Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2022 Filed Feb 22, 2022 20:24 UTC |
Danford Michael DewayneSVP & CHO
|
Tax withholdingCommon Stock | 284 | $19.25 | $5,467.00 |
DisclosureSEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,105 F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 15, 2019. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 20:24 UTC |
Danford Michael DewayneSVP & CHO
|
Exercise / conversionCommon Stock | 721 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 20:23 UTC |
GAUT C CHRISTOPHERDirector · Exec. COB
|
Exercise / conversionPerformance Shares · Derivative | 5,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 6 GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,276 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. F1 · price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 20:23 UTC |
GAUT C CHRISTOPHERDirector · Exec. COB
|
Exercise / conversionPerformance Shares · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 5 GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. F1 · price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 20:23 UTC |
GAUT C CHRISTOPHERDirector · Exec. COB
|
Exercise / conversionCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 20:23 UTC |
GAUT C CHRISTOPHERDirector · Exec. COB
|
Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 13:06 UTC |
Lux NealEVP & COO
|
Tax withholdingCommon Stock | 116 | $19.37 | $2,246.92 |
DisclosureSEC source: 0001401257-22-000007 · wf-form4_164512118912503.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,033 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 18:08 UTC |
Williams David Lyle Jr.EVP, CFO
|
Tax withholdingCommon Stock | 75 | $19.37 | $1,452.75 |
DisclosureSEC source: 0001401257-22-000009 · wf-form4_164512126416265.xml · nonDerivative · entry 2 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,283 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 18:04 UTC |
Danford Michael DewayneSVP & CHO
|
Tax withholdingCommon Stock | 47 | $19.37 | $910.39 |
DisclosureSEC source: 0001401257-22-000005 · wf-form4_164512104550222.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,668 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 18:07 UTC |
McElroy JohnVP & CAO
|
Tax withholdingCommon Stock | 18 | $19.37 | $348.66 |
DisclosureSEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 2 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,632 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 18:05 UTC |
IVASCU JOHN CEVP, General Counsel & CCO
|
Tax withholdingCommon Stock | 77 | $19.37 | $1,491.49 |
DisclosureSEC source: 0001401257-22-000006 · wf-form4_164512112403081.xml · nonDerivative · entry 2 IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,212 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 13:06 UTC |
Lux NealEVP & COO
|
Tax withholdingCommon Stock | 226 | $19.01 | $4,296.26 |
DisclosureSEC source: 0001401257-22-000007 · wf-form4_164512118912503.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,149 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:08 UTC |
Williams David Lyle Jr.EVP, CFO
|
Tax withholdingCommon Stock | 283 | $19.01 | $5,379.83 |
DisclosureSEC source: 0001401257-22-000009 · wf-form4_164512126416265.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,358 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:04 UTC |
Danford Michael DewayneSVP & CHO
|
Tax withholdingCommon Stock | 178 | $19.01 | $3,383.78 |
DisclosureSEC source: 0001401257-22-000005 · wf-form4_164512104550222.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,715 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:07 UTC |
McElroy JohnVP & CAO
|
Tax withholdingCommon Stock | 56 | $19.01 | $1,064.56 |
DisclosureSEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,650 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:05 UTC |
IVASCU JOHN CEVP, General Counsel & CCO
|
Tax withholdingCommon Stock | 216 | $19.01 | $4,106.16 |
DisclosureSEC source: 0001401257-22-000006 · wf-form4_164512112403081.xml · nonDerivative · entry 1 IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,289 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| January 08, 2022 Filed Jan 10, 2022 16:24 UTC |
McElroy JohnVP & CAO
|
Tax withholdingCommon Stock | 30 | $17.83 | $534.90 |
DisclosureSEC source: 0001401257-22-000001 · wf-form4_164183185057669.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706 F1 · price: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on January 8, 2018. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 21:51 UTC |
ROWSEY PAUL E IIIDirector
|
GrantCommon Stock | 6,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000091 · wf-form4_163580348695725.xml · nonDerivative · entry 1 ROWSEY PAUL E III · CIK 0001184169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,539 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 11:09 UTC |
Lux NealEVP & COO
|
Tax withholdingCommon Stock | 1,968 | $20.57 | $40,481.76 |
DisclosureSEC source: 0001401257-21-000079 · wf-form4_162912656600161.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,375 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 15:10 UTC |
Williams David Lyle Jr.EVP, CFO
|
Tax withholdingCommon Stock | 1,218 | $20.57 | $25,054.26 |
DisclosureSEC source: 0001401257-21-000081 · wf-form4_162912660678785.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,641 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 15:10 UTC |
McElroy JohnVP & CAO
|
Tax withholdingCommon Stock | 393 | $20.57 | $8,084.01 |
DisclosureSEC source: 0001401257-21-000080 · wf-form4_162912658847938.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,736 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 15:09 UTC |
IVASCU JOHN CEVP, General Counsel & CCO
|
Tax withholdingCommon Stock | 1,015 | $20.57 | $20,878.55 |
DisclosureSEC source: 0001401257-21-000078 · wf-form4_162912654639324.xml · nonDerivative · entry 1 IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,505 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 15:09 UTC |
