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EXP

EAGLE MATERIALS INC

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3805
SEC CIK
0000918646
Parsed reports
679

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2019 Filed May 20, 2019 21:43 UTC Tax withholdingCommon Stock 225 $88.26 $19,858.50
Disclosure

SEC source: 0001209191-19-031492 · doc4.xml · nonDerivative · entry 1

Kesler Dale Craig · CIK 0001470946 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,856

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 225 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 571 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 225 shares to reflect this tax withholding.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:45 UTC
Devlin William RSVP, Controller
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 4,111 $0.00 Strike: $91.58 $0.00
Disclosure

SEC source: 0001209191-19-031495 · doc4.xml · derivative · entry 5

Devlin William R · CIK 0001342983 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111

Underlying: Common Stock · 4,111 shares

Expires 2029-05-16

F5 · derivative.exercise_date: This option award will vest as follows: 1,028 shares on 3/31/20; 1,028 shares on 3/31/21; 1,028 shares on 3/31/22; and 1,027 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:45 UTC
Devlin William RSVP, Controller
GrantCommon Stock 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031495 · doc4.xml · nonDerivative · entry 2

Devlin William R · CIK 0001342983 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,308

F3 · shares: This restricted stock award will vest as follows: 308 shares on 3/31/20; 307 shares on 3/31/21; 307 shares on 3/31/22; and 307 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:45 UTC
Devlin William RSVP, Controller
Tax withholdingCommon Stock 113 $88.26 $9,973.38
Disclosure

SEC source: 0001209191-19-031495 · doc4.xml · nonDerivative · entry 1

Devlin William R · CIK 0001342983 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,079

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 113 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 286 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 113 shares to reflect this tax withholding.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:44 UTC
Haack MichaelPresident and COO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 26,490 $0.00 Strike: $91.58 $0.00
Disclosure

SEC source: 0001209191-19-031493 · doc4.xml · derivative · entry 4

Haack Michael · CIK 0001626900 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,490

Underlying: Common Stock · 26,490 shares

Expires 2029-05-16

F5 · derivative.exercise_date: This option award will vest as follows: 6,623 shares on 3/31/20; 6,623 shares on 3/31/21; 6,622 shares on 3/31/22; and 6,622 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:44 UTC
Haack MichaelPresident and COO
GrantCommon Stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031493 · doc4.xml · nonDerivative · entry 2

Haack Michael · CIK 0001626900 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,207

F3 · shares: This restricted stock award will vest as follows: 1,980 shares on 3/31/20; 1,979 shares on 3/31/21; 1,979 shares on 3/31/22; and 1,979 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:44 UTC
Haack MichaelPresident and COO
Tax withholdingCommon Stock 275 $88.26 $24,271.50
Disclosure

SEC source: 0001209191-19-031493 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,290

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 275 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 697 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 275 shares to reflect this tax withholding.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:43 UTC
Graass James HEVP & General Counsel
GrantCommon Stock 4,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031490 · doc4.xml · nonDerivative · entry 2

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,073

F3 · shares: This restricted stock award will vest as follows: 1,092 shares on 3/31/20; 1,092 shares on 3/31/21; 1,092 shares on 3/31/22; and 1,092 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:43 UTC
Graass James HEVP & General Counsel
Tax withholdingCommon Stock 400 $88.26 $35,304.00
Disclosure

SEC source: 0001209191-19-031490 · doc4.xml · nonDerivative · entry 1

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,705

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 400 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 1,014 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 400 shares to reflect this tax withholding.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:42 UTC
STEWART ROBERT SEVP-Strategy & Corp. Develop.
GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031489 · doc4.xml · nonDerivative · entry 2

STEWART ROBERT S · CIK 0001114763 · EVP-Strategy & Corp. Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,016

F3 · shares: This restricted stock award will vest as follows: 1,229 shares on 3/31/20; 1,229 shares on 3/31/21; 1,228 shares on 3/31/22; and 1,228 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:42 UTC
STEWART ROBERT SEVP-Strategy & Corp. Develop.
Tax withholdingCommon Stock 449 $88.26 $39,628.74
Disclosure

SEC source: 0001209191-19-031489 · doc4.xml · nonDerivative · entry 1

STEWART ROBERT S · CIK 0001114763 · EVP-Strategy & Corp. Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,102

