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EVGO

EVgo Inc.

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5642
SEC CIK
0001821159
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151

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2022 Filed Jul 28, 2022 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 11,962 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-083829 · tm2222026-2_4seq.xml · derivative · entry 2

Brandt Kate E. · CIK 0001869764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F2 · derivative.exercise_date: RSUs awarded to the Reporting Person on July 26, 2021, which vested in full on July 26, 2022.

F2 · derivative.expiration_date: RSUs awarded to the Reporting Person on July 26, 2021, which vested in full on July 26, 2022.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:32 UTC Exercise / conversionClass A Common Stock 11,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-083829 · tm2222026-2_4seq.xml · nonDerivative · entry 1

Brandt Kate E. · CIK 0001869764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:33 UTC GrantRestricted Stock Units · Derivative 22,161 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-083831 · tm2222026-4_4seq1.xml · derivative · entry 3

SLATER RODNEY E · CIK 0001231982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,161

Underlying: Class A Common Stock · 22,161 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F3 · derivative.exercise_date: RSUs vest in full over a one year period, subject to the Reporting Person's continued employment through such vesting date.

F3 · derivative.expiration_date: RSUs vest in full over a one year period, subject to the Reporting Person's continued employment through such vesting date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:33 UTC Exercise / conversionRestricted Stock Units · Derivative 11,962 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-083831 · tm2222026-4_4seq1.xml · derivative · entry 2

SLATER RODNEY E · CIK 0001231982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F2 · derivative.exercise_date: RSUs awarded to the Reporting Person on July 26, 2021, which vested in full on July 26, 2022.

F2 · derivative.expiration_date: RSUs awarded to the Reporting Person on July 26, 2021, which vested in full on July 26, 2022.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:33 UTC Exercise / conversionClass A Common Stock 11,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-083831 · tm2222026-4_4seq1.xml · nonDerivative · entry 1

SLATER RODNEY E · CIK 0001231982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

Read SEC document
June 09, 2022 Filed Jun 11, 2022 01:12 UTC
Khan BadarDirector
GrantRestricted Stock Units · Derivative 5,342 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-070278 · tm2218226-1_4seq1.xml · derivative · entry 2

Khan Badar · CIK 0001929283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

Underlying: Common Stock · 5,342 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of May 18, 2022.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of May 18, 2022.

Read SEC document
June 09, 2022 Filed Jun 11, 2022 01:12 UTC
Khan BadarDirector
GrantRestricted Stock Units · Derivative 17,094 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-070278 · tm2218226-1_4seq1.xml · derivative · entry 1

Khan Badar · CIK 0001929283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,094

Underlying: Common Stock · 17,094 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of May 18, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of May 18, 2022.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 20:31 UTC GrantRestricted Stock Units · Derivative 4,177 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-051238 · tm2213718-1_4seq1.xml · derivative · entry 2

MOTLAGH KATHERINE · CIK 0001830952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,544

Underlying: Common Stock · 4,177 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of April 1, 2022.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of April 1, 2022.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 20:31 UTC GrantRestricted Stock Units · Derivative 13,367 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-051238 · tm2213718-1_4seq1.xml · derivative · entry 1

MOTLAGH KATHERINE · CIK 0001830952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,367

Underlying: Common Stock · 13,367 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of April 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of April 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:51 UTC
Zoi CatherineDirector · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 127,986 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001104659-22-042957 · tm2211745-1_4seq1.xml · derivative · entry 2

Zoi Catherine · CIK 0001869604 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,986

Underlying: Common Stock · 127,986 shares

Expires 2032-03-31

F3 · derivative.exercise_date: The Options vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:51 UTC
Zoi CatherineDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 199,642 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042957 · tm2211745-1_4seq1.xml · derivative · entry 1

Zoi Catherine · CIK 0001869604 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,685

Underlying: Common Stock · 199,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:53 UTC
Steklac IvoChief Technology Officer
GrantEmployee stock option (right to buy) · Derivative 46,644 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001104659-22-042961 · tm2211745-5_4seq1.xml · derivative · entry 2

