Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Executive Vice President | May 04, 2023 | May 05, 2023 |
| Pathfinder Bancorp, Inc.PBHC · Entity 6777 | Executive Vice President, CFO | April 08, 2026 | April 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date May 04, 2023 · Filed May 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld in 401K Plan | 1,485 |
Reported balance
After 2023-05-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-04 · Other · Acquired 1,485 · Balance 1,485 |
| Common StockSEC Table I · non-derivative | Direct | 7,863 |
Reported balance
Holding disclosure · report date 2023-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,863 |
Pathfinder Bancorp, Inc.
Report date April 08, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 5 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5 F1: Reflects ESOP shares allocated April 2026. |
| Common StockSEC Table I · non-derivative | Direct | 24,000 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 24,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects ESOP shares allocated April 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2025 Filed Feb 4, 2025 22:43 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-002778 · rdgdoc.xml · nonDerivative · entry 1 Bigham Justin K. · CIK 0001757135 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 F1 · shares: Shares of restricted stock vest at a rate of 25% per year commencing on January 31, 2026. Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:00 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | OtherCommon Stock | 1,485 | $15.12 | $22,453.20 |
DisclosureSEC source: 0001209191-23-027622 · doc4.xml · nonDerivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · Held in 401K Plan Disclosed balance after: 1,485 Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:19 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 3,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020749 · doc4.xml · derivative · entry 2 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,278 Underlying: Common Stock · 3,278 shares Expires 2026-03-21 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014565 · doc4.xml · derivative · entry 5 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,030 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 2,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014565 · doc4.xml · derivative · entry 4 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,535 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 2,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014565 · doc4.xml · derivative · entry 3 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,535 Underlying: Common Stock · 2,535 shares Expires 2023-02-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 1,886 | $24.71 | $46,603.06 |
DisclosureSEC source: 0001209191-23-014565 · doc4.xml · nonDerivative · entry 2 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,863 Read SEC document |
| February 25, 2023 Filed Mar 2, 2023 20:41 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantCommon Stock | 4,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-014565 · doc4.xml · nonDerivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,749 F1 · price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 14:15 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019947 · doc4.xml · derivative · entry 3 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952 Underlying: Common Stock · 1,952 shares Expires 2025-03-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 14:15 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019947 · doc4.xml · derivative · entry 2 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2025-03-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 13:46 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 3,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013840 · doc4.xml · derivative · entry 3 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,917 shares Expires 2022-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 13:46 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 1,554 | $32.03 | $49,774.62 |
DisclosureSEC source: 0001209191-22-013840 · doc4.xml · nonDerivative · entry 2 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,184 Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 13:46 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 3,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013840 · doc4.xml · nonDerivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 17:55 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 2,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004323 · doc4.xml · derivative · entry 2 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232 Underlying: Common Stock · 2,232 shares Expires 2022-02-26 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 15:14 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070890 · doc4.xml · derivative · entry 3 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 15:14 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 679 | $31.53 | $21,408.87 |
DisclosureSEC source: 0001209191-21-070890 · doc4.xml · nonDerivative · entry 2 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,821 Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 15:14 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070890 · doc4.xml · nonDerivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:15 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 2,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022331 · doc4.xml · derivative · entry 2 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028 Underlying: Common Stock · 2,028 shares Expires 2024-03-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:34 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 1,500 | $18.41 | $27,615.00 |
DisclosureSEC source: 0001209191-20-027481 · doc4.xml · nonDerivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 19:29 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013348 · doc4.xml · derivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030 Underlying: Common Stock · 2,030 shares Expires 2023-02-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:43 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014523 · doc4.xml · derivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685 Underlying: Common Stock · 1,685 shares Expires 2022-02-26 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 21:45 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063696 · doc4.xml · derivative · entry 1 Bigham Justin K. · CIK 0001757135 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2021-12-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.