Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Executive Vice President | March 31, 2022 | April 04, 2022 |
| UpHealth, Inc.UPH · Entity 88003 | Director · Chief Executive Officer | January 09, 2023 | January 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date March 31, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,177 |
Reported balance
After 2022-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-31 · Grant · Acquired 4,177 · Balance 4,177 F1: Represents restricted stock units received under a share matching plan in connection with the officer's purchase of common stock, par value $0.001 per share of ExlService Holdings, Inc. F2: The restricted stock units will vest in two installments, one-third on the second year anniversary, and two-thirds on the third year anniversary. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units received under a share matching plan in connection with the officer's purchase of common stock, par value $0.001 per share of ExlService Holdings, Inc.
F2: The restricted stock units will vest in two installments, one-third on the second year anniversary, and two-thirds on the third year anniversary. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).
UpHealth, Inc.
Report date January 09, 2023 · Filed January 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 430,000 |
Reported balance
After 2023-01-09 transaction · row 1
1 source rowRow 1 · 2023-01-09 · Grant · Acquired 430,000 · Balance 430,000 F1: Each Restricted Stock Unit ("RSUs") represents the right to receive, following vesting, one share of the Company's common stock. Subject to the Reporting Person's continued service to Issuer, 25% of the RSUs shall vest on June 1, 2023 (the "Initial Vesting Date"), and the remaining 75% of the RSUs shall vest in equal quarterly installments on each subsequent August 1, November 1, February 1 and June 1 over the three years following the Initial Vesting Date, such that the RSUs will be 100% vested on June 1, 2026. F2: In the event that the Reporting Person's employment is terminated without Cause, or for Good Reason or in the event of the Reporting Person's death or Complete Disability (each, as defined in the Reporting Person's employment agreement), any unvested portion of the RSUs shall become immediately vested. F3: The Company may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSUs") represents the right to receive, following vesting, one share of the Company's common stock. Subject to the Reporting Person's continued service to Issuer, 25% of the RSUs shall vest on June 1, 2023 (the "Initial Vesting Date"), and the remaining 75% of the RSUs shall vest in equal quarterly installments on each subsequent August 1, November 1, February 1 and June 1 over the three years following the Initial Vesting Date, such that the RSUs will be 100% vested on June 1, 2026.
F2: In the event that the Reporting Person's employment is terminated without Cause, or for Good Reason or in the event of the Reporting Person's death or Complete Disability (each, as defined in the Reporting Person's employment agreement), any unvested portion of the RSUs shall become immediately vested.
F3: The Company may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2023 Filed Jan 11, 2023 18:09 UTC | UpHealth, Inc. UPH · Entity 88003 | GrantCommon Stock | 430,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000850 · form4.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,000 F1 · shares: Each Restricted Stock Unit ("RSUs") represents the right to receive, following vesting, one share of the Company's common stock. Subject to the Reporting Person's continued service to Issuer, 25% of the RSUs shall vest on June 1, 2023 (the "Initial Vesting Date"), and the remaining 75% of the RSUs shall vest in equal quarterly installments on each subsequent August 1, November 1, February 1 and June 1 over the three years following the Initial Vesting Date, such that the RSUs will be 100% vested on June 1, 2026. F2 · shares: In the event that the Reporting Person's employment is terminated without Cause, or for Good Reason or in the event of the Reporting Person's death or Complete Disability (each, as defined in the Reporting Person's employment agreement), any unvested portion of the RSUs shall become immediately vested. F3 · shares: The Company may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to Reporting Person. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:06 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 4,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000008 · wf-form4_164910635291464.xml · derivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,177 Underlying: Common Stock, par value $0.001 per share · 4,177 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units received under a share matching plan in connection with the officer's purchase of common stock, par value $0.001 per share of ExlService Holdings, Inc. F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second year anniversary, and two-thirds on the third year anniversary. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest in two installments, one-third on the second year anniversary, and two-thirds on the third year anniversary. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 23:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000006 · wf-form4_164565733676600.xml · derivative · entry 6 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343 Underlying: Common Stock, par value $0.001 per share · 1,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F5 · derivative.exercise_date: On February 20, 2019, the reporting person was granted 5,370 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units became vested on February 20, 2021, an additional twenty-five percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023. F5 · derivative.expiration_date: On February 20, 2019, the reporting person was granted 5,370 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units became vested on February 20, 2021, an additional twenty-five percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 23:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 612 | $114.02 | $69,780.24 |
