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person · Reporting owner

ROLLS JOHN A

Disclosed activity across 1 company

Tapewire entity
162267
SEC CIK
0001061221

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FUELCELL ENERGY INCFCEL · Entity 4760DirectorNovember 20, 2018November 21, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FUELCELL ENERGY INC

Report date November 20, 2018 · Filed November 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect317,274 Ending reported balance After 2018-11-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-11-20 · Purchase · Acquired 100,000 · Balance 417,274

Row 2 · 2018-11-20 · Sale · Disposed 100,000 · Balance 317,274

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 21, 2018 21:06 UTC FUELCELL ENERGY INC FCEL · Entity 4760 SaleCommon Stock 100,000 $0.71 $71,060.00
Disclosure

SEC source: 0001225208-18-015816 · doc4.xml · nonDerivative · entry 2

ROLLS JOHN A · CIK 0001061221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,274

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November 20, 2018 Filed Nov 21, 2018 21:06 UTC FUELCELL ENERGY INC FCEL · Entity 4760 PurchaseCommon Stock 100,000 $0.75 $75,200.00
Disclosure

SEC source: 0001225208-18-015816 · doc4.xml · nonDerivative · entry 1

ROLLS JOHN A · CIK 0001061221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,274

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June 27, 2018 Filed Jun 28, 2018 13:37 UTC FUELCELL ENERGY INC FCEL · Entity 4760 PurchaseCommon Stock 152,000 $1.31 $199,120.00
Disclosure

SEC source: 0001225208-18-010941 · doc4.xml · nonDerivative · entry 1

ROLLS JOHN A · CIK 0001061221 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,274

F1 · shares: On June 27, 2018, the Reporting Person purchased 152,000 shares of the Issuer's common stock with a purchase price of $1.31 per share through an open market purchase.

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April 05, 2018 Filed Apr 9, 2018 22:24 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantCommon Stock 64,607 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007562 · doc4.xml · nonDerivative · entry 1

ROLLS JOHN A · CIK 0001061221 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,274

F1 · shares: For services rendered as director

F1 · price: For services rendered as director

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April 06, 2017 Filed Apr 10, 2017 21:35 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantDirector Stock Option (right to buy) · Derivative 78,207 $1.50 Strike: $1.50 $117,310.50
Disclosure

SEC source: 0001225208-17-007885 · doc4.xml · derivative · entry 1

ROLLS JOHN A · CIK 0001061221 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,207

Underlying: Common Stock · 78,207 shares

Expires 2027-04-06

F1 · shares: For services rendered as director

F2 · derivative.exercise_date: These options vest at a rate of 25% per quarter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.