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Nasdaq · USD

EXLS

ExlService Holdings, Inc.

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1503
SEC CIK
0001297989
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202602
Feb 202603
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2019 Filed Dec 6, 2019 17:00 UTC SaleCommon Stock, par value $0.001 per share 2,712 $69.03 $187,209.36
Disclosure

SEC source: 0001104659-19-070646 · tm1924697d1_4.xml · nonDerivative · entry 2

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,408

F2 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:00 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,712 $18.24 $49,466.88
Disclosure

SEC source: 0001104659-19-070646 · tm1924697d1_4.xml · nonDerivative · entry 1

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 4, 2019, the reporting person exercised previously issued options to purchase an aggregate of 2,712 shares of common stock of ExlService Holdings, Inc.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
GiftCommon Stock, par value $0.001 per share 360 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-068703 · tm1924119d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,000 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,500

Underlying: Common Stock, par value $0.001 per share · 3,000 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 27, 2019, the reporting person exercised previously issued options to purchase an aggregate of 3,000 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,100 $70.90 $219,790.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 280,085

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.92 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,000 $70.90 $212,700.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.91 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $24.77 $74,310.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 27, 2019, the reporting person exercised previously issued options to purchase an aggregate of 3,000 shares of common stock of ExlService Holdings, Inc.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 107 $69.90 $7,479.30
Disclosure

SEC source: 0001104659-19-068703 · tm1924119d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 283,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 82 $69.90 $5,731.80
Disclosure

SEC source: 0001104659-19-068703 · tm1924119d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,712

F1 · kind: The sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 22:01 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 5,137 $69.90 $359,076.30
Disclosure

SEC source: 0001104659-19-068303 · tm1924054d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 283,292

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.93 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 22:01 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 5,772 $69.90 $403,462.80
Disclosure

SEC source: 0001104659-19-068303 · tm1924054d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,794

F1 · kind: The sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.93 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:04 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 2,645 $69.90 $184,885.50
Disclosure

SEC source: 0001104659-19-066698 · tm1923750d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 288,429

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:04 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 2,960 $69.91 $206,933.60
Disclosure

SEC source: 0001104659-19-066698 · tm1923750d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,566

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.91 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,137 $69.91 $219,307.67
Disclosure

SEC source: 0001104659-19-066286 · tm1923648d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 291,074

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.00 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,868 $69.91 $270,411.88
Disclosure

SEC source: 0001104659-19-066286 · tm1923648d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,526

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.96 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 13, 2019 Filed Nov 21, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
GiftCommon Stock, par value $0.001 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-066286 · tm1923648d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,394

Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:00 UTC
Meckey SamuelExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,126 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-063388 · tm1922806d1_4.xml · derivative · entry 3

Meckey Samuel · CIK 0001758557 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,380

Underlying: Common Stock, par value $0.001 per share · 2,126 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On November 8, 2018, the reporting person was granted 8,506 restricted stock units, 25 percent of the restricted stock units became vested on November 8, 2019, an additional 25 percent of the restricted stock units will vest November 8, 2020, an additional 25 percent of the restricted stock units will vest on November 8, 2021, and the remaining balance 25 percent of the restricted stock units will vest on November 8, 2022.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:00 UTC
Meckey SamuelExecutive Vice President
Tax withholdingCommon Stock, par value $0.001 per share 651 $69.16 $45,023.16
Disclosure

SEC source: 0001104659-19-063388 · tm1922806d1_4.xml · nonDerivative · entry 2

Meckey Samuel · CIK 0001758557 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475

F2 · price: The reporting person's restricted stock units reported in this report vested on November 8, 2019. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:00 UTC
Meckey SamuelExecutive Vice President
Exercise / conversionCommon Stock, par value $0.001 per share 2,126 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-063388 · tm1922806d1_4.xml · nonDerivative · entry 1

Meckey Samuel · CIK 0001758557 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 1,225 $69.90 $85,627.50
Disclosure

SEC source: 0001104659-19-061194 · tm1922266d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 294,211

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 1,409 $69.90 $98,489.10
Disclosure

SEC source: 0001104659-19-061194 · tm1922266d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,894

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 1 $69.90 $69.90
Disclosure

SEC source: 0001104659-19-060565 · tm1922122d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 295,436

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F2 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 142 $69.90 $9,925.80
Disclosure

SEC source: 0001104659-19-060103 · tm1921987d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,303

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,294 $69.95 $230,415.30
Disclosure

SEC source: 0001104659-19-059565 · tm1921831d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 295,437

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.23 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,565 $69.95 $249,371.75
Disclosure

SEC source: 0001104659-19-059565 · tm1921831d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,445

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.24 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 21:01 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 9,454 $69.98 $661,590.92
Disclosure

SEC source: 0001104659-19-059032 · tm1921717d2_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 298,731

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.36 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 21:01 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 9,702 $69.98 $678,945.96
Disclosure

