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Nasdaq · USD

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EXPONENT INC

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Tapewire entity
4154
SEC CIK
0000851520
Parsed reports
569

Last 12 months

Inside the activity.

2 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202611
Feb 202604
Mar 202602
Apr 202602
May 202606
Jun 202602
Jul 202601
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 2,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000092 · edgardoc.xml · nonDerivative · entry 2

SHOVEN JOHN B · CIK 0001181492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000092 · edgardoc.xml · nonDerivative · entry 1

SHOVEN JOHN B · CIK 0001181492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionRestricted Stock Units · Derivative 2,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000091 · edgardoc.xml · derivative · entry 5

RIGGINS STEPHEN C · CIK 0001243836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionDividend Equivalent Rights · Derivative 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000091 · edgardoc.xml · derivative · entry 4

RIGGINS STEPHEN C · CIK 0001243836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC GrantDividend Equivalent Rights · Derivative 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000091 · edgardoc.xml · derivative · entry 3

RIGGINS STEPHEN C · CIK 0001243836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Underlying: Common Stock · 7 shares

Expires 2017-05-31

F4 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F4 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000091 · edgardoc.xml · nonDerivative · entry 2

RIGGINS STEPHEN C · CIK 0001243836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 2,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000091 · edgardoc.xml · nonDerivative · entry 1

RIGGINS STEPHEN C · CIK 0001243836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionRestricted Stock Units · Derivative 2,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000090 · edgardoc.xml · derivative · entry 5

RICHARDSON KAREN A · CIK 0001200468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionDividend Equivalent Rights · Derivative 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000090 · edgardoc.xml · derivative · entry 4

RICHARDSON KAREN A · CIK 0001200468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC GrantDividend Equivalent Rights · Derivative 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000090 · edgardoc.xml · derivative · entry 3

RICHARDSON KAREN A · CIK 0001200468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Underlying: Common Stock · 7 shares

Expires 2017-05-31

F4 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F4 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 2,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000090 · edgardoc.xml · nonDerivative · entry 2

RICHARDSON KAREN A · CIK 0001200468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000090 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON KAREN A · CIK 0001200468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionRestricted Stock Units · Derivative 2,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000088 · edgardoc.xml · derivative · entry 5

GAULKE MICHAEL R · CIK 0001195045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionDividend Equivalent Rights · Derivative 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000088 · edgardoc.xml · derivative · entry 4

GAULKE MICHAEL R · CIK 0001195045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC GrantDividend Equivalent Rights · Derivative 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000088 · edgardoc.xml · derivative · entry 3

GAULKE MICHAEL R · CIK 0001195045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Underlying: Common Stock · 7 shares

Expires 2017-05-31

F4 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F4 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 2,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000088 · edgardoc.xml · nonDerivative · entry 2

GAULKE MICHAEL R · CIK 0001195045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 91,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 31, 2017 Filed Jun 3, 2017 01:53 UTC Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000088 · edgardoc.xml · nonDerivative · entry 1

GAULKE MICHAEL R · CIK 0001195045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 89,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 16, 2017 Filed Feb 9, 2018 22:22 UTC GiftCommon Stock 23,000 $60.35 $1,388,050.00
Disclosure

SEC source: 0000851520-18-000013 · edgardoc.xml · nonDerivative · entry 1

GAULKE MICHAEL R · CIK 0001195045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 66,476

Read SEC document
March 31, 2017 Filed Feb 9, 2018 22:54 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
PurchaseCommon Stock 125 $56.58 $7,071.88
Disclosure

SEC source: 0000851520-18-000021 · edgardoc.xml · nonDerivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,901

F1 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
March 31, 2017 Filed Feb 9, 2018 22:54 UTC
Pye JohnGroup Vice President
PurchaseCommon Stock 24 $56.57 $1,357.74
Disclosure

SEC source: 0000851520-18-000019 · edgardoc.xml · nonDerivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,391

F1 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
March 31, 2017 Filed Feb 9, 2018 22:53 UTC
Kytomaa HarriGroup Vice President
PurchaseCommon Stock 17 $56.57 $961.73
Disclosure

