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Nasdaq · USD

EXTR

EXTREME NETWORKS INC

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Tapewire entity
381
SEC CIK
0001078271
Parsed reports
392

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202602
May 2026012
Jun 202608
Jul 202601
Aug 202604
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionRSU Award · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · derivative · entry 12

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,680

Underlying: Common Stock · 6,670 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F7 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionPerformance Shares · Derivative 26,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · derivative · entry 11

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,400 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F6 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionPerformance Shares · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · derivative · entry 10

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,680

Underlying: Common Stock · 6,670 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 3,865 $6.28 $24,272.20
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 9

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,240

F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionCommon Stock 8,338 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 8

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 3,092 $6.28 $19,417.76
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 7

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,767

F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionCommon Stock 6,670 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 6

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 3,092 $6.28 $19,417.76
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 5

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,189

F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionCommon Stock 6,670 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 4

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 12,237 $6.28 $76,848.36
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 3

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,611

F2 · shares: The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2018 a total of 26,400 shares vested. 12,237 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 12,360 $6.28 $77,620.80
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 2

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,848

F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:54 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionCommon Stock 26,400 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 1

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Sep 4, 2018 20:30 UTC
Davies Benjamin DrewEVP Chief Financial Officer
OtherCommon Stock 922 $7.23 $6,661.45
Disclosure

SEC source: 0001078271-18-000052 · edgardoc.xml · nonDerivative · entry 1

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,955

F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan.

F2 · balance_after: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:15 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionPerformance Based RSU · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000033 · edgardoc.xml · derivative · entry 5

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 8,333 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:15 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 2,509 $8.88 $22,279.92
Disclosure

SEC source: 0001078271-18-000033 · edgardoc.xml · nonDerivative · entry 4

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,033

F4 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

F2 · balance_after: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:15 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 2,509 $8.88 $22,279.92
Disclosure

SEC source: 0001078271-18-000033 · edgardoc.xml · nonDerivative · entry 3

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,542

F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

F2 · balance_after: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:15 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000033 · edgardoc.xml · nonDerivative · entry 2

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016.

Read SEC document
May 24, 2018 Filed May 25, 2018 22:49 UTC
Khanna RajDirector
PurchaseCommon Stock 10,000 $8.96 $89,598.00
Disclosure

SEC source: 0001078271-18-000031 · edgardoc.xml · nonDerivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,523

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.95 to $8.96. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2018 Filed May 18, 2018 20:28 UTC PurchaseCommon Stock 8,923 $9.13 $81,441.11
Disclosure

SEC source: 0001078271-18-000028 · edgardoc.xml · nonDerivative · entry 2

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,506

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.09 to $9.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:28 UTC PurchaseCommon Stock 41,077 $9.01 $370,111.99
Disclosure

SEC source: 0001078271-18-000028 · edgardoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,583

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.95 to $9.10. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2018 Filed May 16, 2018 20:11 UTC PurchaseCommon Stock 4,817 $8.64 $41,634.29
Disclosure

SEC source: 0001078271-18-000024 · edgardoc.xml · nonDerivative · entry 2

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,506

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionRSU Award · Derivative 8,337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · derivative · entry 9

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,363

Underlying: Common Stock · 8,337 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F6 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionRSU Award · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · derivative · entry 8

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,350

Underlying: Common Stock · 6,670 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F5 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on August 15, 2017 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionPerformance Shares · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · derivative · entry 7

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,350

Underlying: Common Stock · 6,670 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 2,883 $8.57 $24,707.31
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 6

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,011

F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 2,092 $8.57 $17,928.44
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 5

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,894

F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Tax withholdingCommon Stock 2,092 $8.57 $17,928.44
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 4

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,986

F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionCommon Stock 8,337 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 3

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionCommon Stock 6,670 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 2

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionCommon Stock 6,670 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 1

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC PurchaseCommon Stock 45,183 $8.61 $389,161.18
Disclosure

SEC source: 0001078271-18-000024 · edgardoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,689

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionRSU Award · Derivative 21,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000022 · edgardoc.xml · derivative · entry 7