SEC source: 0001104659-19-059032 · tm1921717d2_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,010

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.38 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 17:00 UTC
BAGAI PAVANPresident & COO
SaleCommon Stock, par value $0.001 per share 5,150 $70.02 $360,603.00
Disclosure

SEC source: 0001104659-19-059031 · tm1921717d1_4.xml · nonDerivative · entry 1

BAGAI PAVAN · CIK 0001374134 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,116

F1 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 17:03 UTC
BAGAI PAVANPresident & COO
SaleCommon Stock, par value $0.001 per share 5,150 $69.02 $355,453.00
Disclosure

SEC source: 0001104659-19-058450 · tm1921591d2_4.xml · nonDerivative · entry 2

BAGAI PAVAN · CIK 0001374134 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,266

F1 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 17:03 UTC
BAGAI PAVANPresident & COO
SaleCommon Stock, par value $0.001 per share 5,196 $68.02 $353,431.92
Disclosure

SEC source: 0001104659-19-058450 · tm1921591d2_4.xml · nonDerivative · entry 1

BAGAI PAVAN · CIK 0001374134 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,416

F1 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 6,685 $69.60 $465,276.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 308,185

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.50 to $69.80 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 18,315 $68.86 $1,261,170.90
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 314,870

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $68.50 to $69.49 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 7,572 $69.62 $527,162.64
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 6

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,712

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.50 to $69.80 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 17,428 $68.82 $1,199,394.96
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 5

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,284

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.50 to $69.49 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 16, 2019 Filed Oct 31, 2019 21:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
GiftCommon Stock, par value $0.001 per share 375 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,712

Read SEC document
August 16, 2019 Filed Oct 31, 2019 21:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
GiftCommon Stock, par value $0.001 per share 400 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,087

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:01 UTC
Bhalla VikasEVP & Head of Outsourcing.
SaleCommon Stock, par value $0.001 per share 10,000 $66.35 $663,500.00
Disclosure

SEC source: 0001144204-19-032489 · tv524351_4.xml · nonDerivative · entry 1

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.92 to $66.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 18, 2019 Filed Jun 20, 2019 21:00 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
SaleCommon Stock, par value $0.001 per share 1,892 $63.50 $120,142.00
Disclosure

SEC source: 0001144204-19-031740 · tv523981_4.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 17:32 UTC GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031530 · tv523872_4.xml · derivative · entry 1

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,241

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 17:45 UTC GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-008214 · dp108604_4-pandit.xml · derivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · Director

Orogen Echo LLC · CIK 0001754751 · Director

Orogen Group LLC · CIK 0001705509 · Director

Orogen Holdings LLC · CIK 0001705500 · Director

Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director

Atairos Group, Inc. · CIK 0001671122 · Director

Atairos Partners, L.P. · CIK 0001671185 · Director

Atairos Partners GP, Inc. · CIK 0001671176 · Director

Angelakis Michael J · CIK 0001393014 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,995

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock ("Common Stock") of ExlService Holdings, Inc. (the "Issuer") upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the Issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the Issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F3 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC ("Orogen"), which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.

F4 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:32 UTC GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031531 · tv523873_4.xml · derivative · entry 1

Minto Anne Elizabeth · CIK 0001572473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,074

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:32 UTC
MITTAL SOMDirector
GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031528 · tv523868_4.xml · derivative · entry 1

MITTAL SOM · CIK 0001591481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:32 UTC
Sahney NitinDirector
GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031533 · tv523875_4.xml · derivative · entry 1

Sahney Nitin · CIK 0001505567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:32 UTC GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031532 · tv523874_4.xml · derivative · entry 1

KELSO DAVID B · CIK 0001187801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,857

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:32 UTC GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031529 · tv523870_4.xml · derivative · entry 1

STAGLIN GAREN K · CIK 0001371494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:32 UTC GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031527 · tv523866_4.xml · derivative · entry 1

STUDENMUND JAYNIE M · CIK 0001222385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:32 UTC
KERR DEBORAHDirector
GrantRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031526 · tv523865_4.xml · derivative · entry 1

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,923

Underlying: Common Stock, par value $0.001 per share · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 21:01 UTC
MITTAL SOMDirector
Exercise / conversionRestricted Stock Units · Derivative 1,857 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031337 · tv523774_4.xml · derivative · entry 2

MITTAL SOM · CIK 0001591481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874

Underlying: Common Stock, par value $0.001 per share · 1,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.

F2 · derivative.expiration_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 21:01 UTC
MITTAL SOMDirector
Exercise / conversionCommon Stock, par value $0.001 per share 1,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-031337 · tv523774_4.xml · nonDerivative · entry 1

MITTAL SOM · CIK 0001591481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,857 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-031335 · tv523773_4.xml · derivative · entry 2

KELSO DAVID B · CIK 0001187801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,061

Underlying: Common Stock, par value $0.001 per share · 1,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.

F2 · derivative.expiration_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.