Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2018 Filed Feb 22, 2018 01:53 UTC |
SACHDEV RAKESHDirector · Chief Executive Officer
|
GrantPerformance Stock Units · Derivative | 195,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000018 · wf-form4_151926438088050.xml · derivative · entry 1 SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,131 Underlying: Common Stock · 195,131 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 390,262 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 390,262 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 390,262 shares. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:55 UTC |
Capps John EdwardEVP, General Counsel & Sec.
|
GrantRestricted Stock Units · Derivative | 17,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000020 · wf-form4_151926451537754.xml · derivative · entry 2 Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,072 Underlying: Common Stock · 17,072 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:55 UTC |
Capps John EdwardEVP, General Counsel & Sec.
|
GrantPerformance Stock Units · Derivative | 34,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000020 · wf-form4_151926451537754.xml · derivative · entry 1 Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,148 Underlying: Common Stock · 34,148 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:56 UTC |
Connolly John P.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 15,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000021 · wf-form4_151926459502477.xml · derivative · entry 2 Connolly John P. · CIK 0001532392 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,446 Underlying: Common Stock · 15,446 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:56 UTC |
Connolly John P.Chief Financial Officer
|
GrantPerformance Stock Units · Derivative | 30,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000021 · wf-form4_151926459502477.xml · derivative · entry 1 Connolly John P. · CIK 0001532392 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,896 Underlying: Common Stock · 30,896 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 61,792 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 61,792 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 61,792 shares. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 01:54 UTC |
Gliklich BenjaminEVP - Operations and Strategy
|
GrantRestricted Stock Units · Derivative | 17,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000019 · wf-form4_151926444121989.xml · derivative · entry 2 Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,072 Underlying: Common Stock · 17,072 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 01:54 UTC |
Gliklich BenjaminEVP - Operations and Strategy
|
GrantPerformance Stock Units · Derivative | 34,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000019 · wf-form4_151926444121989.xml · derivative · entry 1 Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,148 Underlying: Common Stock · 34,148 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 01:58 UTC |
Gibbens MarkVP - Corporate Treasurer
|
GrantRestricted Stock Units · Derivative | 13,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000023 · wf-form4_151926472205990.xml · derivative · entry 2 Gibbens Mark · CIK 0001682986 · VP - Corporate Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,008 Underlying: Common Stock · 13,008 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 01:58 UTC |
Gibbens MarkVP - Corporate Treasurer
|
GrantPerformance Stock Units · Derivative | 26,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000023 · wf-form4_151926472205990.xml · derivative · entry 1 Gibbens Mark · CIK 0001682986 · VP - Corporate Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,017 Underlying: Common Stock · 26,017 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 52,034 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 52,034 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 52,034 shares. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 16:40 UTC |
Casanello Diego LopezPresident - Ag Solutions
|
PurchaseCommon Stock, par value $0.01 per share | 4,000 | $9.91 | $39,640.00 |
DisclosureSEC source: 0001590714-17-000182 · wf-form4_151371960302159.xml · nonDerivative · entry 1 Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| December 18, 2017 Filed Dec 18, 2017 19:21 UTC |
FRANKLIN MARTIN EDirector
|
PurchaseCommon Stock, par value $0.01 per share | 135,533 | $9.84 | $1,333,644.72 |
DisclosureSEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 500,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 19:21 UTC |
FRANKLIN MARTIN EDirector
|
PurchaseCommon Stock, par value $0.01 per share | 200,000 | $9.60 | $1,920,000.00 |
DisclosureSEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 364,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 19:21 UTC |
FRANKLIN MARTIN EDirector
|
PurchaseCommon Stock, par value $0.01 per share | 164,467 | $9.57 | $1,573,949.19 |
DisclosureSEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 164,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 12:07 UTC |
Gliklich BenjaminEVP - Operations and Strategy
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $9.55 | $9,550.00 |
