Last 12 months
Inside the activity.
2 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2018 Filed Apr 9, 2018 22:23 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
GrantEmployee Restricted Stock Unit · Derivative | 308,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-007559 · doc4.xml · derivative · entry 3 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,489 Underlying: Common Stock · 308,989 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:23 UTC |
Bishop Michael S.Sr VP, CFO & Treasurer
|
GrantEmployee Restricted Stock Unit · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-007558 · doc4.xml · derivative · entry 4 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,539 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F5 · derivative.exercise_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment. F5 · derivative.expiration_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:23 UTC |
Bishop Michael S.Sr VP, CFO & Treasurer
|
GrantEmployee Restricted Stock Unit · Derivative | 168,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-007558 · doc4.xml · derivative · entry 3 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,539 Underlying: Common Stock · 168,539 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:23 UTC |
HILZINGER MATTHEW FDirector
|
GrantDeferred Common Stock Units · Derivative | 56,180 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007557 · doc4.xml · derivative · entry 1 HILZINGER MATTHEW F · CIK 0001184017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,180 Underlying: Common Stock · 56,180 shares Expires not disclosed F1 · derivative.exercise_price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors. F2 · shares: For services rendered as director F1 · price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors. F1 · derivative.exercise_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors. F1 · derivative.expiration_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:07 UTC |
Rauseo AnthonyChief Operating Officer
|
Tax withholdingCommon Stock | 1,286 | $1.73 | $2,224.78 |
DisclosureSEC source: 0001225208-18-007336 · doc4.xml · nonDerivative · entry 1 Rauseo Anthony · CIK 0001495929 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,019 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Granted on April 2, 2015. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:07 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
Tax withholdingCommon Stock | 3,247 | $1.73 | $5,617.31 |
DisclosureSEC source: 0001225208-18-007335 · doc4.xml · nonDerivative · entry 1 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,378 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Granted on April 2, 2015. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:07 UTC |
Bishop Michael S.Sr VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 1,278 | $1.73 | $2,210.94 |
DisclosureSEC source: 0001225208-18-007334 · doc4.xml · nonDerivative · entry 1 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,292 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Granted on April 2, 2015. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 21:11 UTC |
Rauseo AnthonyChief Operating Officer
|
Tax withholdingCommon Stock | 742 | $1.75 | $1,298.50 |
DisclosureSEC source: 0001225208-18-006805 · doc4.xml · nonDerivative · entry 1 Rauseo Anthony · CIK 0001495929 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,305 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 27, 2014. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 21:11 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
Tax withholdingCommon Stock | 967 | $1.75 | $1,692.25 |
DisclosureSEC source: 0001225208-18-006804 · doc4.xml · nonDerivative · entry 1 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,625 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 27, 2014. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 21:10 UTC |
Bishop Michael S.Sr VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 600 | $1.75 | $1,050.00 |
DisclosureSEC source: 0001225208-18-006803 · doc4.xml · nonDerivative · entry 1 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,570 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 27, 2014. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:12 UTC |
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
|
Tax withholdingCommon Stock | 890 | $2.19 | $1,949.10 |
DisclosureSEC source: 0001225208-17-016827 · doc4.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,537 F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on January 31, 2014, March 27, 2014 and April 2, 2015. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:34 UTC |
Rauseo AnthonyChief Operating Officer
|
Tax withholdingCommon Stock | 4,544 | $1.60 | $7,270.40 |
DisclosureSEC source: 0001225208-17-007883 · doc4.xml · nonDerivative · entry 1 Rauseo Anthony · CIK 0001495929 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,047 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 7, 2016. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:34 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
Tax withholdingCommon Stock | 8,455 | $1.60 | $13,528.00 |
DisclosureSEC source: 0001225208-17-007882 · doc4.xml · nonDerivative · entry 1 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,592 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 7, 2016. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:34 UTC |
Bishop Michael S.Sr VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 4,544 | $1.60 | $7,270.40 |
DisclosureSEC source: 0001225208-17-007881 · doc4.xml · nonDerivative · entry 1 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,170 F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 7, 2016. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:34 UTC |
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
|
Tax withholdingCommon Stock | 939 | $1.60 | $1,502.40 |
DisclosureSEC source: 0001225208-17-007880 · doc4.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,196 F1 · shares: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 7, 2016. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:35 UTC |
ROLLS JOHN ADirector · Chairman
|
GrantDirector Stock Option (right to buy) · Derivative | 78,207 | $1.50 Strike: $1.50 | $117,310.50 |
DisclosureSEC source: 0001225208-17-007885 · doc4.xml · derivative · entry 1 ROLLS JOHN A · CIK 0001061221 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,207 Underlying: Common Stock · 78,207 shares Expires 2027-04-06 F1 · shares: For services rendered as director F2 · derivative.exercise_date: These options vest at a rate of 25% per quarter. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
England James HerbertDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 25,612 | $1.50 Strike: $1.50 | $38,418.00 |
