 $12,965.40
Disclosure

SEC source: 0001209191-22-062146 · doc4.xml · nonDerivative · entry 2

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

Read SEC document
December 18, 2022 Filed Dec 20, 2022 21:10 UTC
Plants William Jack IIChief Financial Officer
Exercise / conversionCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-062146 · doc4.xml · nonDerivative · entry 1

Plants William Jack II · CIK 0001846495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 20:27 UTC GrantCommon Stock 1,340 $24.24 $32,481.60
Disclosure

SEC source: 0001209191-22-061391 · doc4.xml · nonDerivative · entry 1

Glaser Robert M · CIK 0001607421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,409

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December 14, 2022 Filed Dec 15, 2022 20:26 UTC GrantCommon Stock 1,185 $24.24 $28,724.40
Disclosure

SEC source: 0001209191-22-061389 · doc4.xml · nonDerivative · entry 1

VanGelder Kim E · CIK 0001676441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,009

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December 14, 2022 Filed Dec 15, 2022 20:25 UTC GrantCommon Stock 711 $24.24 $17,234.64
Disclosure

SEC source: 0001209191-22-061387 · doc4.xml · nonDerivative · entry 1

Burlew Dawn H · CIK 0001723300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,207

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December 14, 2022 Filed Dec 15, 2022 20:23 UTC
Zupan MarkDirector
GrantCommon Stock 515 $24.24 $12,483.60
Disclosure

SEC source: 0001209191-22-061384 · doc4.xml · nonDerivative · entry 1

Zupan Mark · CIK 0001310930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,828

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.