Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EVgo Inc.EVGO · Entity 5642 | Chief Legal Officer | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EVgo Inc.
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 318,725 |
Reported balance
After 2026-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 318,725 · Balance 318,725 F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F2: One-third of the RSUs subject to each award shall vest on the one-year anniversary of the February 1, 2026 and the remaining two-thirds of the RSUs subject to each award shall vest in eight substantially equal tranches on May 1, August 1, November 1 and February 1 thereafter, such that the award shall be fully vested on February 1, 2029, in each case subject to the Reporting Person's continued employment through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").
F2: One-third of the RSUs subject to each award shall vest on the one-year anniversary of the February 1, 2026 and the remaining two-thirds of the RSUs subject to each award shall vest in eight substantially equal tranches on May 1, August 1, November 1 and February 1 thereafter, such that the award shall be fully vested on February 1, 2029, in each case subject to the Reporting Person's continued employment through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 21:32 UTC | EVgo Inc. EVGO · Entity 5642 | GrantRestricted Stock Units · Derivative | 318,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001870837-26-000004 · wk-form4_1790717527.xml · derivative · entry 1 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,725 Underlying: Class A Common Stock · 318,725 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F2 · derivative.exercise_date: One-third of the RSUs subject to each award shall vest on the one-year anniversary of the February 1, 2026 and the remaining two-thirds of the RSUs subject to each award shall vest in eight substantially equal tranches on May 1, August 1, November 1 and February 1 thereafter, such that the award shall be fully vested on February 1, 2029, in each case subject to the Reporting Person's continued employment through each vesting date. F2 · derivative.expiration_date: One-third of the RSUs subject to each award shall vest on the one-year anniversary of the February 1, 2026 and the remaining two-thirds of the RSUs subject to each award shall vest in eight substantially equal tranches on May 1, August 1, November 1 and February 1 thereafter, such that the award shall be fully vested on February 1, 2029, in each case subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 22:28 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 27,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001870837-26-000003 · wk-form4_1786573693.xml · derivative · entry 3 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 27,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of August 10, 2023, subject to the Reporting Person's continued employment through each vesting date. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of August 10, 2023, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 22:28 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 10,766 | $1.59 | $17,117.94 |
DisclosureSEC source: 0001870837-26-000003 · wk-form4_1786573693.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,604 F2 · price: The closing price of the Class A Common Stock on August 10, 2026, the date of vesting, was the settlement price used to calculate the shares withheld. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 22:28 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 27,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001870837-26-000003 · wk-form4_1786573693.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 23:28 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-029706 · tm269158-1_4seq1.xml · derivative · entry 6 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,667 Underlying: Class A Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of March 15, 2024, subject to the Reporting Person's continued employment through each vesting date. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of March 15, 2024, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 23:28 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-029706 · tm269158-1_4seq1.xml · derivative · entry 5 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,853 Underlying: Class A Common Stock · 7,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: Performance-based restricted stock units ("PSUs") awarded under the Plan. Each PSU represents the contingent right to receive, upon vesting of the PSU, one share of Class A Common Stock. The PSUs generally vest in three equal installments on the first three anniversaries of March 15, 2024, provided that the applicable performance goal has been achieved by such date (and, if not, on the date the applicable performance goal is subsequently achieved), and subject to the continuous service of the Reporting Person through the applicable vesting date. The applicable performance goal for each tranche of PSUs will be satisfied if the Class A Common Stock achieves a specified per share price for such tranche calculated based on a 20-day volume-weighted average price at any time prior to March 15, 2029. F3 · derivative.expiration_date: Performance-based restricted stock units ("PSUs") awarded under the Plan. Each PSU represents the contingent right to receive, upon vesting of the PSU, one share of Class A Common Stock. The PSUs generally vest in three equal installments on the first three anniversaries of March 15, 2024, provided that the applicable performance goal has been achieved by such date (and, if not, on the date the applicable performance goal is subsequently achieved), and subject to the continuous service of the Reporting Person through the applicable vesting date. The applicable performance goal for each tranche of PSUs will be satisfied if the Class A Common Stock achieves a specified per share price for such tranche calculated based on a 20-day volume-weighted average price at any time prior to March 15, 2029. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 23:28 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 26,234 | $2.08 | $54,566.72 |
DisclosureSEC source: 0001104659-26-029706 · tm269158-1_4seq1.xml · nonDerivative · entry 4 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,012 F2 · price: On March 15, 2026, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on March 13, 2026 was the settlement price used to calculate the shares withheld. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 23:28 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-029706 · tm269158-1_4seq1.xml · nonDerivative · entry 3 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 23:28 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 2,915 | $2.08 | $6,063.20 |
