Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2019 Filed Dec 19, 2019 21:35 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 23 | $4.27 | $98.21 |
DisclosureSEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 21:42 UTC |
Blackwood JoanSVP, Chief Marketing Officer
|
GrantRestricted Stock Units · Derivative | 8,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001795128-19-000009 · wf-form4_157610050753786.xml · derivative · entry 1 Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,230 Underlying: Common Stock · 8,230 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:37 UTC |
Clark BillSVP, Chief People Officer
|
GrantRestricted Stock Units · Derivative | 10,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001778111-19-000008 · wf-form4_157428586324698.xml · derivative · entry 1 Clark Bill · CIK 0001778111 · SVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,977 Underlying: Common Stock · 10,977 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:36 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 10,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001719844-19-000006 · wf-form4_157428576699705.xml · derivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,977 Underlying: Common Stock · 10,977 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:34 UTC |
Rasmussen MelissaSVP, Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 10,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001782487-19-000010 · wf-form4_157428567882024.xml · derivative · entry 1 Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,977 Underlying: Common Stock · 10,977 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:33 UTC |
Brandman JaredSVP, GC and Secretary
|
GrantRestricted Stock Units · Derivative | 10,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001767639-19-000009 · wf-form4_157428560490270.xml · derivative · entry 1 Brandman Jared · CIK 0001767639 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,977 Underlying: Common Stock · 10,977 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:44 UTC |
TAYLOR THOMAS VDirector
|
PurchaseCommon Stock | 300 | $28.01 | $8,403.00 |
DisclosureSEC source: 0001277322-19-000007 · wf-form4_157368142847430.xml · nonDerivative · entry 2 TAYLOR THOMAS V · CIK 0001277322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,339 Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:44 UTC |
TAYLOR THOMAS VDirector
|
PurchaseCommon Stock | 3,310 | $27.64 | $91,488.40 |
DisclosureSEC source: 0001277322-19-000007 · wf-form4_157368142847430.xml · nonDerivative · entry 1 TAYLOR THOMAS V · CIK 0001277322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,039 F1 · price: Price represents the weighted average sales price. The shares were purchased pursuant to a single order in multiple transactions as prices ranging from $26.99 to $27.96. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,425 | $8.23 Strike: $8.23 | $110,487.75 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 10 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 13,425 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,137 | $7.25 Strike: $7.25 | $29,993.25 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 9 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,137 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 31,049 | $4.27 Strike: $4.27 | $132,579.23 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 8 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,049 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 13,425 | $30.04 | $403,219.88 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 6 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.73. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 13,425 | $8.23 | $110,487.75 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 5 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 4,137 | $30.13 | $124,631.26 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 4,137 | $7.25 | $29,993.25 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 31,049 | $30.14 | $935,847.91 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.85. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 31,049 | $4.27 | $132,579.23 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 16:38 UTC |
FAHS L READEDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 160,202 | $4.27 Strike: $4.27 | $684,062.54 |
DisclosureSEC source: 0001181253-19-000019 · wf-form4_156581506416294.xml · derivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,470 Underlying: Common Stock · 160,202 shares Expires 2024-03-13 F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 160,202 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 17:02 UTC |
KKR Vision Aggregator L.P.10% owner
KKR Vision Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 9,149,908 | $30.52 | $279,255,192.16 |
DisclosureSEC source: 0001140361-19-015059 · form4.xml · nonDerivative · entry 1 KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $0.48 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:40 UTC |
Brandman JaredSVP, GC and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 10,680 | $15.74 Strike: $15.74 | $168,103.20 |
DisclosureSEC source: 0001767639-19-000007 · wf-form4_156581523649953.xml · derivative · entry 1 Brandman Jared · CIK 0001767639 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,510 Underlying: Common Stock · 10,680 shares Expires 2027-08-14 F1 · shares: On August 14, 2017, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 10,680 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 69,510 stock options reported herein, 45,098 are vested and the remaining time-based stock options will vest in three equal installments on August 14, 2020, August 14, 2021 and August 14, 2022. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:39 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 28,036 | $4.27 Strike: $4.27 | $119,713.72 |
