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Nasdaq · USD

EWBC

EAST WEST BANCORP INC

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3302
SEC CIK
0001069157
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 202605
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2018 Filed May 31, 2018 00:28 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $70.33 $405,854.81
Disclosure

SEC source: 0001069157-18-000076 · wf-form4_152772647415830.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,848

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.72 to $70.70, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 29, 2018 Filed May 30, 2018 16:10 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 1,300 $69.90 $90,864.02
Disclosure

SEC source: 0001069157-18-000074 · wf-form4_152769662563547.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,619

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.68 to $70.15, inclusive.

Read SEC document
May 29, 2018 Filed May 30, 2018 16:10 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 4,471 $69.09 $308,889.32
Disclosure

SEC source: 0001069157-18-000074 · wf-form4_152769662563547.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,919

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.67 to $69.51, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 25, 2018 Filed May 29, 2018 15:51 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $70.49 $406,769.51
Disclosure

SEC source: 0001069157-18-000070 · wf-form4_152760906403925.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,390

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.14 to $71.03, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 23, 2018 Filed May 24, 2018 00:56 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $71.42 $412,159.63
Disclosure

SEC source: 0001069157-18-000066 · wf-form4_152712336863098.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,161

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.14 to $71.69, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 21, 2018 Filed May 22, 2018 15:30 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $71.30 $411,474.03
Disclosure

SEC source: 0001069157-18-000064 · wf-form4_152700302475366.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,932

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.94 to $71.59, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 18, 2018 Filed May 21, 2018 21:35 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $70.71 $408,044.90
Disclosure

SEC source: 0001069157-18-000062 · wf-form4_152693852385033.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,703

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.47 to $71.09, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 16, 2018 Filed May 17, 2018 16:38 UTC
LIU JACK CDirector
SaleCommon Stock 1,075 $71.27 $76,616.22
Disclosure

SEC source: 0001069157-18-000060 · wf-form4_152657508031981.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,449

Read SEC document
May 16, 2018 Filed May 17, 2018 16:34 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 256 $71.31 $18,254.92
Disclosure

SEC source: 0001069157-18-000058 · wf-form4_152657482725130.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,474

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.30 to $71.32, inclusive.

Read SEC document
May 16, 2018 Filed May 17, 2018 16:34 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,515 $70.87 $390,860.73
Disclosure

SEC source: 0001069157-18-000058 · wf-form4_152657482725130.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,730

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.29 to $71.28, inclusive. The reporting person undertakes to provide to East West Bancorp Inc., any security holder of East West Bancorp Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 14, 2018 Filed May 15, 2018 15:24 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $70.33 $405,870.97
Disclosure

SEC source: 0001069157-18-000056 · wf-form4_152639787007970.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.88 to $70.71, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 11, 2018 Filed May 11, 2018 22:54 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $69.61 $401,731.43
Disclosure

SEC source: 0001069157-18-000054 · wf-form4_152607920903176.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,016

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.25 to $69.99, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 09, 2018 Filed May 10, 2018 23:13 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 2,671 $69.42 $185,417.08
Disclosure

SEC source: 0001069157-18-000052 · wf-form4_152599393840129.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,787

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.25 to $69.59, inclusive.

Read SEC document
May 09, 2018 Filed May 10, 2018 23:13 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 3,100 $68.74 $213,086.25
Disclosure

SEC source: 0001069157-18-000052 · wf-form4_152599393840129.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.24 to $69.22, inclusive. The reporting person undertakes to provide to East West Bancorp Inc., any security holder of East West Bancorp Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:52 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $67.70 $390,715.17
Disclosure

SEC source: 0001069157-18-000048 · wf-form4_152579836163103.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,558

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.15 to $68.08, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:20 UTC SaleCommon Stock 415 $67.40 $27,971.00
Disclosure

SEC source: 0001069157-18-000046 · wf-form4_152573163400938.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

Read SEC document
May 04, 2018 Filed May 7, 2018 16:40 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 4,679 $67.52 $315,918.59
Disclosure

SEC source: 0001069157-18-000044 · wf-form4_152571117243426.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,329

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.10 to $67.93, inclusive.

