Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXPONENT INCEXPO · Entity 4154 | Director | December 28, 2018 | February 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXPONENT INC
Report date December 28, 2018 · Filed February 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 46,650 |
Reported balance
After 2018-05-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-16 · Gift · Disposed 22,000 · Balance 46,650 F1: A stock split occurred following the indicated transaction, the shares reported in the table are reported on a post-split basis, and the number of shares gifted at the time of the transaction were 11,000 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: A stock split occurred following the indicated transaction, the shares reported in the table are reported on a post-split basis, and the number of shares gifted at the time of the transaction were 11,000 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2018 Filed Jun 4, 2018 22:19 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 2,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-18-000093 · edgardoc.xml · derivative · entry 2 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on June 1, 2017 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. F1 · derivative.exercise_date: Reflects the conversion of shares of vested Restricted Stock Units granted on June 1, 2017 into shares of Common Stock on a 1:1 basis. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 30, 2018 Filed Jun 4, 2018 22:19 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 2,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-18-000093 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on June 1, 2017 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 16, 2018 Filed Feb 11, 2019 18:04 UTC | EXPONENT INC EXPO · Entity 4154 | GiftCommon Stock | 22,000 | $46.69 | $1,027,125.00 |
DisclosureSEC source: 0000851520-19-000014 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,650 F1 · shares: A stock split occurred following the indicated transaction, the shares reported in the table are reported on a post-split basis, and the number of shares gifted at the time of the transaction were 11,000 shares. Read SEC document |
| June 01, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | GrantRestricted Stock Units · Derivative | 2,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000088 · edgardoc.xml · derivative · entry 6 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,021 Underlying: Common Stock · 2,021 shares Expires not disclosed F5 · derivative.exercise_price: 1-for-1. F2 · price: Not applicable. F6 · derivative.exercise_date: Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000088 · edgardoc.xml · derivative · entry 5 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionDividend Equivalent Rights · Derivative | 28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000088 · edgardoc.xml · derivative · entry 4 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | GrantDividend Equivalent Rights · Derivative | 7 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000088 · edgardoc.xml · derivative · entry 3 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28 Underlying: Common Stock · 7 shares Expires 2017-05-31 F4 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017. F4 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000088 · edgardoc.xml · nonDerivative · entry 2 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000088 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 16, 2017 Filed Feb 9, 2018 22:22 UTC | EXPONENT INC EXPO · Entity 4154 | GiftCommon Stock | 23,000 | $60.35 | $1,388,050.00 |
DisclosureSEC source: 0000851520-18-000013 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 66,476 Read SEC document |
| December 30, 2016 Filed Feb 14, 2017 01:13 UTC | EXPONENT INC EXPO · Entity 4154 | GrantDividend Equivalent Rights · Derivative | 21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000017 · edgardoc.xml · derivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21 Underlying: Common Stock · 21 shares Expires 2017-05-31 F1 · derivative.exercise_price: 1-for-1. F2 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016. F3 · price: Not applicable. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:28 UTC | EXPONENT INC EXPO · Entity 4154 | SaleCommon Stock | 4,000 | $59.55 | $238,197.60 |
DisclosureSEC source: 0000851520-16-000326 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,476 F1 · kind: Per 10b5-1 trading plan entered into on August 26, 2016. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 22:49 UTC | EXPONENT INC EXPO · Entity 4154 | SaleCommon Stock | 4,000 | $57.06 | $228,242.80 |
DisclosureSEC source: 0000851520-16-000320 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,476 F1 · kind: Per 10b5-1 trading plan entered into on August 26, 2016. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 18:17 UTC | EXPONENT INC EXPO · Entity 4154 | SaleCommon Stock | 8,750 | $55.14 | $482,463.63 |
DisclosureSEC source: 0000851520-16-000314 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 97,456 F1 · kind: Per 10b5-1 trading plan entered into on August 26, 2016. Read SEC document |
| November 19, 2013 Filed Oct 26, 2016 22:48 UTC Amendment | EXPONENT INC EXPO · Entity 4154 | GiftCommon Stock | 1,324 | $74.46 | $98,585.04 |
DisclosureSEC source: 0000851520-16-000319 · edgardoc.xml · nonDerivative · entry 1 GAULKE MICHAEL R · CIK 0001195045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 41,996 F1 · kind: Form 4 dated Nov. 19, 2013 reported an incorrect number of gifted shares. The correct number was 1,334 shares, instead of the 1,344 shares as previously reported. The issuer's stock was split 2:1 in June 2015. As a result, the correct number of gifted shares (taking into account the split) is 2,668. In order to accurately reflect the Reporting Person's holding pre-split after the gift, the prior Form 4 is hereby amended to reflect the correct pre-split number of 1,324 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.