DisclosureSEC source: 0001104659-26-029706 · tm269158-1_4seq1.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,579 F2 · price: On March 15, 2026, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on March 13, 2026 was the settlement price used to calculate the shares withheld. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 23:28 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-029706 · tm269158-1_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 02:46 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 71,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-009947 · tm265025-2_4seq1.xml · derivative · entry 6 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,450 Underlying: Class A Common Stock · 71,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2025, subject to the Reporting Person's continued employment through each vesting date. The Form 4 filed on March 18, 2025 reporting the RSU grant noted that such RSUs vested in three equal installments beginning on their grant date instead of February 1, 2025. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2025, subject to the Reporting Person's continued employment through each vesting date. The Form 4 filed on March 18, 2025 reporting the RSU grant noted that such RSUs vested in three equal installments beginning on their grant date instead of February 1, 2025. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 02:46 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-009947 · tm265025-2_4seq1.xml · derivative · entry 5 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 41,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each vesting date. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 02:46 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 30,619 | $3.01 | $92,163.19 |
DisclosureSEC source: 0001104659-26-009947 · tm265025-2_4seq1.xml · nonDerivative · entry 4 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,087 F2 · price: On February 1, 2026, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on January 30, 2026 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 02:46 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 71,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-009947 · tm265025-2_4seq1.xml · nonDerivative · entry 3 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 02:46 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 16,396 | $3.01 | $49,351.96 |
DisclosureSEC source: 0001104659-26-009947 · tm265025-2_4seq1.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,481 F2 · price: On February 1, 2026, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on January 30, 2026 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 02:46 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-009947 · tm265025-2_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| August 10, 2025 Filed Aug 12, 2025 23:03 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 27,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-076993 · tm2523325-1_4seq1.xml · derivative · entry 3 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,358 Underlying: Class A Common Stock · 27,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of August 10, 2023, subject to the Reporting Person's continued employment through each vesting date. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of August 10, 2023, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| August 10, 2025 Filed Aug 12, 2025 23:03 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 10,765 | $3.46 | $37,246.90 |
DisclosureSEC source: 0001104659-25-076993 · tm2523325-1_4seq1.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,210 F2 · price: On August 10, 2025, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on August 8, 2025, the last trading day immediately preceding the vesting date, was the settlement price used to calculate the shares withheld. Read SEC document |
| August 10, 2025 Filed Aug 12, 2025 23:03 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 27,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-076993 · tm2523325-1_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | GrantRestricted Stock Units · Derivative | 213,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · derivative · entry 13 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,675 Underlying: Class A Common Stock · 213,675 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F7 · derivative.exercise_date: The RSUs will vest in three equal annual installments on each of the first three anniversaries of March 18, 2025, subject to the Reporting Person's continued employment through each vesting date. F7 · derivative.expiration_date: The RSUs will vest in three equal annual installments on each of the first three anniversaries of March 18, 2025, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · derivative · entry 12 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,260 Underlying: Class A Common Stock · 7,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F6 · derivative.exercise_date: Performance-based restricted stock units ("PSUs") awarded under the Plan. Each PSU represents the contingent right to receive, upon vesting of the PSU, one share of Class A Common Stock. The PSUs generally vest in three equal installments on the first three anniversaries of March 15, 2024, provided that the applicable performance goal has been achieved by such date (and, if not, on the date the applicable performance goal is subsequently achieved), and subject to the continuous service of the Reporting Person through the applicable vesting date. The applicable performance goal for each tranche of PSUs will be satisfied if the Class A Common Stock achieves a specified per share price for such tranche calculated based on a 20-day volume-weighted average price at any time prior to March 15, 2029. F6 · derivative.expiration_date: Performance-based restricted stock units ("PSUs") awarded under the Plan. Each PSU represents the contingent right to receive, upon vesting of the PSU, one share of Class A Common Stock. The PSUs generally vest in three equal installments on the first three anniversaries of March 15, 2024, provided that the applicable performance goal has been achieved by such date (and, if not, on the date the applicable performance goal is subsequently achieved), and subject to the continuous service of the Reporting Person through the applicable vesting date. The applicable performance goal for each tranche of PSUs will be satisfied if the Class A Common Stock achieves a specified per share price for such tranche calculated based on a 20-day volume-weighted average price at any time prior to March 15, 2029. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · derivative · entry 11 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,334 Underlying: Class A Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of March 15, 2024, subject to the Reporting Person's continued employment through each vesting date. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of March 15, 2024, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · derivative · entry 10 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,667 Underlying: Class A Common Stock · 41,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each such vesting date. The RSUs vested on February 1, 2025, but settlement was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each such vesting date. The RSUs vested on February 1, 2025, but settlement was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 23,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · derivative · entry 9 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each vesting date. The RSUs vested on February 1, 2025, but settlement was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each vesting date. The RSUs vested on February 1, 2025, but settlement was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 2,915 | $2.40 | $6,996.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 8 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,618 F2 · price: On March 14, 2025, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on March 14, 2025 was the settlement price used to calculate the shares withheld. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 7 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 26,234 | $2.40 | $62,961.60 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 6 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,126 F2 · price: On March 14, 2025, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on March 14, 2025 was the settlement price used to calculate the shares withheld. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 5 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 16,396 | $2.40 | $39,350.40 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 4 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,694 F2 · price: On March 14, 2025, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on March 14, 2025 was the settlement price used to calculate the shares withheld. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 3 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Tax withholdingClass A Common Stock | 9,146 | $2.40 | $21,950.40 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,423 F2 · price: On March 14, 2025, the Reporting Person's RSUs vested. The closing price of the Class A Common Stock on March 14, 2025 was the settlement price used to calculate the shares withheld. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:16 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 23,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-025235 · tm259711-4_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 23:27 UTC | EVgo Inc. EVGO · Entity 5642 | SaleClass A Common Stock | 12,584 | $3.60 | $45,277.23 |
DisclosureSEC source: 0001104659-24-089085 · tm2421626-2_4seq1.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 117,327 F2 · price: The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs pursuant to the Issuer's mandatory sell to cover policy, which requires sales in an amount sufficient to cover tax withholding obligations associated with the vesting events, and do not represent discretionary trades by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.52 to $3.652, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 28, 2023. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 23:27 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 27,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-089085 · tm2421626-2_4seq1.xml · derivative · entry 3 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 27,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: The RSUs vested in three equal annual installments on each of the first three anniversaries of August 10, 2023 subject to the Reporting Person's continued employment through each such vesting date. F3 · derivative.expiration_date: The RSUs vested in three equal annual installments on each of the first three anniversaries of August 10, 2023 subject to the Reporting Person's continued employment through each such vesting date. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 23:27 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 27,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-089085 · tm2421626-2_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 20:07 UTC | EVgo Inc. EVGO · Entity 5642 | SaleClass A Common Stock | 11,634 | $1.99 | $23,140.03 |
DisclosureSEC source: 0001104659-24-068244 · tm2416362-3_4seq1.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,554 F2 · price: The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs pursuant to the Issuer's mandatory sell to cover policy, which requires sales in an amount sufficient to cover tax withholding obligations associated with the vesting events, and do not represent discretionary trades by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.940 to $2.080, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 28, 2023. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:07 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 25,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-068244 · tm2416362-3_4seq1.xml · derivative · entry 3 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: The RSUs vested in three equal annual installments on each of the first three anniversaries of May 31, 2021, subject to the Reporting Person's continued employment through each such vesting date. F3 · derivative.expiration_date: The RSUs vested in three equal annual installments on each of the first three anniversaries of May 31, 2021, subject to the Reporting Person's continued employment through each such vesting date. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:07 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 25,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-068244 · tm2416362-3_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 114,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 01:29 UTC | EVgo Inc. EVGO · Entity 5642 | SaleClass A Common Stock | 1,400 | $2.39 | $3,340.40 |
DisclosureSEC source: 0001104659-24-036335 · tm249289-3_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,897 Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 01:29 UTC | EVgo Inc. EVGO · Entity 5642 | GrantPerformance-Based Restricted Stock Units · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-036335 · tm249289-3_4seq1.xml · derivative · entry 3 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,667 Underlying: Class A Common Stock · 66,667 shares Expires not disclosed F3 · derivative.exercise_price: Performance-based restricted stock units ("PRSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each PRSU represents the contingent right to receive, upon vesting of the PRSU, one share of Common Stock. The PRSUs generally vest in three equal installments on the first three anniversaries of March 15, 2024, provided that the applicable performance goal has been achieved by such date (and, if not, on the date the applicable performance goal is subsequently achieved), and subject to the continuous service of the Reporting Person through the applicable vesting date. The applicable performance goal for each