Read SEC document
May 04, 2018 Filed May 7, 2018 16:40 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 1,092 $66.41 $72,520.48
Disclosure

SEC source: 0001069157-18-000044 · wf-form4_152571117243426.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,008

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.95 to $66.94, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 03, 2018 Filed May 4, 2018 15:24 UTC SaleCommon Stock 550 $67.00 $36,850.83
Disclosure

SEC source: 0001069157-18-000040 · wf-form4_152544747942884.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

Read SEC document
May 02, 2018 Filed May 4, 2018 18:11 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $67.14 $387,488.60
Disclosure

SEC source: 0001069157-18-000042 · wf-form4_152545745029749.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,100

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: A total of 5,771 shares were sold at a weighted average price of $67.1441. The shares were sold in multiple transactions at prices ranging from $66.975 to $67.31, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 01, 2018 Filed May 3, 2018 23:24 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
OtherCommon Stock 5,842 $67.29 $393,105.26
Disclosure

SEC source: 0001069157-18-000038 · wf-form4_152538981429127.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Plan

Disclosed balance after: 23,283

Read SEC document
April 30, 2018 Filed May 2, 2018 17:48 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $67.23 $387,984.33
Disclosure

SEC source: 0001069157-18-000036 · wf-form4_152528328360641.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,871

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 1065-1 trading plan adopted by the reporting person on April 24, 2018.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 22:25 UTC
NG DOMINICDirector · Chief Executive Officer
GiftCommon Stock 14,917 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000034 · wf-form4_152512712203738.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,642

F1 · shares: Charitable donation.

Read SEC document
April 23, 2018 Filed Apr 23, 2018 23:38 UTC
LIU JACK CDirector
SaleCommon Stock 1,075 $65.98 $70,928.29
Disclosure

SEC source: 0001069157-18-000032 · wf-form4_152452665054569.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,524

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:51 UTC SaleCommon Stock 461 $65.11 $30,016.45
Disclosure

SEC source: 0001069157-18-000028 · wf-form4_152149267719101.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,448

Read SEC document
March 08, 2018 Filed Mar 10, 2018 02:53 UTC
Oh Irene HChief Financial Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 11,300 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000020 · wf-form4_152065038179269.xml · derivative · entry 5

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,300 shares

Expires 2018-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F2 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 08, 2018 Filed Mar 10, 2018 02:53 UTC
Oh Irene HChief Financial Officer
Tax withholdingCommon Stock 3,649 $67.59 $246,635.91
Disclosure

SEC source: 0001069157-18-000020 · wf-form4_152065038179269.xml · nonDerivative · entry 3

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,672

Read SEC document
March 08, 2018 Filed Mar 10, 2018 02:53 UTC
Oh Irene HChief Financial Officer
Exercise / conversionCommon Stock 11,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-18-000020 · wf-form4_152065038179269.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:30 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 180,784 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000024 · wf-form4_152087583375440.xml · derivative · entry 4

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,784 shares

Expires 2018-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:30 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 84,177 $67.59 $5,689,523.43
Disclosure

SEC source: 0001069157-18-000024 · wf-form4_152087583375440.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,559

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:30 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionCommon Stock 180,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-18-000024 · wf-form4_152087583375440.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:24 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,171 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000022 · wf-form4_152087545300026.xml · derivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,171 shares

Expires 2018-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:24 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Tax withholdingCommon Stock 3,297 $67.59 $222,844.23
Disclosure

SEC source: 0001069157-18-000022 · wf-form4_152087545300026.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,919

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:24 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionCommon Stock 10,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-18-000022 · wf-form4_152087545300026.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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March 07, 2018 Filed Mar 10, 2018 02:53 UTC
Oh Irene HChief Financial Officer
SaleCommon Stock 5,000 $68.29 $341,432.00
Disclosure

