Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADENCE DESIGN SYSTEMS INCCDNS · Entity 2935 | Director | May 04, 2023 | May 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADENCE DESIGN SYSTEMS INC
Report date May 04, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,460 |
Ending reported balance
After 2023-05-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-04 · Grant · Acquired 1,073 · Balance 6,933 F1: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date. Row 2 · 2023-05-04 · Gift · Disposed 1,473 · Balance 5,460 F2: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust | 197,254 |
Reported balance
After 2023-05-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-05-04 · Gift · Acquired 1,473 · Balance 197,254 F2: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012. F3: Shares held by the Shoven Family Trust dated 03/01/2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date.
F2: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012.
F3: Shares held by the Shoven Family Trust dated 03/01/2012.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EXPONENT INC
Report date June 07, 2023 · Filed June 09, 2023
Section 16 reporting ended · disclosed 2023-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,791 |
Reported balance
After 2023-06-07 transaction · row 1
1 source rowRow 1 · 2023-06-07 · Exercise / conversion · Acquired 1,489 · Balance 72,791 F1: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis. F2: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-06-07 | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-07 · Exercise / conversion · Disposed 1,489 · Balance 0 F1: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis. F2: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis.
F2: Not applicable.
Financial Engines, Inc.
Report date July 19, 2018 · Filed July 23, 2018
Section 16 reporting ended · disclosed 2018-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 1
1 source rowRow 1 · 2018-07-19 · Disposition to issuer · Disposed 26,290 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-19 · Disposition to issuer · Disposed 1,224 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-19 · Disposition to issuer · Disposed 2,517 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-19 · Disposition to issuer · Disposed 2,567 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-19 · Disposition to issuer · Disposed 4,482 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Employee Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.17 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-07-19 · Disposition to issuer · Disposed 10,000 · Balance 0 F4: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes.
F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
F4: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2023 Filed Jun 9, 2023 17:00 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 1,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-23-000096 · edgardoc.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,489 shares Expires 2023-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 17:00 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 1,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-23-000096 · edgardoc.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:23 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028017 · doc4.xml · nonDerivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Trust Disclosed balance after: 197,254 F2 · shares: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012. F3 · ownership.nature: Shares held by the Shoven Family Trust dated 03/01/2012. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:23 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028017 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,460 F2 · shares: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:23 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 1,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028017 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,933 F1 · shares: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 00:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon- Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001209191-22-045330 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2024-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 00:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 20,000 | $186.11 | $3,722,200.00 |
DisclosureSEC source: 0001209191-22-045330 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,860 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 00:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 20,000 | $13.81 | $276,200.00 |
DisclosureSEC source: 0001209191-22-045330 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:24 UTC | EXPONENT INC EXPO · Entity 4154 | GrantRestricted Stock Units · Derivative | 1,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-22-000087 · edgardoc.xml · derivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,489 Underlying: Common Stock · 1,489 shares Expires 2023-06-02 F1 · derivative.exercise_price: 1-for-1. F3 · price: Not applicable. F2 · derivative.exercise_date: Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 17:41 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 1,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-22-000077 · edgardoc.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,474 shares Expires 2022-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on June 3, 2021 into shares of Common Stock on a 1:1 basis. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on June 3, 2021 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 17:41 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 1,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-22-000077 · edgardoc.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on June 3, 2021 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 05, 2022 Filed May 9, 2022 22:51 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027942 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,860 F1 · shares: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date. Read SEC document |
| June 03, 2021 Filed Jun 5, 2021 01:03 UTC | EXPONENT INC EXPO · Entity 4154 | GrantRestricted Stock Units · Derivative | 1,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-21-000074 · edgardoc.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474 Underlying: Common Stock · 1,474 shares Expires 2022-06-03 F3 · derivative.exercise_price: 1-for-1. F2 · price: Not applicable. F4 · derivative.exercise_date: Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting. Read SEC document |
| June 02, 2021 Filed Jun 5, 2021 01:03 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 1,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-21-000074 · edgardoc.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,675 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 28, 2020 into shares of Common Stock on a 1:1 basis. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 28, 2020 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| June 02, 2021 Filed Jun 5, 2021 01:03 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 1,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-21-000074 · edgardoc.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 28, 2020 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:55 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015562 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387 F1 · shares: Incentive stock award fully vests on February 25, 2022. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:07 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001209191-21-002360 · doc4.xml · derivative · entry 6 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:07 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 9,209 | $137.94 | $1,270,289.46 |
DisclosureSEC source: 0001209191-21-002360 · doc4.xml · nonDerivative · entry 5 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,793 F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:07 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 10,791 | $137.22 | $1,480,741.02 |
DisclosureSEC source: 0001209191-21-002360 · doc4.xml · nonDerivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,002 F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:07 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 20,000 | $14.22 | $284,400.00 |