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 449 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 1,140 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 449 shares to reflect this tax withholding.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:42 UTC
Powers David BDirector · CEO
Tax withholdingCommon Stock 1,745 $88.26 $154,013.70
Disclosure

SEC source: 0001209191-19-031487 · doc4.xml · nonDerivative · entry 1

Powers David B · CIK 0001316056 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,839

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,745 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 4,433 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,745 shares to reflect this tax withholding.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:41 UTC
Metcalf Keith WPresident (American Gypsum)
GrantCommon Stock 4,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031486 · doc4.xml · nonDerivative · entry 2

Metcalf Keith W · CIK 0001671372 · President (American Gypsum)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,238

F3 · shares: This restricted stock award will vest as follows: 1,024 shares on 3/31/20; 1,024 shares on 3/31/21; 1,024 shares on 3/31/22; and 1,023 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:41 UTC
Metcalf Keith WPresident (American Gypsum)
Tax withholdingCommon Stock 232 $88.26 $20,476.32
Disclosure

SEC source: 0001209191-19-031486 · doc4.xml · nonDerivative · entry 1

Metcalf Keith W · CIK 0001671372 · President (American Gypsum)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,143

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 232 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 950 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 232 shares to reflect this tax withholding.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:40 UTC
ESSL GERALD JExecutive Vice President
GrantCommon Stock 4,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031484 · doc4.xml · nonDerivative · entry 2

ESSL GERALD J · CIK 0001214633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,416

F3 · shares: This restricted stock award will vest as follows: 1,024 shares on 3/31/20; 1,024 shares on 3/31/21; 1,024 shares on 3/31/22; and 1,023 shares on 3/31/23.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:40 UTC
ESSL GERALD JExecutive Vice President
Tax withholdingCommon Stock 374 $88.26 $33,009.24
Disclosure

SEC source: 0001209191-19-031484 · doc4.xml · nonDerivative · entry 1

ESSL GERALD J · CIK 0001214633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,321

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 374 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 950 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed on 5/15/2019). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 374 shares to reflect this tax withholding.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:59 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 7,120 $0.00 Strike: $106.24 $0.00
Disclosure

SEC source: 0001209191-19-030160 · doc4.xml · derivative · entry 4

Kesler Dale Craig · CIK 0001470946 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: Common Stock · 7,120 shares

Expires 2028-05-17

F2 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

F3 · derivative.exercise_date: On May 17, 2018, the reporting person was granted an option to purchase up to 7,937 shares of Common Stock, subject to the achievement by the company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 7,120 options became earned and reportable on such date. The remaining options have been forfeited. The earned options become vested and exercisable ratably on May 13, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:59 UTC GrantCommon Stock 2,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030160 · doc4.xml · nonDerivative · entry 1

Kesler Dale Craig · CIK 0001470946 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,081

F1 · price: On May 17, 2018, the reporting person was granted 2,542 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 2,281 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:52 UTC
Haack MichaelPresident and COO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 8,702 $0.00 Strike: $106.24 $0.00
Disclosure

SEC source: 0001209191-19-030150 · doc4.xml · derivative · entry 2

Haack Michael · CIK 0001626900 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,702

Underlying: Common Stock · 8,702 shares

Expires 2028-05-17

F2 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

F3 · derivative.exercise_date: On May 17, 2018, the reporting person was granted an option to purchase up to 9,701 shares of Common Stock, subject to the achievement by the company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 8,702 options became earned and reportable on such date. The remaining options have been forfeited. The earned options become vested and exercisable ratably on May 13, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:52 UTC
Haack MichaelPresident and COO
GrantCommon Stock 2,787 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030150 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,565

F1 · price: On May 17, 2018, the reporting person was granted 3,107 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 2,787 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:09 UTC
Metcalf Keith WPresident (American Gypsum)
GrantCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030165 · doc4.xml · nonDerivative · entry 1

Metcalf Keith W · CIK 0001671372 · President (American Gypsum)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,375

F1 · price: On May 17, 2018, the reporting person was granted 4,236 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 3,800 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:08 UTC
Powers David BDirector · CEO
GrantCommon Stock 17,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030164 · doc4.xml · nonDerivative · entry 1

Powers David B · CIK 0001316056 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,584

F1 · price: On May 17, 2018, the reporting person was granted 19,767 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 17,731 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:07 UTC
STEWART ROBERT SEVP-Strategy & Corp. Develop.
GrantCommon Stock 4,560 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030163 · doc4.xml · nonDerivative · entry 1

