FBIN

SEC source: 0001209191-23-017279 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,006

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 176,669 restricted stock units that have not yet vested.

SEC source: 0001209191-23-017277 · doc4.xml · derivative · entry 2

Donoghue Hiranda S · CIK 0001899826 · EVP Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

Underlying: Common Stock · 12,255 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001209191-23-017277 · doc4.xml · nonDerivative · entry 1

Donoghue Hiranda S · CIK 0001899826 · EVP Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,358

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 17,863 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 6

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 4,292

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 5

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014799 · doc4.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,528

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 6,950 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014777 · doc4.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP, CHRO & Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,665

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 12,403 restricted stock units that have not yet vested and 16,033 restricted stock units receipt of which has been deferred.

SEC source: 0001209191-23-014792 · doc4.xml · nonDerivative · entry 1

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,591

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 36,435 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014783 · doc4.xml · nonDerivative · entry 1

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,363

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 8,782 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014781 · doc4.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,131

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 17,988 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014779 · doc4.xml · nonDerivative · entry 2

Hallinan Patrick D · CIK 0001710819 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,387

F2 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F1 · balance_after: Includes a total of 43,629 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 776

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 3,516

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,533

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

F2 · balance_after: Includes a total of 144,196 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,409

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 144,196 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014774 · doc4.xml · nonDerivative · entry 1

Donoghue Hiranda S · CIK 0001899826 · EVP Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,299

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 13,804 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014779 · doc4.xml · nonDerivative · entry 3

Hallinan Patrick D · CIK 0001710819 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust held for the benefit of Mr. Hallinan's heirs

Disclosed balance after: 48,826

SEC source: 0001209191-23-014779 · doc4.xml · nonDerivative · entry 1

Hallinan Patrick D · CIK 0001710819 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,200

F1 · balance_after: Includes a total of 43,629 restricted stock units that have not yet vested.

SEC source: 0001209191-23-005110 · doc4.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,006

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 8,013 restricted stock units that have not yet vested.

SEC source: 0001209191-23-005105 · doc4.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP, CHRO & Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,109

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 14,797 restricted stock units that have not yet vested and 14,083 restricted stock units receipt of which has been deferred.

SEC source: 0001209191-23-005109 · doc4.xml · nonDerivative · entry 1

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,335

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 46,777 restricted stock units that have not yet vested.

SEC source: 0001209191-23-005108 · doc4.xml · nonDerivative · entry 1

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,800

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 9,767 restricted stock units that have not yet vested.

SEC source: 0001209191-23-005107 · doc4.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,130

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 20,239 restricted stock units that have not yet vested.

SEC source: 0001209191-23-005106 · doc4.xml · nonDerivative · entry 2

Hallinan Patrick D · CIK 0001710819 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,634

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 50,200 restricted stock units that have not yet vested.

SEC source: 0001209191-23-005104 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,176

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 166,240 restricted stock units that have not yet vested.

SEC source: 0001140361-22-046774 · form4.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,339

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 12,942 restricted stock units that have not yet vested.

SEC source: 0001140361-22-046764 · form4.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP, CHRO & Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,617

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 38,914 restricted stock units that have not yet vested and 2,765 restricted stock units receipt of which has been deferred.

SEC source: 0001140361-22-046772 · form4.xml · nonDerivative · entry 1

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,685

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 68,961 restricted stock units that have not yet vested.

SEC source: 0001140361-22-046770 · form4.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,415

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 29,688 restricted stock units that have not yet vested.

SEC source: 0001140361-22-046768 · form4.xml · nonDerivative · entry 1

Hallinan Patrick D · CIK 0001710819 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,801

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 78,136 restricted stock units that have not yet vested.

SEC source: 0001140361-22-046766 · form4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,449

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 257,031 restricted stock units that have not yet vested.

SEC source: 0001140361-22-046762 · form4.xml · nonDerivative · entry 1

Donoghue Hiranda S · CIK 0001899826 · EVP Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,735

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 14,787 restricted stock units that have not yet vested.

SEC source: 0001209191-22-061910 · doc4.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,543

F1 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F2 · balance_after: Includes a total of 13,395 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-061938 · doc4.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP, CHRO & Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,995

F1 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F2 · balance_after: Includes a total of 39,774 RSUs that have not yet vested or settled and 2,765 RSUs that have vested but been deferred. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-061943 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,973

F3 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F4 · balance_after: Includes a total of 260,471 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-061945 · doc4.xml · nonDerivative · entry 1

Donoghue Hiranda S · CIK 0001899826 · EVP Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,286

F1 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F2 · balance_after: Includes a total of 18,286 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-061930 · doc4.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,796

F1 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F2 · balance_after: Includes a total of 30,548 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-061933 · doc4.xml · nonDerivative · entry 1

Hallinan Patrick D · CIK 0001710819 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,563

F1 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F2 · balance_after: Includes a total of 79,856 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-061924 · doc4.xml · nonDerivative · entry 1

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,874

F1 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F2 · balance_after: Includes a total of 14,203 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-061920 · doc4.xml · nonDerivative · entry 1

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,322

F1 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F2 · balance_after: Includes a total of 70,337 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0001209191-22-055096 · doc4.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 2,600 restricted stock units that have not yet vested.

SEC source: 0001209191-22-055095 · doc4.xml · nonDerivative · entry 1

Banyard R David · CIK 0001660085 · President Cabinets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,261

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 15,678 restricted stock units that have not yet vested.

SEC source: 0001209191-22-050090 · doc4.xml · nonDerivative · entry 1

MACKAY A D DAVID · CIK 0001185947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts for the benefit of heirs

Disclosed balance after: 6,000

SEC source: 0001209191-22-043965 · doc4.xml · nonDerivative · entry 1

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,784

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 4,113 restricted stock units that have not yet vested.

SEC source: 0001209191-22-039944 · doc4.xml · derivative · entry 2

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,303

Underlying: Common Stock · 6,303 shares

Expires 2032-07-31

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in two equal annual installments beginning on July 31, 2024.

SEC source: 0001209191-22-039944 · doc4.xml · nonDerivative · entry 1

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,829

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in two equal annual installments beginning in July 2024, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 4,266 restricted stock units that have not yet vested.

SEC source: 0001209191-23-008175 · doc5.xml · nonDerivative · entry 2

THOMAS DAVID M · CIK 0001190598 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 0

F1 · ownership.direct: The reporting person previously contributed shares of the issuer's common stock to a grantor retained annuity trust (GRAT) for the benefit of himself and his adult children. Upon termination of the trust on June 13, 2022, the shares were transferred to the reporting person's children.

SEC source: 0001209191-22-061943 · doc4.xml · nonDerivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 2,416

SEC source: 0001209191-22-061943 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,639

F1 · balance_after: Included a total of 45,137 restricted stock units that had not yet vested.

F2 · balance_after: On April 29, 2022, Mr. Fink contributed 31,320 shares of the issuer's common stock to a grantor retained annuity trust for the benefit of his heirs, of which Mr. Fink is the Trustee.

SEC source: 0001209191-22-027366 · doc4.xml · nonDerivative · entry 1

WATERS RONALD V · CIK 0001163222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961

F1 · kind: Reflects a grant of stock under the Fortune Brands Home & Security, Inc. 2022 Long-Term Incentive Plan.