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FORUM ENERGY TECHNOLOGIES, INC.

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4998
SEC CIK
0001401257
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335

Last 12 months

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0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 22, 2022 20:24 UTC Tax withholdingCommon Stock 284 $19.25 $5,467.00
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,105

F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 15, 2019.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:24 UTC Exercise / conversionCommon Stock 721 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

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February 17, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
Exercise / conversionPerformance Shares · Derivative 5,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 6

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,276 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

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February 17, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
Exercise / conversionPerformance Shares · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

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February 17, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
Exercise / conversionCommon Stock 2,276 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 13:06 UTC
Lux NealEVP & COO
Tax withholdingCommon Stock 116 $19.37 $2,246.92
Disclosure

SEC source: 0001401257-22-000007 · wf-form4_164512118912503.xml · nonDerivative · entry 2

Lux Neal · CIK 0001812312 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,033

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:08 UTC Tax withholdingCommon Stock 75 $19.37 $1,452.75
Disclosure

SEC source: 0001401257-22-000009 · wf-form4_164512126416265.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,283

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:04 UTC Tax withholdingCommon Stock 47 $19.37 $910.39
Disclosure

SEC source: 0001401257-22-000005 · wf-form4_164512104550222.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,668

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:07 UTC
McElroy JohnVP & CAO
Tax withholdingCommon Stock 18 $19.37 $348.66
Disclosure

SEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 2

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,632

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:05 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 77 $19.37 $1,491.49
Disclosure

SEC source: 0001401257-22-000006 · wf-form4_164512112403081.xml · nonDerivative · entry 2

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,212

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 13:06 UTC
Lux NealEVP & COO
Tax withholdingCommon Stock 226 $19.01 $4,296.26
Disclosure

SEC source: 0001401257-22-000007 · wf-form4_164512118912503.xml · nonDerivative · entry 1

Lux Neal · CIK 0001812312 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,149

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:08 UTC Tax withholdingCommon Stock 283 $19.01 $5,379.83
Disclosure

SEC source: 0001401257-22-000009 · wf-form4_164512126416265.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,358

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:04 UTC Tax withholdingCommon Stock 178 $19.01 $3,383.78
Disclosure

SEC source: 0001401257-22-000005 · wf-form4_164512104550222.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,715

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:07 UTC
McElroy JohnVP & CAO
Tax withholdingCommon Stock 56 $19.01 $1,064.56
Disclosure

SEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:05 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 216 $19.01 $4,106.16
Disclosure

SEC source: 0001401257-22-000006 · wf-form4_164512112403081.xml · nonDerivative · entry 1

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,289

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

Read SEC document
January 08, 2022 Filed Jan 10, 2022 16:24 UTC
McElroy JohnVP & CAO
Tax withholdingCommon Stock 30 $17.83 $534.90
Disclosure

SEC source: 0001401257-22-000001 · wf-form4_164183185057669.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,706

F1 · price: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on January 8, 2018.

Read SEC document
November 01, 2021 Filed Nov 1, 2021 21:51 UTC GrantCommon Stock 6,539 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000091 · wf-form4_163580348695725.xml · nonDerivative · entry 1

ROWSEY PAUL E III · CIK 0001184169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,539

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 11:09 UTC
Lux NealEVP & COO
Tax withholdingCommon Stock 1,968 $20.57 $40,481.76
Disclosure

SEC source: 0001401257-21-000079 · wf-form4_162912656600161.xml · nonDerivative · entry 1

Lux Neal · CIK 0001812312 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,375

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 15:10 UTC Tax withholdingCommon Stock 1,218 $20.57 $25,054.26
Disclosure

SEC source: 0001401257-21-000081 · wf-form4_162912660678785.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,641

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 15:10 UTC
McElroy JohnVP & CAO
Tax withholdingCommon Stock 393 $20.57 $8,084.01
Disclosure

SEC source: 0001401257-21-000080 · wf-form4_162912658847938.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,736

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 15:09 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 1,015 $20.57 $20,878.55
Disclosure

SEC source: 0001401257-21-000078 · wf-form4_162912654639324.xml · nonDerivative · entry 1

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,505

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 15:09 UTC Tax withholdingCommon Stock 812 $20.57 $16,702.84
Disclosure

SEC source: 0001401257-21-000077 · wf-form4_162912652861405.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,893

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 16:47 UTC GrantCommon Stock 3,093 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000065 · wf-form4_162517239018603.xml · nonDerivative · entry 1

Reichert Emily · CIK 0001870175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 15:33 UTC Tax withholdingCommon Stock 21 $26.81 $563.01
Disclosure

SEC source: 0001401257-21-000058 · wf-form4_162264796676601.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,859

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on June 1, 2017.

Read SEC document
May 21, 2021 Filed May 25, 2021 15:01 UTC PurchaseCommon Stock 50,000 $22.28 $1,114,000.00
Disclosure

SEC source: 0001401257-21-000057 · wf-form4_162195488347604.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,900

F1 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $22.21 and $22.48. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. (the "Company") or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

F2 · balance_after: In connection with a 1-for-20 reverse stock split of Company issued and outstanding shares of common stock, par value $0.01 per share, and corresponding decrease in the Company's authorized shares of common stock, the Company filed an amendment to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Amendment"). The Amendment, effective after market close on November 9, 2020, converted each 20 issued and outstanding shares of common stock into one new share of common stock.