STEWART ROBERT S · CIK 0001114763 · EVP-Strategy & Corp. Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,551

F1 · price: On May 17, 2018, the reporting person was granted 5,083 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 4,560 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:06 UTC
Graass James HEVP & General Counsel
GrantCommon Stock 4,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030162 · doc4.xml · nonDerivative · entry 1

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,105

F1 · price: On May 17, 2018, the reporting person was granted 4,519 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 4,054 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:51 UTC
ESSL GERALD JExecutive Vice President
GrantCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030147 · doc4.xml · nonDerivative · entry 1

ESSL GERALD J · CIK 0001214633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,695

F1 · price: On May 17, 2018, the reporting person was granted 4,236 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2018. On May 13, 2019 the performance vesting criteria was determined to have been met such that 3,800 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:50 UTC
Devlin William RSVP, Controller
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 3,561 $0.00 Strike: $106.24 $0.00
Disclosure

SEC source: 0001209191-19-030146 · doc4.xml · derivative · entry 3

Devlin William R · CIK 0001342983 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

Underlying: Common Stock · 3,561 shares

Expires 2028-05-17

F2 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

F3 · derivative.exercise_date: On May 17, 2018, the reporting person was granted an option to purchase up to 3,969 shares of Common Stock, subject to the achievement by the company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 3,561 options became earned and reportable on such date. The remaining options have been forfeited. The earned options become vested and exercisable ratably on May 13, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:50 UTC
Devlin William RSVP, Controller
GrantCommon Stock 1,141 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030146 · doc4.xml · nonDerivative · entry 1

Devlin William R · CIK 0001342983 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,192

F1 · price: On May 17, 2018, the reporting person was granted 1,271 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2019. On May 13, 2019 the performance vesting criteria was determined to have been met such that 1,141 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 16, 2019 and March 31 of 2020, 2021 and 2022.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:34 UTC GrantRestricted Common Stock Units 4.3546 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029723 · doc4.xml · nonDerivative · entry 1

NICOLAIS MICHAEL R · CIK 0001140596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863.3658

F1 · security: The grant reported above represents Restricted Common Stock Units accrued in connection with a cash dividend paid by Issuer on its Common Stock and as a result of certain dividend equivalent rights associated with the reporting person's existing RSUs.

F1 · price: The grant reported above represents Restricted Common Stock Units accrued in connection with a cash dividend paid by Issuer on its Common Stock and as a result of certain dividend equivalent rights associated with the reporting person's existing RSUs.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:35 UTC
Graass James HEVP & General Counsel
Tax withholdingCommon Stock 2,162 $84.30 $182,256.60
Disclosure

SEC source: 0001209191-19-023369 · doc4.xml · nonDerivative · entry 2

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,051

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 2,162 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 942 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed 5/21/18) (b) 2,137 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18); (c) 684 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed 5/12/17); (d) 871 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed 5/10/16); and (e) 858 shares of restricted stock awarded to the reporting person on June 3, 2014 (Form 4 filed 5/7/15). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 2,162 shares to reflect this tax withholding.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:34 UTC
Haack MichaelPresident and COO
Tax withholdingCommon Stock 1,555 $84.30 $131,086.50
Disclosure

SEC source: 0001209191-19-023366 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,555 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 648 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed 5/21/18) (b) 1,269 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18); (c) 879 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed 5/12/17); and (d) 1,161 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed 5/10/16). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,555 shares to reflect this tax withholding.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:31 UTC Tax withholdingCommon Stock 1,573 $84.30 $132,603.90
Disclosure

SEC source: 0001209191-19-023354 · doc4.xml · nonDerivative · entry 1

Kesler Dale Craig · CIK 0001470946 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,800

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,573 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 530 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed 5/21/18) (b) 1,069 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18); (c) 684 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed 5/12/17); (d) 871 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed 5/10/16); and (e) 858 shares of restricted stock awarded to the reporting person on June 3, 2014 (Form 4 filed 5/7/15). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,573 shares to reflect this tax withholding.

