Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2018 Filed Mar 28, 2018 16:22 UTC Amendment |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 11,712 | $31.68 | $371,036.16 |
DisclosureSEC source: 0000919574-18-002716 · p7854662.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,151 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:22 UTC Amendment |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 28,753 | $31.68 | $910,895.04 |
DisclosureSEC source: 0000919574-18-002716 · p7854662.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,027 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:22 UTC Amendment |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 2,213,077 | $31.68 | $70,110,279.36 |
DisclosureSEC source: 0000919574-18-002716 · p7854662.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 7,775,821 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:29 UTC Amendment |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 11,712 | $31.68 | $371,036.16 |
DisclosureSEC source: 0000919574-18-002718 · p7854661.xml · nonDerivative · entry 3 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors III LLC Disclosed balance after: 41,151 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:29 UTC Amendment |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 28,753 | $31.68 | $910,895.04 |
DisclosureSEC source: 0000919574-18-002718 · p7854661.xml · nonDerivative · entry 2 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors LLC Disclosed balance after: 101,027 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:29 UTC Amendment |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 2,213,077 | $31.68 | $70,110,279.36 |
DisclosureSEC source: 0000919574-18-002718 · p7854661.xml · nonDerivative · entry 1 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 7,775,821 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:00 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 9,632,145 | $31.68 | $305,146,353.60 |
DisclosureSEC source: 0001140361-18-014475 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 33,843,317 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:55 UTC |
Foell CharlesSVP, Manuf. And Distrib.
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,380 | $0.00 Strike: $7.25 | $0.00 |
DisclosureSEC source: 0001719313-18-000002 · wf-form4_152123374229159.xml · derivative · entry 5 Foell Charles · CIK 0001719313 · SVP, Manuf. And Distrib. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,046 Underlying: Common Stock · 3,380 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:55 UTC |
Foell CharlesSVP, Manuf. And Distrib.
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,426 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001719313-18-000002 · wf-form4_152123374229159.xml · derivative · entry 4 Foell Charles · CIK 0001719313 · SVP, Manuf. And Distrib. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,426 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:55 UTC |
Foell CharlesSVP, Manuf. And Distrib.
|
Tax withholdingCommon Stock | 10,702 | $33.57 | $359,266.14 |
DisclosureSEC source: 0001719313-18-000002 · wf-form4_152123374229159.xml · nonDerivative · entry 3 Foell Charles · CIK 0001719313 · SVP, Manuf. And Distrib. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,275 F2 · kind: Represents the withholding of shares to pay the exercise price and related taxes in connection with the stock option exercise. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:55 UTC |
Foell CharlesSVP, Manuf. And Distrib.
|
Exercise / conversionCommon Stock | 3,380 | $7.25 | $24,505.00 |
DisclosureSEC source: 0001719313-18-000002 · wf-form4_152123374229159.xml · nonDerivative · entry 2 Foell Charles · CIK 0001719313 · SVP, Manuf. And Distrib. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:55 UTC |
Foell CharlesSVP, Manuf. And Distrib.
|
Exercise / conversionCommon Stock | 13,426 | $8.23 | $110,495.98 |
DisclosureSEC source: 0001719313-18-000002 · wf-form4_152123374229159.xml · nonDerivative · entry 1 Foell Charles · CIK 0001719313 · SVP, Manuf. And Distrib. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,455 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · derivative · entry 5 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,824 Underlying: Common Stock · 13,455 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. F4 · derivative.exercise_date: Of these 40,279 stock options, 13,426 are vested and the remaining 26,853 stock options will vest in two equal annual installments on March 13, 2018 and 2019. An additional 100,698 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,490 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · derivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,490 shares Expires 2023-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
Tax withholdingCommon Stock | 9,825 | $33.57 | $329,825.25 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,120 F2 · kind: Represents the withholding of shares to pay the exercise price and related taxes in connection with the stock option exercise. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 13,455 | $4.27 | $57,452.85 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 13,490 | $1.66 | $22,393.40 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. Read SEC document |
| February 20, 2018 Filed Feb 28, 2018 17:11 UTC |
McAllister Raymond J.Chief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 43,478 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0001719311-18-000002 · wf-form4_151985585392341.xml · derivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,405 Underlying: Common Stock · 43,478 shares Expires 2027-08-14 F1 · shares: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. F1 · derivative.exercise_date: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. F1 · derivative.underlying_shares: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. F1 · balance_after: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:02 UTC |
Hepner Virginia ADirector
|
GrantCommon Stock | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-003075 · form4.xml · nonDerivative · entry 1 Hepner Virginia A · CIK 0001397236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363 F1 · shares: Restricted stock award granted as director compensation, which will vest in three installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 16:37 UTC |
McAllister Raymond J.Chief Operating Officer
|
PurchaseCommon Stock | 11,200 | $22.00 | $246,400.00 |
DisclosureSEC source: 0001140361-17-040309 · form4.xml · nonDerivative · entry 2 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,772 F2 · kind: Reflects shares of common stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 20:43 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
PurchaseCommon Stock | 4,500 | $22.00 | $99,000.00 |
DisclosureSEC source: 0001140361-17-040313 · form4.xml · nonDerivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,220 F1 · kind: Reflects shares of common stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:30 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 92,443 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0001140361-17-039820 · form4.xml · derivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,443 Underlying: Common Stock · 92,443 shares Expires 2027-10-25 F1 · derivative.exercise_date: These stock options will vest in three equal annual installments beginning on October 25, 2018. Read SEC document |
| August 14, 2017 Filed Oct 31, 2017 16:37 UTC |
McAllister Raymond J.Chief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 144,927 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0001140361-17-040309 · form4.xml · derivative · entry 3 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,927 Underlying: Common Stock · 144,927 shares Expires 2027-08-14 F1 · derivative.exercise_price: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F3 · kind: Represents a grant of stock options which will vest in five equal annual installments beginning on August 14, 2018. An additional 217,390 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. F1 · shares: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F3 · derivative.exercise_date: Represents a grant of stock options which will vest in five equal annual installments beginning on August 14, 2018. An additional 217,390 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. F1 · derivative.underlying_shares: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F1 · balance_after: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. Read SEC document |
| August 14, 2017 Filed Oct 31, 2017 16:37 UTC |
McAllister Raymond J.Chief Operating Officer
|
GrantCommon Stock | 63,572 | $15.73 | $999,987.56 |
DisclosureSEC source: 0001140361-17-040309 · form4.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,572 F1 · shares: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F1 · price: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.