DisclosureSEC source: 0001758557-22-000006 · wf-form4_164565733676600.xml · nonDerivative · entry 4 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,581 F3 · price: The reporting person's restricted stock units reported in this report vested on February 20, 2022. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 23:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000006 · wf-form4_164565733676600.xml · nonDerivative · entry 3 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000006 · wf-form4_164565733676600.xml · derivative · entry 5 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 Underlying: Common Stock, par value $0.001 per share · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F4 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,565 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2021, an additional twenty-five percent of the restricted stock units became vested on February 19, 2022, an additional twenty-five percent of the restricted stock units will vest on February 19, 2023, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 19, 2024. F4 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,565 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2021, an additional twenty-five percent of the restricted stock units became vested on February 19, 2022, an additional twenty-five percent of the restricted stock units will vest on February 19, 2023, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 19, 2024. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 749 | $114.02 | $85,400.98 |
DisclosureSEC source: 0001758557-22-000006 · wf-form4_164565733676600.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,851 F2 · price: The reporting person's restricted stock units reported in this report vested on February 19, 2022. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000006 · wf-form4_164565733676600.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:16 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000004 · wf-form4_164522258114027.xml · derivative · entry 4 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,562 Underlying: Common Stock, par value $0.001 per share · 1,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F5 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 7,415 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional twenty-five percent of the restricted stock units will vest on February 17, 2023, an additional twenty-five percent of the restricted stock units will vest on February 17, 2024; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 17, 2025 F5 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 7,415 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional twenty-five percent of the restricted stock units will vest on February 17, 2023, an additional twenty-five percent of the restricted stock units will vest on February 17, 2024; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 17, 2025 Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:16 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 654 | $119.75 | $78,316.50 |
DisclosureSEC source: 0001758557-22-000004 · wf-form4_164522258114027.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,959 F2 · price: The reporting person's restricted stock units reported in this report vested on February 17, 2022. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:16 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000004 · wf-form4_164522258114027.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:16 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 3,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000004 · wf-form4_164522258114027.xml · derivative · entry 3 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,416 Underlying: Common Stock, par value $0.001 per share · 3,416 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 16, 2023. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). F4 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 16, 2023. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 2,237 | $118.09 | $264,167.33 |
DisclosureSEC source: 0001758557-22-000002 · wf-form4_164384070405642.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,760 F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 7,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-22-000002 · wf-form4_164384070405642.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2019. Such shares of Common Stock were deemed earned on January 31, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2021. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 22:22 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-21-000005 · wf-form4_163658292556509.xml · derivative · entry 3 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 Underlying: Common Stock, par value $0.001 per share · 2,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). F3 · derivative.expiration_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 22:22 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 651 | $137.14 | $89,278.14 |
DisclosureSEC source: 0001758557-21-000005 · wf-form4_163658292556509.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,841 F2 · price: The reporting person's restricted stock units reported in this report vested on November 8, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 22:22 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-21-000005 · wf-form4_163658292556509.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:54 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 8,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001758557-21-000003 · wf-form4_163070244823654.xml · derivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,121 Underlying: Common Stock, par value $0.001 per share · 8,121 shares Expires 2031-09-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 02:13 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-027034 · tm217747-8_4seq1.xml · derivative · entry 6 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,685 Underlying: Common Stock, par value $0.001 per share · 1,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F5 · derivative.exercise_date: On February 20, 2019, the reporting person was granted 5,370 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units became vested February 20, 2021, an additional twenty-five percent of the restricted stock units will vest on February 20, 2022; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023 F5 · derivative.expiration_date: On February 20, 2019, the reporting person was granted 5,370 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units became vested February 20, 2021, an additional twenty-five percent of the restricted stock units will vest on February 20, 2022; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023 Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 02:13 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 410 | $80.55 | $33,025.50 |