Steklac Ivo · CIK 0001869618 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,644

Underlying: Common Stock · 46,644 shares

Expires 2032-03-31

F3 · derivative.exercise_date: The Options vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:53 UTC
Steklac IvoChief Technology Officer
GrantRestricted Stock Units · Derivative 73,302 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042961 · tm2211745-5_4seq1.xml · derivative · entry 1

Steklac Ivo · CIK 0001869618 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,856

Underlying: Common Stock · 73,302 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:54 UTC
Shevorenkova OlgaChief Financial Officer
GrantEmployee stock option (right to buy) · Derivative 71,104 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001104659-22-042963 · tm2211745-7_4seq1.xml · derivative · entry 2

Shevorenkova Olga · CIK 0001869929 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,104

Underlying: Common Stock · 71,104 shares

Expires 2032-03-31

F3 · derivative.exercise_date: The Options vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:54 UTC
Shevorenkova OlgaChief Financial Officer
GrantRestricted Stock Units · Derivative 110,250 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042963 · tm2211745-7_4seq1.xml · derivative · entry 1

Shevorenkova Olga · CIK 0001869929 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,740

Underlying: Common Stock · 110,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:53 UTC
Sullivan FrancineCLO and General Counsel
GrantEmployee stock option (right to buy) · Derivative 44,369 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001104659-22-042960 · tm2211745-4_4seq1.xml · derivative · entry 2

Sullivan Francine · CIK 0001870837 · CLO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,369

Underlying: Common Stock · 44,369 shares

Expires 2032-03-31

F3 · derivative.exercise_date: The Options vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:53 UTC
Sullivan FrancineCLO and General Counsel
GrantRestricted Stock Units · Derivative 69,726 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042960 · tm2211745-4_4seq1.xml · derivative · entry 1

Sullivan Francine · CIK 0001870837 · CLO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,599

Underlying: Common Stock · 69,726 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:55 UTC
Ogata CarolineController
GrantRestricted Stock Units · Derivative 22,646 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042964 · tm2211745-2_4seq1.xml · derivative · entry 1

Ogata Caroline · CIK 0001869757 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,449

Underlying: Common Stock · 22,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:54 UTC
Levy Jonathan MaierChief Commercial Officer
GrantEmployee stock option (right to buy) · Derivative 34,130 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001104659-22-042962 · tm2211745-6_4seq1.xml · derivative · entry 2

Levy Jonathan Maier · CIK 0001869587 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,130

Underlying: Common Stock · 34,130 shares

Expires 2032-03-31

F3 · derivative.exercise_date: The Options vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:54 UTC
Levy Jonathan MaierChief Commercial Officer
GrantRestricted Stock Units · Derivative 53,635 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042962 · tm2211745-6_4seq1.xml · derivative · entry 1

Levy Jonathan Maier · CIK 0001869587 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,189

Underlying: Common Stock · 53,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:52 UTC
KISH DENNIS GChief Operating Officer
GrantEmployee stock option (right to buy) · Derivative 51,195 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001104659-22-042959 · tm2211745-3_4seq1.xml · derivative · entry 2

KISH DENNIS G · CIK 0001232819 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,195

Underlying: Common Stock · 51,195 shares

Expires 2032-03-31

F3 · derivative.exercise_date: The Options vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:52 UTC
KISH DENNIS GChief Operating Officer
GrantRestricted Stock Units · Derivative 80,453 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042959 · tm2211745-3_4seq1.xml · derivative · entry 1

KISH DENNIS G · CIK 0001232819 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,553

Underlying: Common Stock · 80,453 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 22:14 UTC
KISH DENNIS GChief Operating Officer
GrantRestricted Stock Units · Derivative 93,100 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-008337 · tm224612-1_4seq1.xml · derivative · entry 1

KISH DENNIS G · CIK 0001232819 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,100