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,398

Underlying: Common Stock · 21,677 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F5 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on August 15, 2017 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 21,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000022 · edgardoc.xml · derivative · entry 6

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,398

Underlying: Common Stock · 21,677 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
Tax withholdingCommon Stock 10,048 $8.57 $86,111.36
Disclosure

SEC source: 0001078271-18-000022 · edgardoc.xml · nonDerivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,291

F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
Tax withholdingCommon Stock 10,048 $8.57 $86,111.36
Disclosure

SEC source: 0001078271-18-000022 · edgardoc.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,339

F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 21,677 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000022 · edgardoc.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 21,677 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000022 · edgardoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
PurchaseCommon Stock 20,000 $8.42 $168,400.00
Disclosure

SEC source: 0001078271-18-000022 · edgardoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,033

Read SEC document
May 11, 2018 Filed May 14, 2018 20:13 UTC PurchaseCommon Stock 20,000 $8.40 $168,000.00
Disclosure

SEC source: 0001078271-18-000016 · edgardoc.xml · nonDerivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,006

Read SEC document
May 10, 2018 Filed May 17, 2018 19:26 UTC PurchaseCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001078271-18-000026 · edgardoc.xml · nonDerivative · entry 1

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,000

F1 · ownership.nature: Shares are held in The Holmgren Family Revocable Living Trust, DTD 12-23-1996. Robert and Kathleen Holmgren are trustees.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.17 $0.00
Disclosure

SEC source: 0001078271-18-000014 · edgardoc.xml · derivative · entry 2

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:45 UTC Exercise / conversionCommon Stock 25,000 $3.17 $79,250.00
Disclosure

SEC source: 0001078271-18-000014 · edgardoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 19, 2018 Filed Apr 20, 2018 20:11 UTC
MEYERCORD EDWARDDirector · President and CEO
Tax withholdingCommon Stock 51,190 $10.92 $558,994.80
Disclosure

SEC source: 0001078271-18-000012 · edgardoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,033

F1 · shares: The reporting person was granted 450,000 RSUs on May 8, 2015, which vest annually over four years in four equal installments beginning on April 19, 2016. On April 19, 2018, a total of 112,500 shares vested. 51,190 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3.

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March 01, 2018 Filed Mar 2, 2018 21:10 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionPerformance Based RSU · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000010 · edgardoc.xml · derivative · entry 4

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Common Stock · 8,333 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.

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March 01, 2018 Filed Mar 2, 2018 21:10 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 2,477 $11.16 $27,643.32
Disclosure

SEC source: 0001078271-18-000010 · edgardoc.xml · nonDerivative · entry 3

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,731

F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

F1 · balance_after: Beneficially owned share amount includes 41,667 unvested RSUs granted on 6/1/2016.

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March 01, 2018 Filed Mar 2, 2018 21:10 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 2,434 $11.16 $27,163.44
Disclosure

SEC source: 0001078271-18-000010 · edgardoc.xml · nonDerivative · entry 2

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,208

F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

F1 · balance_after: Beneficially owned share amount includes 41,667 unvested RSUs granted on 6/1/2016.

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March 01, 2018 Filed Mar 2, 2018 21:10 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000010 · edgardoc.xml · nonDerivative · entry 1

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Beneficially owned share amount includes 41,667 unvested RSUs granted on 6/1/2016.

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February 15, 2018 Filed Feb 16, 2018 22:49 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionRSU Award · Derivative 33,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000008 · edgardoc.xml · derivative · entry 9

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,700

Underlying: Common Stock · 33,300 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F6 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates.

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February 15, 2018 Filed Feb 16, 2018 22:49 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionRSU Award · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000008 · edgardoc.xml · derivative · entry 8

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,020

Underlying: Common Stock · 6,670 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F5 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

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February 15, 2018 Filed Feb 16, 2018 22:49 UTC
Gault Robert JEVP Worldwide Sales Services
Exercise / conversionPerformance Shares · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-18-000008 · edgardoc.xml · derivative · entry 7

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,020

Underlying: Common Stock · 6,670 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.