DisclosureSEC source: 0001104659-21-027034 · tm217747-8_4seq1.xml · nonDerivative · entry 4 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,366 F3 · price: The reporting person's restricted stock units reported in this report vested on February 20, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 02:13 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-027034 · tm217747-8_4seq1.xml · nonDerivative · entry 3 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:13 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-027034 · tm217747-8_4seq1.xml · derivative · entry 5 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,924 Underlying: Common Stock, par value $0.001 per share · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F4 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,565 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2021, an additional twenty-five percent of the restricted stock units will vest on February 19, 2022, an additional twenty-five percent of the restricted stock units will vest on February 19, 2023; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 19, 2024 F4 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,565 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2021, an additional twenty-five percent of the restricted stock units will vest on February 19, 2022, an additional twenty-five percent of the restricted stock units will vest on February 19, 2023; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 19, 2024 Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:13 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 558 | $81.22 | $45,320.76 |
DisclosureSEC source: 0001104659-21-027034 · tm217747-8_4seq1.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 F2 · price: The reporting person's restricted stock units reported in this report vested on February 19, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:13 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-027034 · tm217747-8_4seq1.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 7,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-025817 · tm217292-6_4seq1.xml · derivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,415 Underlying: Common Stock, par value $0.001 per share · 7,415 shares Expires 2031-02-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 17, 2022. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,476 | $83.83 | $123,733.08 |
DisclosureSEC source: 0001104659-20-136368 · tm2038716d1_4.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. Read SEC document |
| November 08, 2020 Filed Nov 10, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-123645 · tm2035601d1_4.xml · derivative · entry 3 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,253 Underlying: Common Stock, par value $0.001 per share · 2,127 shares Expires 2028-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3 · derivative.exercise_date: On November 8, 2018, the reporting person was granted 8,506 restricted stock units, 25 percent of the restricted stock units became vested on November 8, 2019, an additional 25 percent of the restricted stock units became vested November 8, 2020, an additional 25 percent of the restricted stock units will vest on November 8, 2021, and the remaining balance 25 percent of the restricted stock units will vest on November 8, 2022. Read SEC document |
| November 08, 2020 Filed Nov 10, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 651 | $80.31 | $52,281.81 |
DisclosureSEC source: 0001104659-20-123645 · tm2035601d1_4.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,826 F2 · price: The reporting person's restricted stock units reported in this report vested on November 8, 2020. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| November 08, 2020 Filed Nov 10, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-123645 · tm2035601d1_4.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-024333 · tm2010822d7_4.xml · derivative · entry 3 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,028 Underlying: Common Stock, par value $0.001 per share · 1,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3 · derivative.exercise_date: On February 20, 2019, the reporting person was granted 5,370 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units will vest on February 20, 2021, an additional twenty-five percent of the restricted stock units will vest on February 20, 2022; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023. F3 · derivative.expiration_date: On February 20, 2019, the reporting person was granted 5,370 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units will vest on February 20, 2021, an additional twenty-five percent of the restricted stock units will vest on February 20, 2022; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 467 | $78.56 | $36,687.52 |
DisclosureSEC source: 0001104659-20-024333 · tm2010822d7_4.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 F2 · price: The reporting person's restricted stock units reported in this report vested on February 20, 2020. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-024333 · tm2010822d7_4.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 6,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-023946 · tm209692d4_4.xml · derivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,565 Underlying: Common Stock, par value $0.001 per share · 6,565 shares Expires 2030-02-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 19, 2021. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-063388 · tm1922806d1_4.xml · derivative · entry 3 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,380 Underlying: Common Stock, par value $0.001 per share · 2,126 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3 · derivative.exercise_date: On November 8, 2018, the reporting person was granted 8,506 restricted stock units, 25 percent of the restricted stock units became vested on November 8, 2019, an additional 25 percent of the restricted stock units will vest November 8, 2020, an additional 25 percent of the restricted stock units will vest on November 8, 2021, and the remaining balance 25 percent of the restricted stock units will vest on November 8, 2022. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 651 | $69.16 | $45,023.16 |
DisclosureSEC source: 0001104659-19-063388 · tm1922806d1_4.xml · nonDerivative · entry 2 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475 F2 · price: The reporting person's restricted stock units reported in this report vested on November 8, 2019. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-063388 · tm1922806d1_4.xml · nonDerivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 5,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-009634 · tv514503_form4.xml · derivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,370 Underlying: Common Stock, par value $0.001 per share · 5,370 shares Expires 2029-02-20 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 20, 2020. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 22:19 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 8,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-058828 · tv506899_4.xml · derivative · entry 1 Meckey Samuel · CIK 0001758557 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,506 Underlying: Common Stock, par value $0.001 per share · 8,506 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on November 8, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on November 8, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.