Underlying: Common Stock · 93,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 1, 2022.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 18:43 UTC OtherWarrants · Derivative 524,761 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-21-099023 · tm2123894-1_4seq1.xml · derivative · entry 3

Comstock Elizabeth J · CIK 0001290186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,761

Underlying: Class A Common Stock · 524,761 shares

Expires 2026-07-01

F3 · kind: Represents a pro-rata in kind distribution of warrants to purchase Class A Common Stock of the Issuer by Consortium without consideration to its members.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 18:43 UTC OtherClass A Common Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-099023 · tm2123894-1_4seq1.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,201

F2 · kind: Represents a distribution of Class A Common Stock of the Issuer by CRIS PIPE ONE, LLC without consideration to its members.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 18:43 UTC OtherClass A Common Stock 455,201 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-099023 · tm2123894-1_4seq1.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,201

F1 · kind: Represents a pro-rata in kind distribution of Class A Common Stock of the Issuer by Climate Change Crisis Real Impact I Sponsor, LLC (the "Consortium") without consideration to its members.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:38 UTC
Zoi CatherineDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 299,043 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-096992 · tm2123417-1_4seq1.xml · derivative · entry 1

Zoi Cathy · CIK 0001869604 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,043

Underlying: Common Stock · 299,043 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:42 UTC
Steklac IvoChief Operating & Tech Officer
GrantRestricted Stock Units · Derivative 139,554 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-097000 · tm2123417-5_4seq1.xml · derivative · entry 1

Steklac Ivo · CIK 0001869618 · Chief Operating & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,554

Underlying: Common Stock · 139,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:45 UTC GrantRestricted Stock Units · Derivative 11,962 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-097009 · tm2123417-9_4seq1.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Underlying: Common Stock · 11,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in full on July 31, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on July 31, 2022.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:39 UTC
Sullivan FrancineCLO and General Counsel
GrantRestricted Stock Units · Derivative 75,873 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-096995 · tm2123417-2_4seq1.xml · derivative · entry 1

Sullivan Francine · CIK 0001870837 · CLO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,873

Underlying: Common Stock · 75,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of May 31, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of May 31, 2021.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:41 UTC
Ogata CarolineController
GrantRestricted Stock Units · Derivative 21,803 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-096998 · tm2123417-4_4seq1.xml · derivative · entry 1

Ogata Caroline · CIK 0001869757 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,803

Underlying: Common Stock · 21,803 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

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July 26, 2021 Filed Jul 28, 2021 16:43 UTC GrantRestricted Stock Units · Derivative 11,962 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-097004 · tm2123417-7_4seq1.xml · derivative · entry 1

Brandt Kate E. · CIK 0001869764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Underlying: Common Stock · 11,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in full on July 31, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on July 31, 2022.

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July 26, 2021 Filed Jul 28, 2021 16:44 UTC
Shevorenkova OlgaChief Financial Officer
GrantRestricted Stock Units · Derivative 159,490 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-097006 · tm2123417-8_4seq1.xml · derivative · entry 1

Shevorenkova Olga · CIK 0001869929 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,490

Underlying: Common Stock · 159,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

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July 26, 2021 Filed Jul 28, 2021 16:43 UTC
Levy Jonathan MaierChief Commercial Officer
GrantRestricted Stock Units · Derivative 139,554 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-097002 · tm2123417-6_4seq1.xml · derivative · entry 1

Levy Jonathan Maier · CIK 0001869587 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,554

Underlying: Common Stock · 139,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:40 UTC GrantRestricted Stock Units · Derivative 11,962 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-096996 · tm2123417-3_4seq1.xml · derivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Underlying: Common Stock · 11,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in full on July 31, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on July 31, 2022.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:47 UTC GrantRestricted Stock Units · Derivative 11,962 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-097010 · tm2123417-10_4seq1.xml · derivative · entry 1

SLATER RODNEY E · CIK 0001231982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Underlying: Common Stock · 11,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in full on July 31, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on July 31, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.