DisclosureSEC source: 0001209191-21-002360 · doc4.xml · nonDerivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| May 28, 2020 Filed May 30, 2020 01:13 UTC | EXPONENT INC EXPO · Entity 4154 | GrantRestricted Stock Units · Derivative | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000851520-20-000096 · edgardoc.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675 Underlying: Common Stock · 1,675 shares Expires 2021-05-28 F3 · derivative.exercise_price: 1-for-1. F2 · price: Not applicable. F4 · derivative.exercise_date: Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting. Read SEC document |
| May 27, 2020 Filed May 30, 2020 01:13 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 2,229 | $0.00 | $0.00 |
DisclosureSEC source: 0000851520-20-000096 · edgardoc.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,229 shares Expires 2020-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 27, 2020 Filed May 30, 2020 01:13 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 2,229 | $0.00 | $0.00 |
DisclosureSEC source: 0000851520-20-000096 · edgardoc.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| February 22, 2020 Filed Jan 7, 2021 00:07 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002360 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 195,781 F1 · shares: Shares transferred to the Shoven Family Trust dated 03/01/2012. F2 · ownership.nature: Shares held by the Shoven Family Trust dated 03/01/2012. Read SEC document |
| February 22, 2020 Filed Jan 7, 2021 00:07 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002360 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,793 F1 · shares: Shares transferred to the Shoven Family Trust dated 03/01/2012. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 01:33 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010841 · doc4.xml · nonDerivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,682 F3 · shares: Incentive stock award fully vests on February 14, 2021. Read SEC document |
| January 09, 2020 Filed Jan 11, 2020 01:24 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.02 | $0.00 |
DisclosureSEC source: 0001209191-20-003140 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2020 Filed Jan 11, 2020 01:24 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 50,000 | $73.19 | $3,659,500.00 |
DisclosureSEC source: 0001209191-20-003140 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,781 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 09, 2020 Filed Jan 11, 2020 01:24 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $12.02 | $601,000.00 |
DisclosureSEC source: 0001209191-20-003140 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionEmployee Stock Options (Right to buy) · Derivative | 50,000 | $0.00 Strike: $9.66 | $0.00 |
DisclosureSEC source: 0001209191-19-038502 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 50,000 | $71.08 | $3,554,000.00 |
DisclosureSEC source: 0001209191-19-038502 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,781 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $9.66 | $483,000.00 |
DisclosureSEC source: 0001209191-19-038502 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:44 UTC | EXPONENT INC EXPO · Entity 4154 | GrantRestricted Stock Units · Derivative | 2,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-19-000092 · edgardoc.xml · derivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,229 Underlying: Common Stock · 2,229 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: Not applicable. F2 · derivative.exercise_date: Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:00 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 2,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-19-000082 · edgardoc.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 31, 2018 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:00 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 2,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-19-000082 · edgardoc.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 31, 2018 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:29 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013410 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,781 F1 · shares: Incentive stock award fully vests on February 22, 2020. Read SEC document |
| February 07, 2019 Filed Feb 20, 2020 01:33 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 151,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010841 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 191,892 F1 · shares: On February 7, 2019 and various other dates, the Reporting Person transferred an aggregate of 151,892 directly owned shares to the Shoven Family Trust dated 03/01/2012. The Reporting Person remains the beneficial owner of the shares, which are now reported as indirectly owned through the trust. F2 · ownership.nature: Shares held by the Shoven Family Trust dated 03/01/2012. Read SEC document |
| February 07, 2019 Filed Feb 20, 2020 01:33 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 151,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010841 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,889 F1 · shares: On February 7, 2019 and various other dates, the Reporting Person transferred an aggregate of 151,892 directly owned shares to the Shoven Family Trust dated 03/01/2012. The Reporting Person remains the beneficial owner of the shares, which are now reported as indirectly owned through the trust. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 21:08 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionEmployee Stock Options (Right to buy) · Derivative | 49,772 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001209191-19-007710 · doc4.xml · derivative · entry 7 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,772 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 21:08 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 49,772 | $50.00 | $2,488,694.57 |
DisclosureSEC source: 0001209191-19-007710 · doc4.xml · nonDerivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,892 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 21:08 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 49,772 | $6.51 | $324,015.72 |
DisclosureSEC source: 0001209191-19-007710 · doc4.xml · nonDerivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:08 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionEmployee Stock Options (Right to buy) · Derivative | 228 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001209191-19-007710 · doc4.xml · derivative · entry 6 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,772 Underlying: Common Stock · 228 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:08 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 228 | $50.00 | $11,400.00 |
DisclosureSEC source: 0001209191-19-007710 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,892 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:08 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 228 | $6.51 | $1,484.28 |
DisclosureSEC source: 0001209191-19-007710 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:16 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerEmployee Stock Options (Right to buy) · Derivative | 10,000 | $0.00 Strike: $27.17 | $0.00 |
DisclosureSEC source: 0001209191-18-043588 · doc4.xml · derivative · entry 6 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F4 · derivative.exercise_date: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration. F4 · derivative.expiration_date: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:16 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 4,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043588 · doc4.xml · derivative · entry 5 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,482 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:16 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 2,567 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043588 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,567 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:16 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 2,517 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043588 · doc4.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,517 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:16 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 1,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043588 · doc4.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,224 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:16 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerCommon Stock | 26,290 | $45.00 | $1,183,050.00 |
DisclosureSEC source: 0001209191-18-043588 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.