FET

SEC source: 0001401257-22-000011 · wf-form4a_164556133182218.xml · derivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,476

Underlying: Phantom Stock Units · 33,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, par value $0.01 (the "Common Stock"), upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued.

F2 · shares: This Form 4/A is filed in order to correct the number of Phantom Units granted and the number of Phantom Units beneficially owned following the reported transaction. The original Form 4 overstated these amounts.

F1 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, par value $0.01 (the "Common Stock"), upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued.

F1 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, par value $0.01 (the "Common Stock"), upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued.

F2 · derivative.underlying_shares: This Form 4/A is filed in order to correct the number of Phantom Units granted and the number of Phantom Units beneficially owned following the reported transaction. The original Form 4 overstated these amounts.

F2 · balance_after: This Form 4/A is filed in order to correct the number of Phantom Units granted and the number of Phantom Units beneficially owned following the reported transaction. The original Form 4 overstated these amounts.

SEC source: 0001401257-21-000016 · wf-form4_161402963737631.xml · derivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2018 and ending on December 31, 2020, each performance share represents the right to receive 0.25 shares of Common Stock.

F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2018 and ending on December 31, 2020, each performance share represents the right to receive 0.25 shares of Common Stock.

SEC source: 0001401257-21-000016 · wf-form4_161402963737631.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,534

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 16, 2018.

SEC source: 0001401257-21-000016 · wf-form4_161402963737631.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401257-21-000014 · wf-form4_161402949595820.xml · derivative · entry 3

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2018 and ending on December 31, 2020, each performance share represents the right to receive 0.25 shares of Common Stock.

F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2018 and ending on December 31, 2020, each performance share represents the right to receive 0.25 shares of Common Stock.

SEC source: 0001401257-21-000014 · wf-form4_161402949595820.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,789

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 16, 2018.

SEC source: 0001401257-21-000014 · wf-form4_161402949595820.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401257-21-000012 · wf-form4_161358399641626.xml · nonDerivative · entry 2

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,129

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

SEC source: 0001401257-21-000011 · wf-form4_161358397944208.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,497

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

SEC source: 0001401257-21-000010 · wf-form4_161358396141979.xml · nonDerivative · entry 2

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,659

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

SEC source: 0001401257-21-000009 · wf-form4_161358394517166.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,747

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

SEC source: 0001401257-21-000012 · wf-form4_161358399641626.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,148

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

SEC source: 0001401257-21-000011 · wf-form4_161358397944208.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,544

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

SEC source: 0001401257-21-000010 · wf-form4_161358396141979.xml · nonDerivative · entry 1

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,736

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

SEC source: 0001401257-21-000009 · wf-form4_161358394517166.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,799

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

SEC source: 0001401257-20-000159 · wf-form4_160521748397898.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,861

F3 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $8.47 and $8.50. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001401257-20-000159 · wf-form4_160521748397898.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,861

F2 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $8.62 and $8.69. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001401257-20-000159 · wf-form4_160521748397898.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,644

F1 · balance_after: In connection with a 1-for-20 reverse stock split of Forum Energy Technologies, Inc.'s (the "Company") issued and outstanding shares of common stock, par value $0.01 per share, and corresponding decrease in the Company's authorized shares of common stock (the "Reverse Stock Split"), the Company filed an amendment to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Amendment"). The Amendment, effective after market close on November 9, 2020, converted each 20 issued and outstanding shares of common stock into one new share of common stock.

SEC source: 0001401257-20-000147 · wf-form4_160010870978042.xml · nonDerivative · entry 3

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,336

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.497 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001401257-20-000147 · wf-form4_160010870978042.xml · nonDerivative · entry 2

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322,936

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.484 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001401257-20-000145 · wf-form4_159977693026410.xml · nonDerivative · entry 1

Baldwin David C · CIK 0001359478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,913,663

F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock.

F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 16,913,663 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, aDelaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII isSCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP").

F3 · ownership.nature: SCF Partners, Inc.(formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares.

SEC source: 0001401257-20-000144 · wf-form4_159977691348124.xml · nonDerivative · entry 1

WAITE ANDREW L · CIK 0001198830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,913,663

F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock.

F2 · kind: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 16,913,663 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP").

F3 · ownership.nature: SCF Partners, Inc.(formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares.

SEC source: 0001401257-20-000147 · wf-form4_160010870978042.xml · nonDerivative · entry 1

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,445

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.495 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001085550-20-000002 · wf-form4_159983898745682.xml · nonDerivative · entry 1

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-V, L.P.

Disclosed balance after: 3,299,482

F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 16,913,663 shares of common stock.

F2 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

SEC source: 0001401257-20-000146 · wf-form4_160010842878796.xml · nonDerivative · entry 1

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,097

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.497 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001401257-20-000137 · wf-form4_159787144467858.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,477,237

F2 · price: The price reported is a weighted average price. These shares were purchased in several transactions at prices ranging from $0.4784 to $0.4898. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001401257-20-000137 · wf-form4_159787144467858.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,372,237

F1 · price: The price reported is a weighted average price. These shares were purchased in two transactions at prices equal to $0.4874 and $0.4898. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

SEC source: 0001401257-20-000132 · wf-form4_159742603543673.xml · nonDerivative · entry 2

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,336

F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6)

F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000132 · wf-form4_159742603543673.xml · nonDerivative · entry 1

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,336

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000135 · wf-form4_159742609197268.xml · nonDerivative · entry 2

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,084

F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6)

F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000135 · wf-form4_159742609197268.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,084

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000134 · wf-form4_159742607582245.xml · nonDerivative · entry 2

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,078

F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6)

F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000134 · wf-form4_159742607582245.xml · nonDerivative · entry 1

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,578

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000133 · wf-form4_159742605622334.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,448

F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6)

F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000133 · wf-form4_159742605622334.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,448

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,352,237

F7 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 8)

F8 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045,413

F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. (Continued on Footnote 3)

F3 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 4)

F4 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 5)

F5 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · balance_after: The amount of shares beneficially owned reflects a distribution of 190,574 shares of Common Stock by trusts held by the reporting person and his spouse.

SEC source: 0001401257-20-000130 · wf-form4_159742599742402.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,964

F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6)

F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000130 · wf-form4_159742599742402.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,964

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000100 · wf-form4_159112875257763.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,586

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on June 1, 2017.

SEC source: 0001401257-20-000098 · wf-form4_159112859689522.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,964

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on June 1, 2017.

SEC source: 0001401257-20-000049 · wf-form4_158258307135450.xml · nonDerivative · entry 4

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,390

F3 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/21/2020). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000050 · wf-form4_158258309216898.xml · nonDerivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,448

F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/21/2020). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000047 · wf-form4_158258302557823.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420,413

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/21/2020). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · nonDerivative · entry 3

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,951

F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/21/2020). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000046 · wf-form4_158258300437737.xml · nonDerivative · entry 2

IVASCU JOHN C · CIK 0001765836 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,578

F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/21/2020). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000049 · wf-form4_158258307135450.xml · derivative · entry 6

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock.

F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock.

F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock.

SEC source: 0001401257-20-000049 · wf-form4_158258307135450.xml · derivative · entry 5

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

SEC source: 0001401257-20-000049 · wf-form4_158258307135450.xml · nonDerivative · entry 3

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,566

F2 · shares: These shares were surrendered to satisfy tax withholding obligations related to the vesting of performance shares granted on February 16, 2018

SEC source: 0001401257-20-000049 · wf-form4_158258307135450.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.