Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FUELCELL ENERGY INCFCEL · Entity 4760 | EVP, Gen. Counsel, CAO, Secy | April 05, 2021 | April 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FUELCELL ENERGY INC
Report date April 05, 2021 · Filed April 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,105 |
Ending reported balance
After 2021-04-06 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2021-04-05 · Exercise / conversion · Acquired 4,682 · Balance 17,991 F1: Restricted stock units were converted into common stock on a one-for-one basis. Row 2 · 2021-04-05 · Tax withholding · Disposed 1,468 · Balance 16,523 F2: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units. Row 3 · 2021-04-05 · Exercise / conversion · Acquired 8,333 · Balance 24,856 F1: Restricted stock units were converted into common stock on a one-for-one basis. Row 4 · 2021-04-05 · Tax withholding · Disposed 2,612 · Balance 22,244 F2: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units. Row 5 · 2021-04-06 · Sale · Disposed 8,000 · Balance 14,244 F3: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Row 6 · 2021-04-06 · Exercise / conversion · Acquired 4,167 · Balance 18,411 F1: Restricted stock units were converted into common stock on a one-for-one basis. Row 7 · 2021-04-06 · Tax withholding · Disposed 1,306 · Balance 17,105 F2: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units. |
| Employee Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-04-05 · Exercise / conversion · Disposed 4,682 · Balance 0 F1: Restricted stock units were converted into common stock on a one-for-one basis. F4: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |
| Employee Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-04-05 · Exercise / conversion · Disposed 8,333 · Balance 0 F1: Restricted stock units were converted into common stock on a one-for-one basis. F5: On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment. |
| Employee Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-04-06 · Exercise / conversion · Disposed 4,167 · Balance 0 F1: Restricted stock units were converted into common stock on a one-for-one basis. F6: On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units were converted into common stock on a one-for-one basis.
F2: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units.
F3: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F4: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
F5: On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment.
F6: On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · derivative · entry 10 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F6 · derivative.exercise_date: On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. F6 · derivative.expiration_date: On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,306 | $13.85 | $18,088.10 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · nonDerivative · entry 7 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,105 F2 · shares: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · nonDerivative · entry 6 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | SaleCommon Stock | 8,000 | $13.46 | $107,640.00 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · nonDerivative · entry 5 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,244 F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · derivative · entry 9 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F5 · derivative.exercise_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment. F5 · derivative.expiration_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 4,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · derivative · entry 8 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 2,612 | $13.57 | $35,444.84 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · nonDerivative · entry 4 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,244 F2 · shares: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · nonDerivative · entry 3 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,468 | $13.57 | $19,920.76 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · nonDerivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,523 F2 · shares: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 4,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007761 · doc1.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| March 02, 2021 Filed Mar 2, 2021 23:08 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | SaleCommon Stock | 2,000 | $18.69 | $37,380.00 |
DisclosureSEC source: 0001567619-21-005422 · doc1.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,309 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 13:33 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 26,769 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-129788 · tm2037175-1_4.xml · derivative · entry 3 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,769 Underlying: Common Stock · 26,769 shares Expires not disclosed F4 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F4 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 13:33 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 26,769 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-129788 · tm2037175-1_4.xml · derivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,769 Underlying: Common Stock · 26,769 shares Expires not disclosed F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 13:33 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 28,829 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-129788 · tm2037175-1_4.xml · derivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,829 Underlying: Common Stock · 28,829 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:50 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 35,199 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016018 · doc1.xml · derivative · entry 3 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,199 Underlying: Common Stock · 35,199 shares Expires not disclosed F4 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F4 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:50 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 35,199 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016018 · doc1.xml · derivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,199 Underlying: Common Stock · 35,199 shares Expires not disclosed F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:50 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 17,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016018 · doc1.xml · derivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600 Underlying: Common Stock · 17,600 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:43 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 4,681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007765 · doc1.xml · derivative · entry 7 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,183 Underlying: Common Stock · 4,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:43 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 4,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007765 · doc1.xml · derivative · entry 6 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,864 Underlying: Common Stock · 4,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:43 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,468 | $1.43 | $2,099.24 |
DisclosureSEC source: 0001567619-20-007765 · doc1.xml · nonDerivative · entry 5 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,310 Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:43 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 4,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007765 · doc1.xml · nonDerivative · entry 4 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:43 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,306 | $1.43 | $1,867.58 |
DisclosureSEC source: 0001567619-20-007765 · doc1.xml · nonDerivative · entry 3 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,097 Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:43 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007765 · doc1.xml · nonDerivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:43 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 62 | $1.47 | $91.14 |
DisclosureSEC source: 0001567619-20-007765 · doc1.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · EVP, Gen. Counsel, CAO, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237 F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 22:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006608 · doc4.xml · derivative · entry 7 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,360 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 6, 2017. the reporting person was granted 200,000 restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: On April 6, 2017. the reporting person was granted 200,000 restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 22:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 18,321 | $0.30 | $5,496.30 |
DisclosureSEC source: 0001225208-19-006608 · doc4.xml · nonDerivative · entry 5 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,590 Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 22:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 868 | $0.30 | $260.40 |
DisclosureSEC source: 0001225208-19-006608 · doc4.xml · nonDerivative · entry 4 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,911 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 22:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006608 · doc4.xml · nonDerivative · entry 3 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 22:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 56,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006608 · doc4.xml · derivative · entry 6 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,360 Underlying: Common Stock · 56,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 5, 2018, the reporting person was granted 168,539 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On April 5, 2018, the reporting person was granted 168,539 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 22:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 20,584 | $0.31 | $6,381.04 |
DisclosureSEC source: 0001225208-19-006608 · doc4.xml · nonDerivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,779 Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 22:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 56,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006608 · doc4.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:13 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 721 | $1.86 | $1,341.06 |
DisclosureSEC source: 0001225208-18-007659 · doc4.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,184 F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016 Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 22:23 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007560 · doc4.xml · derivative · entry 5 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,539 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F6 · shares: Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F7 · derivative.exercise_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. F7 · derivative.expiration_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 22:23 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 15,632 | $1.80 | $28,137.60 |
DisclosureSEC source: 0001225208-18-007560 · doc4.xml · nonDerivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,905 F2 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 22:23 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007560 · doc4.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:23 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-007560 · doc4.xml · derivative · entry 4 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,539 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F5 · derivative.exercise_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment. F5 · derivative.expiration_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:23 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 168,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-007560 · doc4.xml · derivative · entry 3 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,539 Underlying: Common Stock · 168,539 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:12 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 890 | $2.19 | $1,949.10 |
DisclosureSEC source: 0001225208-17-016827 · doc4.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,537 F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on January 31, 2014, March 27, 2014 and April 2, 2015. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:34 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 939 | $1.60 | $1,502.40 |
DisclosureSEC source: 0001225208-17-007880 · doc4.xml · nonDerivative · entry 1 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,196 F1 · shares: Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 7, 2016. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007880 · doc4.xml · derivative · entry 2 Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · kind: Awarded under the Amended & Restated 2010 Equity Incentive Plan. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.