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April 01, 2019 Filed Apr 3, 2019 21:32 UTC
Powers David BDirector · CEO
Tax withholdingCommon Stock 7,886 $84.30 $664,789.80
Disclosure

SEC source: 0001209191-19-023357 · doc4.xml · nonDerivative · entry 2

Powers David B · CIK 0001316056 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,853

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 7,886 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 4,119 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed 5/21/18) (b) 8,676 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18); (c) 4,884 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed 5/12/17); (d) 987 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed 5/10/16); and (e) 1,373 shares of restricted stock awarded to the reporting person on June 3, 2014 (Form 4 filed 5/7/15). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 7,886 shares to reflect this tax withholding.

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April 01, 2019 Filed Apr 3, 2019 21:30 UTC
STEWART ROBERT SEVP-Strategy & Corp. Develop.
Tax withholdingCommon Stock 2,319 $84.30 $195,491.70
Disclosure

SEC source: 0001209191-19-023348 · doc4.xml · nonDerivative · entry 1

STEWART ROBERT S · CIK 0001114763 · EVP-Strategy & Corp. Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,991

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 2,319 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 1,059 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed 5/21/18) (b) 2,137 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18); (c) 1,367 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed 5/12/17); (d) 813 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed 5/10/16); and (e) 1,201 shares of restricted stock awarded to the reporting person on June 3, 2014 (Form 4 filed 5/7/15). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 2,319 shares to reflect this tax withholding.

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April 01, 2019 Filed Apr 3, 2019 21:28 UTC
Devlin William RSVP, Controller
Tax withholdingCommon Stock 1,103 $84.30 $92,982.90
Disclosure

SEC source: 0001209191-19-023339 · doc4.xml · nonDerivative · entry 1

Devlin William R · CIK 0001342983 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,051

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,103 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 265 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed 5/21/18) (b) 601 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18); (c) 439 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed 5/12/17); (d) 580 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed 5/10/16); and (e) 858 shares of restricted stock awarded to the reporting person on June 3, 2014 (Form 4 filed 5/7/15). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,103 shares to reflect this tax withholding.

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April 01, 2019 Filed Apr 3, 2019 21:29 UTC
ESSL GERALD JExecutive Vice President
Tax withholdingCommon Stock 1,677 $84.30 $141,371.10
Disclosure

SEC source: 0001209191-19-023344 · doc4.xml · nonDerivative · entry 1

ESSL GERALD J · CIK 0001214633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,895

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,677 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 883 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4 filed 5/21/18) (b) 2,003 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18); (c) 1,563 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed 5/12/17); (d) 987 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed 5/10/16); and (e) 1,459 shares of restricted stock awarded to the reporting person on June 3, 2014 (Form 4 filed 5/7/15). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,677 shares to reflect this tax withholding.

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March 04, 2019 Filed Apr 3, 2019 21:32 UTC
Powers David BDirector · CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023357 · doc4.xml · nonDerivative · entry 1

Powers David B · CIK 0001316056 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,739

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January 31, 2019 Filed Feb 1, 2019 23:18 UTC SaleCommon Stock 2,591 $71.35 $184,867.85
Disclosure

SEC source: 0001209191-19-006602 · doc4.xml · nonDerivative · entry 1

BOWMAN ED H JR · CIK 0001018421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,977

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January 25, 2019 Filed Jan 29, 2019 22:56 UTC GrantRestricted Common Stock Units 5.7666 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005846 · doc4.xml · nonDerivative · entry 1

NICOLAIS MICHAEL R · CIK 0001140596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859.0112

F1 · security: The grant reported above represents Restricted Common Stock Units accrued in connection with a cash dividend paid by Issuer on its Common Stock and as a result of certain dividend equivalent rights associated with the reporting person's existing RSUs.

F1 · price: The grant reported above represents Restricted Common Stock Units accrued in connection with a cash dividend paid by Issuer on its Common Stock and as a result of certain dividend equivalent rights associated with the reporting person's existing RSUs.

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December 01, 2018 Filed Dec 4, 2018 22:55 UTC
Haack MichaelEVP and COO
Tax withholdingCommon Stock 787 $73.00 $57,451.00
Disclosure

SEC source: 0001209191-18-061008 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,333

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 787 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 2,000 shares of restricted stock awarded to the reporting person on 12/01/2014 (Form 4 filed on 12/03/2014). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 787 shares to reflect this tax withholding.

