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Nasdaq · USD

FEAM

5E Advanced Materials, Inc.

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Tapewire entity
7084
SEC CIK
0001888654
Parsed reports
143

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionCommon Stock 17,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 5

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · acquired: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Tax withholdingCommon Stock 4,107 $1.30 $5,339.10
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 4

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,227

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionCommon Stock 11,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 3

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · acquired: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Tax withholdingCommon Stock 2,941 $1.30 $3,823.30
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,235

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionCommon Stock 7,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · acquired: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionDirector RSUs · Derivative 23,466 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 13

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionDirector RSUs · Derivative 23,465 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 12

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.expiration_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionDirector RSUs · Derivative 15,113 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 11

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.expiration_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionDirector RSUs · Derivative 10,821 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 10

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Tax withholdingCommon Stock 8,683 $1.30 $11,287.90
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 8

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,621

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionCommon Stock 23,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 7

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · acquired: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Tax withholdingCommon Stock 8,683 $1.30 $11,287.90
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 6

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,838

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionCommon Stock 23,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 5

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · acquired: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Tax withholdingCommon Stock 5,592 $1.30 $7,269.60
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 4

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,056

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionCommon Stock 15,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 3

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · acquired: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Tax withholdingCommon Stock 4,004 $1.30 $5,205.20
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,535

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC Exercise / conversionCommon Stock 10,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · acquired: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionDirector RSUs · Derivative 25,665 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · derivative · entry 13

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionDirector RSUs · Derivative 25,665 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · derivative · entry 12

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.expiration_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionDirector RSUs · Derivative 16,530 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · derivative · entry 11

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.expiration_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionDirector RSUs · Derivative 11,835 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · derivative · entry 10

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Tax withholdingCommon Stock 9,497 $1.30 $12,346.10
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 8

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,796

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionCommon Stock 25,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 7

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · acquired: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Tax withholdingCommon Stock 9,497 $1.30 $12,346.10
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 6

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,628

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionCommon Stock 25,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 5

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · acquired: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Tax withholdingCommon Stock 6,117 $1.30 $7,952.10
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 4

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,460

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionCommon Stock 16,530 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 3

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · acquired: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Tax withholdingCommon Stock 4,379 $1.30 $5,692.70
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 2

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,047

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC Exercise / conversionCommon Stock 11,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005417 · primarydocument.xml · nonDerivative · entry 1

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · acquired: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionDirector RSUs · Derivative 10,684 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · derivative · entry 14

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionDirector RSUs · Derivative 9,166 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · derivative · entry 13

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.expiration_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionDirector RSUs · Derivative 5,904 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · derivative · entry 12

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.expiration_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

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July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionDirector RSUs · Derivative 4,227 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · derivative · entry 11

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

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July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Tax withholdingCommon Stock 3,954 $1.30 $5,140.20
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 8

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,200

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionCommon Stock 10,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 7

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · acquired: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Tax withholdingCommon Stock 3,392 $1.30 $4,409.60
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 6

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,470

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionCommon Stock 9,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 5

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · acquired: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Tax withholdingCommon Stock 2,185 $1.30 $2,840.50
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 4

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,696

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionCommon Stock 5,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 3

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · acquired: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Tax withholdingCommon Stock 1,564 $1.30 $2,033.20
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 2

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,977

Read SEC document
July 01, 2024 Filed Jul 2, 2024 14:17 UTC
Lim Sen MingDirector
Exercise / conversionCommon Stock 4,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005416 · primarydocument.xml · nonDerivative · entry 1

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · acquired: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 11:27 UTC Tax withholdingCommon Stock 4,342 $1.21 $5,253.82
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · nonDerivative · entry 8

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,078

Read SEC document
July 01, 2024 Filed Jul 2, 2024 11:27 UTC Tax withholdingCommon Stock 4,342 $1.21 $5,253.82
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · nonDerivative · entry 7

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,420

Read SEC document
July 01, 2024 Filed Jul 2, 2024 11:27 UTC Tax withholdingCommon Stock 2,797 $1.21 $3,384.37
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · nonDerivative · entry 6

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,762

Read SEC document
July 01, 2024 Filed Jul 2, 2024 11:27 UTC Tax withholdingCommon Stock 2,003 $1.21 $2,423.63
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · nonDerivative · entry 5

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,559

Read SEC document
July 01, 2024 Filed Jul 2, 2024 11:27 UTC
Weibel Paul Wesley IIIChief Executive Officer
Tax withholdingCommon Stock 265 $1.21 $320.65
Disclosure

SEC source: 0001562180-24-005407 · primarydocument.xml · nonDerivative · entry 2

Weibel Paul Wesley III · CIK 0001911537 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,792

Read SEC document
June 30, 2024 Filed Jul 2, 2024 11:27 UTC Exercise / conversionDirector RSUs · Derivative 11,733 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · derivative · entry 15

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 11:27 UTC Exercise / conversionDirector RSUs · Derivative 11,733 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · derivative · entry 14

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F3 · derivative.exercise_price: On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F3 · derivative.exercise_date: On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F3 · derivative.expiration_date: On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 11:27 UTC Exercise / conversionDirector RSUs · Derivative 7,557 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · derivative · entry 13

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F2 · derivative.exercise_price: On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F2 · derivative.exercise_date: On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

F2 · derivative.expiration_date: On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 11:27 UTC Exercise / conversionDirector RSUs · Derivative 5,411 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005408 · primarydocument.xml · derivative · entry 12

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan").

F1 · derivative.exercise_price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan").

F1 · derivative.exercise_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan").

F1 · derivative.expiration_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.