Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Senior Vice President | March 19, 2024 | March 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date March 19, 2024 · Filed March 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,993 |
Ending reported balance
After 2024-03-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-19 · Exercise / conversion · Acquired 1,012 · Balance 8,410 F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Row 2 · 2024-03-19 · Tax withholding · Disposed 417 · Balance 7,993 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2024-03-19 | Direct | 430 |
Reported balance
After 2024-03-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-19 · Grant · Acquired 430 · Balance 430 F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2024-03-19 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-19 · Exercise / conversion · Disposed 430 · Balance 0 F2: Restricted stock units convert into shares of common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2024-03-19 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-19 · Exercise / conversion · Disposed 582 · Balance 0 F2: Restricted stock units convert into shares of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2: Restricted stock units convert into shares of common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2024 Filed Mar 21, 2024 20:05 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005028 · doc4.xml · derivative · entry 5 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 582 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:05 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005028 · doc4.xml · derivative · entry 4 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 430 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:05 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005028 · doc4.xml · derivative · entry 3 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430 Underlying: Common Stock · 430 shares Expires 2024-03-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:05 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 417 | $18.29 | $7,626.93 |
DisclosureSEC source: 0001209191-24-005028 · doc4.xml · nonDerivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,993 Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:05 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 1,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-005028 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:20 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020752 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286 Underlying: Common Stock · 1,286 shares Expires 2026-03-21 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:26 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014537 · doc4.xml · derivative · entry 5 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 584 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:26 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014537 · doc4.xml · derivative · entry 4 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 363 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:26 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014537 · doc4.xml · derivative · entry 3 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363 Underlying: Common Stock · 363 shares Expires 2023-02-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:26 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 391 | $24.71 | $9,661.61 |
DisclosureSEC source: 0001209191-23-014537 · doc4.xml · nonDerivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,398 Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:26 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-014537 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| May 22, 2022 Filed May 23, 2022 20:37 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031333 · doc4.xml · derivative · entry 4 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 389 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 22, 2022 Filed May 23, 2022 20:37 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031333 · doc4.xml · derivative · entry 3 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 22, 2022 Filed May 23, 2022 20:37 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 405 | $26.75 | $10,833.75 |
DisclosureSEC source: 0001209191-22-031333 · doc4.xml · nonDerivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,842 Read SEC document |
| May 22, 2022 Filed May 23, 2022 20:37 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031333 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 14:19 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019953 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762 Underlying: Common Stock · 762 shares Expires 2025-03-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:02 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004332 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389 Underlying: Common Stock · 389 shares Expires 2022-05-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:22 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022349 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: Common Stock · 582 shares Expires 2024-03-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:22 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016259 · doc4.xml · derivative · entry 3 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2021-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:22 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 235 | $27.38 | $6,434.30 |
DisclosureSEC source: 0001209191-21-016259 · doc4.xml · nonDerivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,266 Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:22 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-016259 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 19:38 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013361 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584 Underlying: Common Stock · 584 shares Expires 2023-02-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:49 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012543 · doc4.xml · derivative · entry 3 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2020-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:49 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 235 | $30.41 | $7,146.35 |
DisclosureSEC source: 0001209191-20-012543 · doc4.xml · nonDerivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,901 Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:49 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012543 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 22, 2019 Filed May 23, 2019 19:54 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032273 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592 Underlying: Common Stock · 592 shares Expires 2022-05-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013428 · doc4.xml · derivative · entry 3 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 314 | $30.38 | $9,539.32 |
DisclosureSEC source: 0001209191-19-013428 · doc4.xml · nonDerivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,536 Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013428 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:32 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionStock Option (right to buy) · Derivative | 250 | $0.00 Strike: $15.85 | $0.00 |
DisclosureSEC source: 0001209191-18-037471 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350 Underlying: Common Stock · 250 shares Expires 2018-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in four equal annual installments beginning on July 7, 2009. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:32 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 250 | $15.85 | $3,962.50 |
DisclosureSEC source: 0001209191-18-037471 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:48 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014912 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2021-02-27 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 16:09 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionStock Option (right to buy) · Derivative | 220 | $0.00 Strike: $19.41 | $0.00 |
DisclosureSEC source: 0001209191-17-041576 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980 Underlying: Common Stock · 220 shares Expires 2017-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in four equal annual installments beginning on July 25, 2008. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 16:09 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 220 | $19.41 | $4,270.20 |
DisclosureSEC source: 0001209191-17-041576 · doc4.xml · nonDerivative · entry 1 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:53 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013710 · doc4.xml · derivative · entry 2 Dumbleton Sonia Marie · CIK 0001576956 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2020-02-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.