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November 09, 2018 Filed Nov 13, 2018 23:06 UTC GrantRestricted Common Stock Units 5.0891 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058374 · doc4.xml · nonDerivative · entry 1

NICOLAIS MICHAEL R · CIK 0001140596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853.2446

F1 · security: The grant reported above represents Restricted Common Stock Units accrued in connection with a cash dividend paid by Issuer on its Common Stock and as a result of certain dividend equivalent rights associated with the reporting person's existing RSUs.

F1 · price: The grant reported above represents Restricted Common Stock Units accrued in connection with a cash dividend paid by Issuer on its Common Stock and as a result of certain dividend equivalent rights associated with the reporting person's existing RSUs.

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August 12, 2018 Filed Aug 14, 2018 22:25 UTC
STEWART ROBERT SEVP-Strategy & Corp. Develop.
Tax withholdingCommon Stock 4,591 $97.25 $446,474.75
Disclosure

SEC source: 0001209191-18-046676 · doc4.xml · nonDerivative · entry 1

STEWART ROBERT S · CIK 0001114763 · EVP-Strategy & Corp. Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,310

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 4,591 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 11,667 shares of restricted stock awarded to the reporting person on May 18, 2010 (Form 4 filed on April 25, 2011). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 4,591 shares to reflect this tax withholding.

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August 02, 2018 Filed Aug 3, 2018 22:14 UTC GrantCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045395 · doc4.xml · nonDerivative · entry 3

STEWART RICHARD ROSS · CIK 0001256402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,557

F1 · shares: On August 2, 2018, the reporting person was granted 1,007 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

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August 02, 2018 Filed Aug 3, 2018 22:12 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 1,741 $0.00 Strike: $99.37 $0.00
Disclosure

SEC source: 0001209191-18-045393 · doc4.xml · derivative · entry 8

NICOLAIS MICHAEL R · CIK 0001140596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,741

Underlying: Common Stock · 1,741 shares

Expires 2028-08-02

F3 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

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August 02, 2018 Filed Aug 3, 2018 22:12 UTC GrantCommon Stock 2,327 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045393 · doc4.xml · nonDerivative · entry 1

NICOLAIS MICHAEL R · CIK 0001140596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,927

F1 · shares: On August 2, 2018, the reporting person was granted 2,327 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

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August 02, 2018 Filed Aug 3, 2018 22:11 UTC GrantCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045391 · doc4.xml · nonDerivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

F1 · shares: On August 2, 2018, the reporting person was granted 1,007 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

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August 02, 2018 Filed Aug 3, 2018 22:09 UTC GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045389 · doc4.xml · nonDerivative · entry 1

Damiris George John · CIK 0001460279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,236

F1 · shares: On August 2, 2018, the reporting person was granted 2,230 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

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August 02, 2018 Filed Aug 3, 2018 22:08 UTC GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045386 · doc4.xml · nonDerivative · entry 1

Carter Margot Lebenberg · CIK 0001018430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380

F1 · shares: On August 2, 2018, the reporting person was granted 2,230 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

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August 02, 2018 Filed Aug 3, 2018 22:06 UTC GrantCommon Stock 2,492 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045381 · doc4.xml · nonDerivative · entry 1

BOWMAN ED H JR · CIK 0001018421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,568

F1 · shares: On August 2, 2018, the reporting person was granted 2,492 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

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August 02, 2018 Filed Aug 3, 2018 22:04 UTC GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045378 · doc4.xml · nonDerivative · entry 1

BECKWITT RICHARD · CIK 0001197193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,947

F1 · shares: On August 2, 2018, the reporting person was granted 2,230 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

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August 02, 2018 Filed Aug 3, 2018 22:02 UTC GrantCommon Stock 2,427 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045376 · doc4.xml · nonDerivative · entry 1

BARNETT F WILLIAM · CIK 0001251474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,106

F1 · shares: On August 2, 2018, the reporting person was granted 2,427 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

F2 · balance_after: Reflects the receipt of 8,753 shares of Common Stock (which include shares for previously reported Dividend Equivalent Units which were rounded up to whole shares) received by the reporting person on August 2, 2018. Pursuant to the terms of the reporting person's Restricted Stock Unit Agreements, the Restricted Stock Units (which were awarded to the reporting person on July 27, 2004; August 4, 2005; and July 27, 2006) became payable upon the reporting person's reaching the retirement age under the issuer's retirement policy in effect at the award date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.