DisclosureSEC source: 0001225208-17-007884 · doc4.xml · derivative · entry 1 England James Herbert · CIK 0001437823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,612 Underlying: Common Stock · 25,612 shares Expires 2027-04-06 F1 · shares: For services rendered as director F2 · derivative.exercise_date: These options vest at a rate of 25% per quarter. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
Rauseo AnthonyChief Operating Officer
|
GrantEmployee Restricted Stock Unit · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007883 · doc4.xml · derivative · entry 2 Rauseo Anthony · CIK 0001495929 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the Amended & Restated 2010 Equity Incentive Plan. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
GrantEmployee Restricted Stock Unit · Derivative | 330,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007882 · doc4.xml · derivative · entry 2 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,500 Underlying: Common Stock · 330,500 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the Amended & Restated 2010 Equity Incentive Plan. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
Bishop Michael S.Sr VP, CFO & Treasurer
|
GrantEmployee Restricted Stock Unit · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007881 · doc4.xml · derivative · entry 2 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the Amended & Restated 2010 Equity Incentive Plan. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
|
GrantEmployee Restricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007880 · doc4.xml · derivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the Amended & Restated 2010 Equity Incentive Plan. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
von Althann NaticaDirector
|
GrantCommon Stock | 18,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007879 · doc4.xml · nonDerivative · entry 1 von Althann Natica · CIK 0001477502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,015 F1 · shares: For services rendered as director F1 · price: For services rendered as director Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
WEST TOGO D JRDirector
|
GrantDeferred Stock Unit · Derivative | 18,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007878 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,015 Underlying: Common Stock · 18,667 shares Expires not disclosed F1 · shares: For services rendered as director F2 · price: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service F2 · derivative.exercise_date: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service F2 · derivative.expiration_date: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC |
HILZINGER MATTHEW FDirector
|
GrantDeferred Stock Unit · Derivative | 48,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007877 · doc4.xml · derivative · entry 1 HILZINGER MATTHEW F · CIK 0001184017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,667 Underlying: Common Stock · 48,667 shares Expires not disclosed F1 · shares: For services rendered as director F2 · price: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service F2 · derivative.exercise_date: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service F2 · derivative.expiration_date: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:46 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
Tax withholdingCommon Stock | 4,148 | $1.35 | $5,599.80 |
DisclosureSEC source: 0001225208-17-007434 · doc4.xml · nonDerivative · entry 1 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,047 F1 · shares: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 2, 2015. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:46 UTC |
Rauseo AnthonyChief Operating Officer
|
Tax withholdingCommon Stock | 1,627 | $1.35 | $2,196.45 |
DisclosureSEC source: 0001225208-17-007435 · doc4.xml · nonDerivative · entry 1 Rauseo Anthony · CIK 0001495929 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,591 F1 · shares: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 2, 2015. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:46 UTC |
Bishop Michael S.Sr VP, CFO, Secy & Treasurer
|
Tax withholdingCommon Stock | 1,627 | $1.35 | $2,196.45 |
DisclosureSEC source: 0001225208-17-007433 · doc4.xml · nonDerivative · entry 1 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO, Secy & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,714 F1 · shares: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 2, 2015. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 20:21 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
Tax withholdingCommon Stock | 3,052 | $1.40 | $4,272.80 |
DisclosureSEC source: 0001225208-17-007021 · doc4.xml · nonDerivative · entry 2 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,195 F2 · balance_after: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 28, 2013. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 20:21 UTC |
Bishop Michael S.Sr VP, CFO, Secy & Treasurer
|
Tax withholdingCommon Stock | 1,445 | $1.40 | $2,023.00 |
DisclosureSEC source: 0001225208-17-007022 · doc4.xml · nonDerivative · entry 2 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO, Secy & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,341 F2 · balance_after: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 28, 2013. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 20:20 UTC |
Rauseo AnthonyChief Operating Officer
|
Tax withholdingCommon Stock | 1,836 | $1.40 | $2,570.40 |
DisclosureSEC source: 0001225208-17-007020 · doc4.xml · nonDerivative · entry 2 Rauseo Anthony · CIK 0001495929 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,218 F2 · balance_after: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 28, 2013. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 20:21 UTC |
Bottone Arthur A. Jr.Director · President and CEO
|
Tax withholdingCommon Stock | 1,235 | $1.40 | $1,729.00 |
DisclosureSEC source: 0001225208-17-007021 · doc4.xml · nonDerivative · entry 1 Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,247 F1 · balance_after: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 27, 2014. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 20:21 UTC |
Bishop Michael S.Sr VP, CFO, Secy & Treasurer
|
Tax withholdingCommon Stock | 768 | $1.40 | $1,075.20 |
DisclosureSEC source: 0001225208-17-007022 · doc4.xml · nonDerivative · entry 1 Bishop Michael S. · CIK 0001523478 · Sr VP, CFO, Secy & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,786 F1 · balance_after: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 27, 2014. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 20:20 UTC |
Rauseo AnthonyChief Operating Officer
|
Tax withholdingCommon Stock | 939 | $1.40 | $1,314.60 |
DisclosureSEC source: 0001225208-17-007020 · doc4.xml · nonDerivative · entry 1 Rauseo Anthony · CIK 0001495929 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,054 F1 · balance_after: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 27, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.