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Ogata Caroline

Disclosed activity across 1 company

Tapewire entity
124545
SEC CIK
0001869757

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EVgo Inc.EVGO · Entity 5642ControllerAugust 12, 2022August 16, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EVgo Inc.

Report date August 12, 2022 · Filed August 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,774 Ending reported balance After 2022-08-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-08-12 · Exercise / conversion · Acquired 7,267 · Balance 7,267

F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

Row 2 · 2022-08-15 · Sale · Disposed 2,493 · Balance 4,774

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect14,536 Reported balance After 2022-08-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-08-12 · Exercise / conversion · Disposed 7,267 · Balance 14,536

F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F3: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, subject to the Reporting Person's continuous employment through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2.

F3: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, subject to the Reporting Person's continuous employment through each such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2022 Filed Aug 16, 2022 21:47 UTC EVgo Inc. EVGO · Entity 5642 SaleClass A Common Stock 2,493 $11.52 $28,719.36
Disclosure

SEC source: 0001104659-22-091929 · tm2223664d3_4seq1.xml · nonDerivative · entry 2

Ogata Caroline · CIK 0001869757 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,774

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:47 UTC EVgo Inc. EVGO · Entity 5642 Exercise / conversionRestricted Stock Units · Derivative 7,267 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-091929 · tm2223664d3_4seq1.xml · derivative · entry 3

Ogata Caroline · CIK 0001869757 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,536

Underlying: Class A Common Stock · 7,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, subject to the Reporting Person's continuous employment through each such vesting date.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, subject to the Reporting Person's continuous employment through each such vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:47 UTC EVgo Inc. EVGO · Entity 5642 Exercise / conversionClass A Common Stock 7,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-091929 · tm2223664d3_4seq1.xml · nonDerivative · entry 1

Ogata Caroline · CIK 0001869757 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:55 UTC EVgo Inc. EVGO · Entity 5642 GrantRestricted Stock Units · Derivative 22,646 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042964 · tm2211745-2_4seq1.xml · derivative · entry 1

Ogata Caroline · CIK 0001869757 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,449

Underlying: Common Stock · 22,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:41 UTC EVgo Inc. EVGO · Entity 5642 GrantRestricted Stock Units · Derivative 21,803 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-096998 · tm2123417-4_4seq1.xml · derivative · entry 1

Ogata Caroline · CIK 0001869757 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,803

Underlying: Common Stock · 21,803 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.