F3 · ownership.direct: 50,000 shares of the Company's common stock were purchased by the John A. Carrig Remainder Trust, Exempt Trust (the "Carrig Trust") for the benefit of Mr. Carrig's children. Mr. Carrig serves as trustee of the Carrig Trust and disclaims beneficial ownership of the shares held by the trust.

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March 31, 2021 Filed Apr 5, 2021 20:47 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
OtherCommon Stock 66,661 $0.00 $0.00
Disclosure

SEC source: 0001085550-21-000007 · wf-form4_161765556519146.xml · nonDerivative · entry 1

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-VI, L.P.

Disclosed balance after: 135,663

F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 748,419 shares of common stock.

F2 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 21:39 UTC OtherCommon Stock 66,661 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000041 · wf-form4_161765872861012.xml · nonDerivative · entry 1

WAITE ANDREW L · CIK 0001198830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 748,419

F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-VI, L.P. ("SCF-VI"). Pursuant to the terms of its limited partnership agreement, SCF-VI was scheduled to expire. In connection therewith, certain of SCF-VI's limited partners elected to receive a pro rata distribution of SCF-VI's shares of the registrant's common stock.

F2 · kind: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-VI, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 748,419 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP").

F3 · ownership.nature: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of SCFP. L.E.Simmons, Mr. Waite, Anthony Deluca and David Baldwin maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 15:55 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
OtherCommon Stock 30,596 $22.72 $695,141.12
Disclosure

SEC source: 0001085550-21-000004 · wf-form4_161478689295765.xml · nonDerivative · entry 1

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-V, L.P.

Disclosed balance after: 134,378

F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 815,086 shares of common stock.

F2 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:35 UTC OtherCommon Stock 30,596 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000035 · wf-form4_161478929416455.xml · nonDerivative · entry 1

Baldwin David C · CIK 0001359478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 815,086

F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock.

F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 815,086 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP").

F3 · ownership.nature: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares.

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March 01, 2021 Filed Mar 3, 2021 16:34 UTC OtherCommon Stock 30,596 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000034 · wf-form4_161478927749508.xml · nonDerivative · entry 1

WAITE ANDREW L · CIK 0001198830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 815,086

F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock.

F2 · kind: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 815,086 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP").

F3 · ownership.nature: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of SCFP. L.E.Simmons, Mr. Waite, Anthony Deluca and David Baldwin maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 17:36 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,050

F1 · balance_after: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

F1 · ownership.nature: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 17:36 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,985

F1 · balance_after: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

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February 23, 2021 Filed Feb 24, 2021 17:36 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,185

Read SEC document
February 21, 2021 Filed Feb 23, 2021 20:28 UTC Tax withholdingCommon Stock 834 $18.79 $15,670.86
Disclosure

SEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · nonDerivative · entry 3

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,880

F3 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 20:27 UTC Tax withholdingCommon Stock 778 $18.79 $14,618.62
Disclosure

SEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · nonDerivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,705

F3 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020.

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February 21, 2021 Filed Feb 23, 2021 20:23 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 1,067 $18.79 $20,048.93
Disclosure

SEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · nonDerivative · entry 3

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,520

F3 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020.

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February 20, 2021 Filed Feb 23, 2021 20:28 UTC Tax withholdingCommon Stock 23 $18.79 $432.17
Disclosure

SEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,714

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2017.

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February 20, 2021 Filed Feb 23, 2021 20:27 UTC Tax withholdingCommon Stock 29 $18.79 $544.91
Disclosure

SEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,483

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2017.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 20:23 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 37 $18.79 $695.23
Disclosure

SEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · nonDerivative · entry 2

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,587

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2017.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 15:27 UTC
Lux NealEVP Operations
GrantPhantom Stock Units · Derivative 23,948 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000024 · wf-form4_161411202436835.xml · derivative · entry 2

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,948

Underlying: Phantom Stock Units · 23,948 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3)

F3 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4)

F4 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F2 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3)

F3 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4)

F4 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F2 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3)

F3 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4)

F4 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 15:27 UTC
Lux NealEVP Operations
GrantCommon Stock 23,948 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000024 · wf-form4_161411202436835.xml · nonDerivative · entry 1

Lux Neal · CIK 0001812312 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,343

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 20:28 UTC GrantPhantom Stock Units · Derivative 23,948 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · derivative · entry 4

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,948

Underlying: Phantom Stock Units · 23,948 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F4 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F4 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 20:28 UTC GrantCommon Stock 23,948 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,737

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 20:27 UTC GrantPhantom Stock Units · Derivative 9,978 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · derivative · entry 4

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Phantom Stock Units · 9,978 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F4 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F4 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 20:27 UTC GrantCommon Stock 9,978 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,512

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 20:26 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantPhantom Stock Units · Derivative 66,524 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000023 · wf-form4_161411199775492.xml · derivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,524

Underlying: Phantom Stock Units · 66,524 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F5 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F5 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

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February 19, 2021 Filed Feb 23, 2021 20:26 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantCommon Stock 66,524 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000023 · wf-form4_161411199775492.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,385

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

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February 19, 2021 Filed Feb 23, 2021 20:23 UTC
IVASCU JOHN CEVP, General Counsel & CCO
GrantPhantom Stock Units · Derivative 15,965 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · derivative · entry 4

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,965

Underlying: Phantom Stock Units · 15,965 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F4 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F4 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5)

F5 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6)

F6 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

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February 19, 2021 Filed Feb 23, 2021 20:23 UTC
IVASCU JOHN CEVP, General Counsel & CCO
GrantCommon Stock 15,965 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · nonDerivative · entry 1

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,624

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.