SEC source: 0000851520-18-000016 · edgardoc.xml · nonDerivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,377

F1 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:44 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000081 · edgardoc.xml · derivative · entry 6

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,380 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:44 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionDividend Equivalent Rights · Derivative 851 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000081 · edgardoc.xml · derivative · entry 5

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 851 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:44 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 63 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000081 · edgardoc.xml · derivative · entry 4

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

Underlying: Common Stock · 63 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:44 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Tax withholdingCommon Stock 7,086 $59.65 $422,679.90
Disclosure

SEC source: 0000851520-17-000081 · edgardoc.xml · nonDerivative · entry 3

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,776

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:44 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 16,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000081 · edgardoc.xml · nonDerivative · entry 2

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:44 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 851 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000081 · edgardoc.xml · nonDerivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000080 · edgardoc.xml · derivative · entry 6

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,380 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionDividend Equivalent Rights · Derivative 851 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000080 · edgardoc.xml · derivative · entry 5

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 851 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 63 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000080 · edgardoc.xml · derivative · entry 4

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

Underlying: Common Stock · 63 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Tax withholdingCommon Stock 7,086 $59.65 $422,679.90
Disclosure

SEC source: 0000851520-17-000080 · edgardoc.xml · nonDerivative · entry 3

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,776

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 16,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000080 · edgardoc.xml · nonDerivative · entry 2

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 851 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000080 · edgardoc.xml · nonDerivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
Reiss RichardGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,044 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000079 · edgardoc.xml · derivative · entry 6

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,044 shares

Expires 2017-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
Reiss RichardGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 54 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000079 · edgardoc.xml · derivative · entry 5

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
Reiss RichardGroup Vice President
GrantDividend Equivalent Rights · Derivative 26 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000079 · edgardoc.xml · derivative · entry 4

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54

Underlying: Common Stock · 26 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2013, 2014, and Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2013, 2014, and Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
Reiss RichardGroup Vice President
Tax withholdingCommon Stock 348 $59.65 $20,758.20
Disclosure

SEC source: 0000851520-17-000079 · edgardoc.xml · nonDerivative · entry 3

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,459

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
Reiss RichardGroup Vice President
Exercise / conversionCommon Stock 1,044 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000079 · edgardoc.xml · nonDerivative · entry 2

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:41 UTC
Reiss RichardGroup Vice President
Exercise / conversionCommon Stock 54 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000079 · edgardoc.xml · nonDerivative · entry 1

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Pye JohnGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000078 · edgardoc.xml · derivative · entry 6

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,064 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Pye JohnGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 263 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000078 · edgardoc.xml · derivative · entry 5

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 263 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Pye JohnGroup Vice President
GrantDividend Equivalent Rights · Derivative 192 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000078 · edgardoc.xml · derivative · entry 4

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 192 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014 and Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014 and Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Pye JohnGroup Vice President
Tax withholdingCommon Stock 1,579 $59.65 $94,187.35
Disclosure

SEC source: 0000851520-17-000078 · edgardoc.xml · nonDerivative · entry 3

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,367

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Pye JohnGroup Vice President
Exercise / conversionCommon Stock 5,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000078 · edgardoc.xml · nonDerivative · entry 2

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Pye JohnGroup Vice President
Exercise / conversionCommon Stock 263 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000078 · edgardoc.xml · nonDerivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Osteraas JohnGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,276 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000077 · edgardoc.xml · derivative · entry 6

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,276 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Osteraas JohnGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 170 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000077 · edgardoc.xml · derivative · entry 5

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Osteraas JohnGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 12 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000077 · edgardoc.xml · derivative · entry 4

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Stock · 12 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Osteraas JohnGroup Vice President
Tax withholdingCommon Stock 1,248 $59.65 $74,443.20
Disclosure

SEC source: 0000851520-17-000077 · edgardoc.xml · nonDerivative · entry 3

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

F4 · kind: Reflects a revision to the shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Osteraas JohnGroup Vice President
Exercise / conversionCommon Stock 3,276 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000077 · edgardoc.xml · nonDerivative · entry 2

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.