DisclosureSEC source: 0001719844-19-000004 · wf-form4_156581516975061.xml · derivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,241 Underlying: Common Stock · 28,036 shares Expires 2024-09-16 F1 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 28,036 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:36 UTC |
Vaught JohnSVP, Chief Information Officer
|
GrantStock Option (Right to Buy) · Derivative | 17,623 | $4.27 Strike: $4.27 | $75,250.21 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 7 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,049 Underlying: Common Stock · 17,623 shares Expires 2024-03-13 F4 · kind: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 17,623 stock options which had previously not been reported were deemed earned. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:58 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
KKR Group Holdings Corp.10% owner
|
SaleCommon Stock | 9,149,908 | $30.52 | $279,255,192.16 |
DisclosureSEC source: 0001140361-19-015057 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $0.48 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 21:48 UTC |
Rasmussen MelissaSVP, Chief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 6,879 | $11.63 Strike: $11.63 | $80,002.77 |
DisclosureSEC source: 0001782487-19-000006 · wf-form4_156460966470849.xml · derivative · entry 1 Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,879 Underlying: Common Stock · 6,879 shares Expires 2029-07-29 F1 · derivative.exercise_date: These options vest in three equal installments beginning on July 29, 2020. Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 20:38 UTC Amendment |
Rasmussen MelissaSVP, Chief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 6,879 | $31.73 Strike: $31.73 | $218,270.67 |
DisclosureSEC source: 0001782487-19-000008 · wf-form4a_156469190568493.xml · derivative · entry 1 Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,879 Underlying: Common Stock · 6,879 shares Expires 2029-07-29 F1 · derivative.exercise_price: This amended report is being filed to correct the exercise price underlying the stock options granted to the reporting person on July 29, 2019, which number was reported incorrectly in the original report due to an inadvertent error. F2 · derivative.exercise_date: These options vest in three equal installments beginning on July 29, 2020. F1 · derivative.underlying_shares: This amended report is being filed to correct the exercise price underlying the stock options granted to the reporting person on July 29, 2019, which number was reported incorrectly in the original report due to an inadvertent error. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 17:09 UTC |
Cianfrocco HeatherDirector
|
GrantCommon Stock | 3,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001780061-19-000005 · wf-form4_156417536355404.xml · nonDerivative · entry 1 Cianfrocco Heather · CIK 0001780061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,116 F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:19 UTC |
TEHLE DAVID MDirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001710155-19-000040 · wf-form4_156054356746081.xml · nonDerivative · entry 1 TEHLE DAVID M · CIK 0001245010 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,521 F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the vesting date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:18 UTC |
TAYLOR THOMAS VDirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001277322-19-000002 · wf-form4_156054348925228.xml · nonDerivative · entry 1 TAYLOR THOMAS V · CIK 0001277322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,729 F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the vesting date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:28 UTC |
Hepner Virginia ADirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001710155-19-000043 · wf-form4_156054772170695.xml · nonDerivative · entry 1 Hepner Virginia A · CIK 0001397236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,895 F1 · acquired: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the vesting date. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 21:18 UTC Amendment |
Clark BillSVP, Chief People Officer
|
GrantStock Option (Right to Buy) · Derivative | 23,630 | $28.48 Strike: $28.48 | $672,982.40 |
DisclosureSEC source: 0001778111-19-000006 · wf-form4a_156047509009652.xml · derivative · entry 1 Clark Bill · CIK 0001778111 · SVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,630 Underlying: Common Stock · 23,630 shares Expires 2029-06-11 F1 · derivative.exercise_price: This amended report is being filed to correct the exercise price underlying the stock options granted to the reporting person on June 11, 2019, which number was reported incorrectly in the original report due to an inadvertent error. F1 · price: This amended report is being filed to correct the exercise price underlying the stock options granted to the reporting person on June 11, 2019, which number was reported incorrectly in the original report due to an inadvertent error. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning on June 11, 2020. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 16:30 UTC |
Clark BillSVP, Chief People Officer
|
GrantStock Option (Right to Buy) · Derivative | 23,630 | $10.58 Strike: $10.58 | $250,005.40 |
DisclosureSEC source: 0001778111-19-000004 · wf-form4_156045782842587.xml · derivative · entry 1 Clark Bill · CIK 0001778111 · SVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,630 Underlying: Common Stock · 23,630 shares Expires 2029-06-11 F1 · derivative.exercise_date: These options vest in three equal annual installments beginning on June 11, 2020. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 16:37 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $27.34 | $273,390.00 |
