Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Executive Vice President | March 21, 2023 | March 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date March 21, 2023 · Filed March 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-03-21 | Direct | 2,954 |
Reported balance
After 2023-03-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-21 · Grant · Acquired 2,954 · Balance 2,954 F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| Common StockSEC Table I · non-derivative | Direct | 4,465 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,465 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2023 Filed Mar 23, 2023 20:15 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 2,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020739 · doc4.xml · derivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,954 Underlying: Common Stock · 2,954 shares Expires 2026-03-21 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:32 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014550 · doc4.xml · derivative · entry 5 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,584 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:32 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 1,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014550 · doc4.xml · derivative · entry 4 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,978 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:32 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014550 · doc4.xml · derivative · entry 3 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978 Underlying: Common Stock · 1,978 shares Expires 2023-02-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:32 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 1,471 | $24.71 | $36,348.41 |
DisclosureSEC source: 0001209191-23-014550 · doc4.xml · nonDerivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,465 Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:32 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 3,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-014550 · doc4.xml · nonDerivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 14:24 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019961 · doc4.xml · derivative · entry 3 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760 Underlying: Common Stock · 1,760 shares Expires 2025-03-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 14:24 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019961 · doc4.xml · derivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2025-03-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 13:48 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013842 · doc4.xml · derivative · entry 3 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,797 shares Expires 2022-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 13:48 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 1,156 | $32.03 | $37,026.68 |
DisclosureSEC source: 0001209191-22-013842 · doc4.xml · nonDerivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,374 Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 13:48 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 2,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013842 · doc4.xml · nonDerivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:06 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004334 · doc4.xml · derivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,594 Underlying: Common Stock · 1,594 shares Expires 2022-02-26 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:31 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022367 · doc4.xml · derivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Underlying: Common Stock · 1,678 shares Expires 2024-03-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:25 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016276 · doc4.xml · derivative · entry 3 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2021-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:25 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 198 | $27.38 | $5,421.24 |
DisclosureSEC source: 0001209191-21-016276 · doc4.xml · nonDerivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733 Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:25 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-016276 · doc4.xml · nonDerivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| October 04, 2020 Filed Oct 6, 2020 20:01 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053995 · doc4.xml · derivative · entry 3 WILLETT SEAN M · CIK 0001715369 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2020-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| October 04, 2020 Filed Oct 6, 2020 20:01 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 169 | $16.00 | $2,704.00 |
DisclosureSEC source: 0001209191-20-053995 · doc4.xml · nonDerivative · entry 2 WILLETT SEAN M · CIK 0001715369 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331 Read SEC document |
| October 04, 2020 Filed Oct 6, 2020 20:01 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053995 · doc4.xml · nonDerivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 19:47 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013375 · doc4.xml · derivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584 Underlying: Common Stock · 1,584 shares Expires 2023-02-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:57 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014574 · doc4.xml · derivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 Underlying: Common Stock · 1,203 shares Expires 2022-02-26 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:04 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014945 · doc4.xml · derivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2021-02-27 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 18:46 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056282 · doc4.xml · derivative · entry 1 WILLETT SEAN M · CIK 0001715369 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2020-10-04 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.