tranche of PRSUs will be satisfied if the Common Stock achieves a specified per share price for such tranche calculated based on a 20-day volume-weighted average price at any time prior to March 15, 2029. F3 · derivative.exercise_date: Performance-based restricted stock units ("PRSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each PRSU represents the contingent right to receive, upon vesting of the PRSU, one share of Common Stock. The PRSUs generally vest in three equal installments on the first three anniversaries of March 15, 2024, provided that the applicable performance goal has been achieved by such date (and, if not, on the date the applicable performance goal is subsequently achieved), and subject to the continuous service of the Reporting Person through the applicable vesting date. The applicable performance goal for each tranche of PRSUs will be satisfied if the Common Stock achieves a specified per share price for such tranche calculated based on a 20-day volume-weighted average price at any time prior to March 15, 2029. F3 · derivative.expiration_date: Performance-based restricted stock units ("PRSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each PRSU represents the contingent right to receive, upon vesting of the PRSU, one share of Common Stock. The PRSUs generally vest in three equal installments on the first three anniversaries of March 15, 2024, provided that the applicable performance goal has been achieved by such date (and, if not, on the date the applicable performance goal is subsequently achieved), and subject to the continuous service of the Reporting Person through the applicable vesting date. The applicable performance goal for each tranche of PRSUs will be satisfied if the Common Stock achieves a specified per share price for such tranche calculated based on a 20-day volume-weighted average price at any time prior to March 15, 2029. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 01:29 UTC | EVgo Inc. EVGO · Entity 5642 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-036335 · tm249289-3_4seq1.xml · derivative · entry 2 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest in three equal installments on each of the first three anniversaries of March 15, 2024, subject to the Reporting Person's continued employment through the applicable vesting date. F2 · derivative.expiration_date: The RSUs will vest in three equal installments on each of the first three anniversaries of March 15, 2024, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 01:03 UTC | EVgo Inc. EVGO · Entity 5642 | SaleClass A Common Stock | 29,857 | $2.09 | $62,281.70 |
DisclosureSEC source: 0001104659-24-010820 · tm245172-2_4seq1.xml · nonDerivative · entry 3 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,297 F2 · price: The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs pursuant to the Issuer's mandatory sell to cover policy, which requires sales in an amount sufficient to cover tax withholding obligations associated with the vesting events, and do not represent discretionary trades by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.035 to $2.200, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 28, 2023. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 01:03 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-010820 · tm245172-2_4seq1.xml · derivative · entry 5 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 83,334 Underlying: Class A Common Stock · 41,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each vesting date. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 01:03 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 23,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-010820 · tm245172-2_4seq1.xml · derivative · entry 4 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,242 Underlying: Class A Common Stock · 23,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each vesting date. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 01:03 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 41,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-010820 · tm245172-2_4seq1.xml · nonDerivative · entry 2 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 120,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 01:03 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionClass A Common Stock | 23,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-010820 · tm245172-2_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 21:46 UTC | EVgo Inc. EVGO · Entity 5642 | GrantRestricted Stock Units · Derivative | 82,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-090634 · tm2323539-1_4seq1.xml · derivative · entry 2 Sullivan Francine · CIK 0001870837 · CLO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,072 Underlying: Class A Common Stock · 82,072 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F2 · derivative.exercise_date: The RSUs vest in three equal installments on each of the first three anniversaries of August 10, 2023, subject to the Reporting Person's continued employment through each such vesting date. F2 · derivative.expiration_date: The RSUs vest in three equal installments on each of the first three anniversaries of August 10, 2023, subject to the Reporting Person's continued employment through each such vesting date. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 21:46 UTC | EVgo Inc. EVGO · Entity 5642 | SaleClass A Common Stock | 600 | $4.74 | $2,844.00 |
DisclosureSEC source: 0001104659-23-090634 · tm2323539-1_4seq1.xml · nonDerivative · entry 1 Sullivan Francine · CIK 0001870837 · CLO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,246 Read SEC document |
| June 14, 2023 Filed Jun 17, 2023 00:38 UTC | EVgo Inc. EVGO · Entity 5642 | SaleClass A Common Stock | 11,819 | $4.13 | $48,812.47 |
DisclosureSEC source: 0001104659-23-072424 · tm2319011-1_4seq1.xml · nonDerivative · entry 3 Sullivan Francine · CIK 0001870837 · CLO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,846 F2 · price: The price reported in column 4 is a weighted average price. Pursuant to the Issuer's sell to cover policy, the shares were sold in multiple transactions and solely in an amount sufficient to cover tax withholding obligations associated with the vesting events. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. Read SEC document |
| June 13, 2023 Filed Jun 17, 2023 00:38 UTC | EVgo Inc. EVGO · Entity 5642 | Exercise / conversionRestricted Stock Units · Derivative | 23,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-072424 · tm2319011-1_4seq1.xml · derivative · entry 5 Sullivan Francine · CIK 0001870837 · CLO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,484 Underlying: Class A Common Stock · 23,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). F4 · derivative.exercise_date: The RSUs vest in three equal instalments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each such vesting date. F4 · derivative.expiration_date: The RSUs vest in three equal instalments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.