DisclosureSEC source: 0001181253-19-000017 · wf-form4_155993982838530.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,037 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $27.27 to $27.34. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:17 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 19,405 | $4.27 Strike: $4.27 | $82,859.35 |
DisclosureSEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · derivative · entry 6 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,173 Underlying: Common Stock · 19,405 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 36,578 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. F4 · derivative.exercise_date: Of these 17,173 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:17 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 19,405 | $27.22 | $528,165.29 |
DisclosureSEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 4 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093 F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.965 to $27.33. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:17 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 19,405 | $4.27 | $82,859.35 |
DisclosureSEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 3 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:17 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,508 | $4.27 Strike: $4.27 | $57,679.16 |
DisclosureSEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · derivative · entry 5 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,578 Underlying: Common Stock · 13,508 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 36,578 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:17 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 13,508 | $28.05 | $378,872.38 |
DisclosureSEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 2 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $28.00 to $28.17. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:17 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 13,508 | $4.27 | $57,679.16 |
DisclosureSEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2019 Filed May 30, 2019 16:30 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,764 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · derivative · entry 6 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,086 Underlying: Common Stock · 20,764 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 50,086 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| May 29, 2019 Filed May 30, 2019 16:30 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 20,764 | $4.27 | $88,662.28 |
DisclosureSEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 3 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2019 Filed May 30, 2019 16:30 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 29,980 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · derivative · entry 5 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,850 Underlying: Common Stock · 29,980 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of these 70,850 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| May 28, 2019 Filed May 30, 2019 16:30 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 20,764 | $28.00 | $581,392.00 |
DisclosureSEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 4 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093 Read SEC document |
| May 28, 2019 Filed May 30, 2019 16:30 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 29,980 | $29.02 | $869,929.66 |
DisclosureSEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 2 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $29.00 to $29.09. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 28, 2019 Filed May 30, 2019 16:30 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 29,980 | $4.27 | $128,014.60 |
DisclosureSEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $5.25 Strike: $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-19-000004 · wf-form4_155803866550614.xml · derivative · entry 3 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,818 Underlying: Common Stock · 25,000 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of these 49,818 stock options, 25,407 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 34,329 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
SaleCommon Stock | 25,000 | $26.99 | $674,700.00 |
DisclosureSEC source: 0001719312-19-000004 · wf-form4_155803866550614.xml · nonDerivative · entry 2 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.85 to $27.22. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
Exercise / conversionCommon Stock | 25,000 | $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-19-000004 · wf-form4_155803866550614.xml · nonDerivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:47 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $26.60 | $265,990.00 |
DisclosureSEC source: 0001181253-19-000015 · wf-form4_155691644847301.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,037 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.42 to $26.83. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:34 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $30.06 | $150,305.00 |
DisclosureSEC source: 0001181253-19-000012 · wf-form4_155449643812038.xml · nonDerivative · entry 2 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 183,430 F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Trust on November 30, 2018. The plan provides for monthly sales through June 5, 2019. F4 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.215. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:34 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $30.14 | $904,260.00 |
DisclosureSEC source: 0001181253-19-000012 · wf-form4_155449643812038.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,037 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $29.96 to $30.76. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.