Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director | June 15, 2021 | June 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date June 15, 2021 · Filed June 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 7,870 |
Reported balance
After 2021-06-15 transaction · row 1
1 source rowRow 1 · 2021-06-15 · Exercise / conversion · Acquired 2,363 · Balance 7,870 F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,061 |
Reported balance
After 2021-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-15 · Exercise / conversion · Disposed 2,363 · Balance 38,061 F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2: On June 15, 2020, the reporting person was granted 2,363 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.
F2: On June 15, 2020, the reporting person was granted 2,363 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2021 Filed Jun 17, 2021 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-082687 · tm2120058-1_4seq1.xml · derivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,061 Underlying: Common Stock, par value $0.001 per share · 2,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: On June 15, 2020, the reporting person was granted 2,363 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F2 · derivative.expiration_date: On June 15, 2020, the reporting person was granted 2,363 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-082687 · tm2120058-1_4seq1.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,138 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001104659-20-135308 · tm2022988-1_4.xml · derivative · entry 3 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 5,138 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 10, 2020, the reporting person exercised previously issued options to purchase an aggregate of 5,138 shares of common stock of ExlService Holdings, Inc. F3 · derivative.exercise_date: On January 3, 2011, the reporting person was granted 7,258 stock options. 100 percent of these options became vested and exercisable on December 31, 2011. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 5,138 | $83.71 | $430,101.98 |
DisclosureSEC source: 0001104659-20-135308 · tm2022988-1_4.xml · nonDerivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,507 F2 · price: This transaction was executed in multiple trades at prices ranging from $83.65 to $83.79 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 5,138 | $21.50 | $110,467.00 |
DisclosureSEC source: 0001104659-20-135308 · tm2022988-1_4.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 10, 2020, the reporting person exercised previously issued options to purchase an aggregate of 5,138 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-075299 · tm2022988-1_4.xml · derivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,424 Underlying: Common Stock, par value $0.001 per share · 1,796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: On June 17, 2019, the reporting person was granted 1,796 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F2 · derivative.expiration_date: On June 17, 2019, the reporting person was granted 1,796 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-075299 · tm2022988-1_4.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-074204 · tm2022794d1_4.xml · derivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,220 Underlying: Common Stock, par value $0.001 per share · 2,363 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:32 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-031532 · tv523874_4.xml · derivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,857 Underlying: Common Stock, par value $0.001 per share · 1,796 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-031335 · tv523773_4.xml · derivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,061 Underlying: Common Stock, par value $0.001 per share · 1,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F2 · derivative.expiration_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-031335 · tv523773_4.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-035863 · tv497209_4.xml · derivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,918 Underlying: Common Stock, par value $0.001 per share · 1,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: On June 22, 2017, the reporting person was granted 1,854 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F2 · derivative.expiration_date: On June 22, 2017, the reporting person was granted 1,854 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-035863 · tv497209_4.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034845 · tv496762_form4.xml · derivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,772 Underlying: Common Stock, par value $0.001 per share · 1,857 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,700 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001144204-17-062816 · tv481005_form4.xml · derivative · entry 5 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,138 Underlying: Common Stock, par value $0.001 per share · 2,700 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 5, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,329 shares of common stock of ExlService Holdings, Inc. F4 · derivative.exercise_date: On January 3, 2011, the reporting person was granted 7,838 stock options. 100 percent of these options became vested and exercisable on December 31, 2011. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,629 | $0.00 Strike: $18.24 | $0.00 |
DisclosureSEC source: 0001144204-17-062816 · tv481005_form4.xml · derivative · entry 4 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 4,629 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 5, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,329 shares of common stock of ExlService Holdings, Inc. F3 · derivative.exercise_date: On January 4, 2010, the reporting person was granted 9,259 stock options. 100 percent of these options became vested and exercisable on December 31, 2010. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 7,329 | $60.72 | $445,016.88 |
DisclosureSEC source: 0001144204-17-062816 · tv481005_form4.xml · nonDerivative · entry 3 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 5, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,329 shares of common stock of ExlService Holdings, Inc. F2 · price: This transaction was executed in multiple trades at prices ranging from $60.49 to $60.93 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,700 | $21.50 | $58,050.00 |
DisclosureSEC source: 0001144204-17-062816 · tv481005_form4.xml · nonDerivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 5, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,329 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,629 | $18.24 | $84,432.96 |
DisclosureSEC source: 0001144204-17-062816 · tv481005_form4.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 5, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,329 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,630 | $0.00 Strike: $18.24 | $0.00 |
DisclosureSEC source: 0001144204-17-060452 · tv480035_4.xml · derivative · entry 3 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,629 Underlying: Common Stock, par value $0.001 per share · 4,630 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 17, 2017 the reporting person exercised previously issued options to purchase an aggregate of 4,630 shares of common stock of ExlService Holdings, Inc. F3 · derivative.exercise_date: On January 4, 2010, the reporting person was granted 9,259 stock options. 100 percent of these options became vested and exercisable on December 31, 2010. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 6,576 | $61.66 | $405,476.16 |
DisclosureSEC source: 0001144204-17-060452 · tv480035_4.xml · nonDerivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $61.59 to $6176 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,630 | $18.24 | $84,451.20 |
DisclosureSEC source: 0001144204-17-060452 · tv480035_4.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 17, 2017 the reporting person exercised previously issued options to purchase an aggregate of 4,630 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 21:03 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-034089 · v469649_form4.xml · derivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,915 Underlying: Common Stock, par value $0.001 per share · 1,854 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| June 17, 2017 Filed Jun 20, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-033306 · v469330_form4.xml · derivative · entry 2 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,061 Underlying: Common Stock, par value $0.001 per share · 1,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: On June 17, 2016, the reporting person was granted 1,946 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F2 · derivative.expiration_date: On June 17, 2016, the reporting person was granted 1,946 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 17, 2017 Filed Jun 20, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-033306 · v469330_form4.xml · nonDerivative · entry 1 KELSO DAVID B · CIK 0001187801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.