SEC source: 0001069157-18-000020 · wf-form4_152065038179269.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,021

F1 · price: A total of 5,000 shares were sold at a weighted average price of $68.2864. The shares were sold in multiple transactions at prices ranging from $68.13 to $68.40, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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February 27, 2018 Filed Mar 12, 2018 17:33 UTC
YEN ANDYExecutive Vice President
Exercise / conversionCliff-Vesting Restricted Stock Units · Derivative 6,883 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000026 · wf-form4_152087598572948.xml · derivative · entry 4

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · derivative.exercise_date: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · derivative.expiration_date: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock.

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February 27, 2018 Filed Mar 12, 2018 17:33 UTC
YEN ANDYExecutive Vice President
Tax withholdingCommon Stock 2,260 $66.34 $149,928.40
Disclosure

SEC source: 0001069157-18-000026 · wf-form4_152087598572948.xml · nonDerivative · entry 2

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,598

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February 27, 2018 Filed Mar 12, 2018 17:33 UTC
YEN ANDYExecutive Vice President
Exercise / conversionCommon Stock 6,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-18-000026 · wf-form4_152087598572948.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock.

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February 16, 2018 Filed Feb 21, 2018 20:23 UTC
NG DOMINICDirector · Chief Executive Officer
GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000018 · wf-form4_151924457502812.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,952

F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock.

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February 16, 2018 Filed Feb 21, 2018 20:18 UTC
Guyett Gregory LPresident and COO
GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000016 · wf-form4_151924429088760.xml · nonDerivative · entry 1

Guyett Gregory L · CIK 0001686905 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock.

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February 16, 2018 Filed Feb 21, 2018 20:15 UTC
YEN ANDYExecutive Vice President
GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000014 · wf-form4_151924410037951.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,975

F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock.

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February 16, 2018 Filed Feb 21, 2018 20:08 UTC
Oh Irene HChief Financial Officer
GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000010 · wf-form4_151924357446390.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,021

F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock.

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February 16, 2018 Filed Feb 21, 2018 20:12 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000012 · wf-form4_151924392217295.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,045

F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock.

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February 02, 2018 Filed Feb 6, 2018 23:35 UTC
Chan Iris SDirector
SaleCommon Stock 2,000 $66.69 $133,378.40
Disclosure

SEC source: 0001069157-18-000008 · wf-form4_151796012815779.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,301

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February 01, 2018 Filed Aug 15, 2018 19:26 UTC GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000126 · wf-form4_153436117065617.xml · nonDerivative · entry 3

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,183

F1 · price: This transaction represents a charitable donation by the reporting person.

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January 29, 2018 Filed Jan 30, 2018 21:42 UTC
LIU JACK CDirector
SaleCommon Stock 2,000 $68.50 $137,000.00
Disclosure

SEC source: 0001069157-18-000006 · wf-form4_151734855694547.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,599

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January 26, 2018 Filed Aug 15, 2018 19:26 UTC GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000126 · wf-form4_153436117065617.xml · nonDerivative · entry 2

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,633

F1 · price: This transaction represents a charitable donation by the reporting person.

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January 05, 2018 Filed Aug 15, 2018 19:26 UTC GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000126 · wf-form4_153436117065617.xml · nonDerivative · entry 1

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,083

F1 · price: This transaction represents a charitable donation by the reporting person.

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December 19, 2017 Filed Dec 20, 2017 23:28 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
SaleCommon Stock 5,000 $61.26 $306,285.50
Disclosure

SEC source: 0001069157-17-000090 · wf-form4_151381251623613.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,015

F1 · price: The price per share reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.2500 to $61.2950, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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December 06, 2017 Filed Jan 13, 2018 00:42 UTC GiftCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000002 · wf-form5_151580415232896.xml · nonDerivative · entry 4

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,833

F2 · price: This transaction represents gifts by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.