Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXPONENT INCEXPO · Entity 4154 | Director | May 31, 2017 | June 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXPONENT INC
Report date May 31, 2017 · Filed June 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,324 |
Ending reported balance
After 2017-05-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-31 · Exercise / conversion · Acquired 2,146 · Balance 3,296 F1: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2: Not applicable. Row 2 · 2017-05-31 · Exercise / conversion · Acquired 28 · Balance 3,324 F3: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2: Not applicable. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security · Expires 2017-05-31 | Direct | 28 |
Reported balance
After 2017-05-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-31 · Grant · Acquired 7 · Balance 28 F4: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017. F2: Not applicable. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security · Expires 2017-05-31 | Direct | 0 |
Reported balance
After 2017-05-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-31 · Exercise / conversion · Disposed 28 · Balance 0 F3: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-31 · Exercise / conversion · Disposed 2,146 · Balance 0 F1: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.
F2: Not applicable.
F3: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
F4: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000091 · edgardoc.xml · derivative · entry 5 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionDividend Equivalent Rights · Derivative | 28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000091 · edgardoc.xml · derivative · entry 4 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | GrantDividend Equivalent Rights · Derivative | 7 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000091 · edgardoc.xml · derivative · entry 3 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28 Underlying: Common Stock · 7 shares Expires 2017-05-31 F4 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017. F4 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000091 · edgardoc.xml · nonDerivative · entry 2 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000091 · edgardoc.xml · nonDerivative · entry 1 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| February 06, 2017 Filed Feb 14, 2017 18:36 UTC | EXPONENT INC EXPO · Entity 4154 | SaleCommon Stock | 1,500 | $58.05 | $87,075.00 |
DisclosureSEC source: 0000851520-17-000032 · edgardoc.xml · nonDerivative · entry 1 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Read SEC document |
| December 30, 2016 Filed Feb 14, 2017 01:15 UTC | EXPONENT INC EXPO · Entity 4154 | GrantDividend Equivalent Rights · Derivative | 21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000026 · edgardoc.xml · derivative · entry 1 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21 Underlying: Common Stock · 21 shares Expires 2016-05-31 F1 · derivative.exercise_price: 1-for-1. F2 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016. F3 · price: Not applicable. Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 23:03 UTC | EXPONENT INC EXPO · Entity 4154 | SaleCommon Stock | 2,386 | $56.95 | $135,882.22 |
DisclosureSEC source: 0000851520-16-000324 · edgardoc.xml · nonDerivative · entry 1 RIGGINS STEPHEN C · CIK 0001243836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.