Danford Michael DewayneSVP & CHO
|
Tax withholdingCommon Stock | 812 | $20.57 | $16,702.84 |
DisclosureSEC source: 0001401257-21-000077 · wf-form4_162912652861405.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,893 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 16:47 UTC |
Reichert EmilyDirector
|
GrantCommon Stock | 3,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000065 · wf-form4_162517239018603.xml · nonDerivative · entry 1 Reichert Emily · CIK 0001870175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,093 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:33 UTC |
Williams David Lyle Jr.EVP, CFO
|
Tax withholdingCommon Stock | 21 | $26.81 | $563.01 |
DisclosureSEC source: 0001401257-21-000058 · wf-form4_162264796676601.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,859 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on June 1, 2017. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:01 UTC |
CARRIG JOHN ADirector
|
PurchaseCommon Stock | 50,000 | $22.28 | $1,114,000.00 |
DisclosureSEC source: 0001401257-21-000057 · wf-form4_162195488347604.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,900 F1 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $22.21 and $22.48. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. (the "Company") or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. F2 · balance_after: In connection with a 1-for-20 reverse stock split of Company issued and outstanding shares of common stock, par value $0.01 per share, and corresponding decrease in the Company's authorized shares of common stock, the Company filed an amendment to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Amendment"). The Amendment, effective after market close on November 9, 2020, converted each 20 issued and outstanding shares of common stock into one new share of common stock. F3 · ownership.direct: 50,000 shares of the Company's common stock were purchased by the John A. Carrig Remainder Trust, Exempt Trust (the "Carrig Trust") for the benefit of Mr. Carrig's children. Mr. Carrig serves as trustee of the Carrig Trust and disclaims beneficial ownership of the shares held by the trust. Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 20:47 UTC |
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
OtherCommon Stock | 66,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001085550-21-000007 · wf-form4_161765556519146.xml · nonDerivative · entry 1 SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SCF-VI, L.P. Disclosed balance after: 135,663 F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 748,419 shares of common stock. F2 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities. Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 21:39 UTC |
WAITE ANDREW LDirector
|
OtherCommon Stock | 66,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000041 · wf-form4_161765872861012.xml · nonDerivative · entry 1 WAITE ANDREW L · CIK 0001198830 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 748,419 F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-VI, L.P. ("SCF-VI"). Pursuant to the terms of its limited partnership agreement, SCF-VI was scheduled to expire. In connection therewith, certain of SCF-VI's limited partners elected to receive a pro rata distribution of SCF-VI's shares of the registrant's common stock. F2 · kind: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-VI, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 748,419 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of SCFP. L.E.Simmons, Mr. Waite, Anthony Deluca and David Baldwin maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 15:55 UTC |
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
OtherCommon Stock | 30,596 | $22.72 | $695,141.12 |
DisclosureSEC source: 0001085550-21-000004 · wf-form4_161478689295765.xml · nonDerivative · entry 1 SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SCF-V, L.P. Disclosed balance after: 134,378 F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 815,086 shares of common stock. F2 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:35 UTC |
Baldwin David CDirector
|
OtherCommon Stock | 30,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000035 · wf-form4_161478929416455.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 815,086 F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 815,086 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:34 UTC |
WAITE ANDREW LDirector
|
OtherCommon Stock | 30,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000034 · wf-form4_161478927749508.xml · nonDerivative · entry 1 WAITE ANDREW L · CIK 0001198830 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 815,086 F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2 · kind: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 815,086 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of SCFP. L.E.Simmons, Mr. Waite, Anthony Deluca and David Baldwin maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 17:36 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 3 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,050 F1 · balance_after: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren. F1 · ownership.nature: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 17:36 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,985 F1 · balance_after: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 17:36 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,185 Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:28 UTC |
Williams David Lyle Jr.EVP, CFO
|
Tax withholdingCommon Stock | 834 | $18.79 | $15,670.86 |
DisclosureSEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · nonDerivative · entry 3 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,880 F3 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:27 UTC |
Danford Michael DewayneSVP & CHO
|
Tax withholdingCommon Stock | 778 | $18.79 | $14,618.62 |
DisclosureSEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · nonDerivative · entry 3 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,705 F3 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:23 UTC |
IVASCU JOHN CEVP, General Counsel & CCO
|
Tax withholdingCommon Stock | 1,067 | $18.79 | $20,048.93 |
DisclosureSEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · nonDerivative · entry 3 IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,520 F3 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 20:28 UTC |
Williams David Lyle Jr.EVP, CFO
|
Tax withholdingCommon Stock | 23 | $18.79 | $432.17 |
DisclosureSEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · nonDerivative · entry 2 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,714 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2017. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 20:27 UTC |
Danford Michael DewayneSVP & CHO
|
Tax withholdingCommon Stock | 29 | $18.79 | $544.91 |
DisclosureSEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,483 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2017. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 20:23 UTC |
IVASCU JOHN CEVP, General Counsel & CCO
|
Tax withholdingCommon Stock | 37 | $18.79 | $695.23 |
DisclosureSEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · nonDerivative · entry 2 IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,587 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2017. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 15:27 UTC |
Lux NealEVP Operations
|
GrantPhantom Stock Units · Derivative | 23,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000024 · wf-form4_161411202436835.xml · derivative · entry 2 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,948 Underlying: Phantom Stock Units · 23,948 shares Expires not disclosed F2 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3) F3 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4) F4 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F2 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3) F3 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4) F4 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F2 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3) F3 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4) F4 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 15:27 UTC |
Lux NealEVP Operations
|
GrantCommon Stock | 23,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000024 · wf-form4_161411202436835.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,343 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:28 UTC |
Williams David Lyle Jr.EVP, CFO
|
GrantPhantom Stock Units · Derivative | 23,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · derivative · entry 4 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,948 Underlying: Phantom Stock Units · 23,948 shares Expires not disclosed F4 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F4 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F4 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:28 UTC |
Williams David Lyle Jr.EVP, CFO
|
GrantCommon Stock | 23,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000026 · wf-form4_161411207153190.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,737 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:27 UTC |
Danford Michael DewayneSVP & CHO
|
GrantPhantom Stock Units · Derivative | 9,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · derivative · entry 4 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,978 Underlying: Phantom Stock Units · 9,978 shares Expires not disclosed F4 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F4 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F4 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:27 UTC |
Danford Michael DewayneSVP & CHO
|
GrantCommon Stock | 9,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000025 · wf-form4_161411205159892.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP & CHO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,512 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:26 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantPhantom Stock Units · Derivative | 66,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000023 · wf-form4_161411199775492.xml · derivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,524 Underlying: Phantom Stock Units · 66,524 shares Expires not disclosed F5 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F5 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F5 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:26 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
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GrantCommon Stock | 66,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000023 · wf-form4_161411199775492.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,385 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2) F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3) F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4) F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:23 UTC |
IVASCU JOHN CEVP, General Counsel & CCO
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GrantPhantom Stock Units · Derivative | 15,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · derivative · entry 4 IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,965 Underlying: Phantom Stock Units · 15,965 shares Expires not disclosed F4 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F4 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F4 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 5) F5 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 6) F6 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 20:23 UTC |
IVASCU JOHN CEVP, General Counsel & CCO
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GrantCommon Stock | 15,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000018 · wf-form4_161411179555430.xml · nonDerivative · entry 1 IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,624 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.