DisclosureSEC source: 0001590714-17-000176 · wf-form4_151333961323351.xml · nonDerivative · entry 1 Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,255 Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 19:56 UTC |
FRANKLIN MARTIN EDirector
|
SaleSeries A Preferred Stock, par value $0.01 per share · Derivative | 409,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000143 · wf-form4_150698856065973.xml · derivative · entry 4 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 1,060,000 Underlying: Common Stock · 409,966 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock). F1 · shares: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal. F5 · derivative.exercise_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock). F5 · derivative.expiration_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock). F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 19:56 UTC |
FRANKLIN MARTIN EDirector
|
SaleCommon Stock, par value $0.01 per share | 4,041,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000143 · wf-form4_150698856065973.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 10,449,987 F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 19:56 UTC |
FRANKLIN MARTIN EDirector
|
SaleCommon Stock, par value $0.01 per share | 2,437,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000143 · wf-form4_150698856065973.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MEF Holdings, LLLP Disclosed balance after: 2,437,449 F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:57 UTC |
ASHKEN IAN G HDirector
|
SaleCommon Stock, par value $0.01 per share | 227,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000144 · wf-form4_150698863871298.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 227,880 F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Dec 1, 2017 21:16 UTC Amendment |
ASHKEN IAN G HDirector
|
SaleCommon Stock, par value $0.01 per share | 227,857 | $7.63 | $1,738,548.91 |
DisclosureSEC source: 0001590714-17-000171 · wf-form4a_151216295855513.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 227,880 F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Dec 15, 2017 16:15 UTC Amendment |
FRANKLIN MARTIN EDirector
|
SaleSeries A Preferred Stock, par value $0.01 per share · Derivative | 409,966 | $8.31 | $3,406,817.46 |
DisclosureSEC source: 0001590714-17-000178 · wf-form4a_151337251299080.xml · derivative · entry 4 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 1,060,000 Underlying: Common Stock · 409,966 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock). F1 · shares: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F5 · derivative.exercise_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock). F5 · derivative.expiration_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock). F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Dec 15, 2017 16:15 UTC Amendment |
FRANKLIN MARTIN EDirector
|
SaleCommon Stock, par value $0.01 per share | 4,041,650 | $7.63 | $30,837,789.50 |
DisclosureSEC source: 0001590714-17-000178 · wf-form4a_151337251299080.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 10,449,987 F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Dec 15, 2017 16:15 UTC Amendment |
FRANKLIN MARTIN EDirector
|
SaleCommon Stock, par value $0.01 per share | 2,437,205 | $7.63 | $18,595,874.15 |
DisclosureSEC source: 0001590714-17-000178 · wf-form4a_151337251299080.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MEF Holdings, LLLP Disclosed balance after: 2,437,449 F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 16:17 UTC |
Benson ScotPresident - Perf. Solutions
|
ConversionConvertible Shares of Platform Delaware Holdings, Inc. · Derivative | 68,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000136 · wf-form4_150421065968907.xml · derivative · entry 2 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Tartan Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock · 68,533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · kind: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · shares: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · derivative.exercise_date: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · derivative.expiration_date: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · balance_after: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F2 · balance_after: The reporting person holds membership interests in Tartan. Tartan, after giving effect to the conversion described in footnote (1) above, holds 4,496,098 shares of PDH common stock. F2 · ownership.nature: The reporting person holds membership interests in Tartan. Tartan, after giving effect to the conversion described in footnote (1) above, holds 4,496,098 shares of PDH common stock. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 16:17 UTC |
Benson ScotPresident - Perf. Solutions
|
ConversionCommon Stock | 68,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000136 · wf-form4_150421065968907.xml · nonDerivative · entry 1 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:16 UTC |
ASHKEN IAN G HDirector
|
PurchaseCommon Stock, par value $0.01 per share | 45,000 | $10.98 | $494,100.00 |
DisclosureSEC source: 0001590714-17-000135 · wf-form4_150421058295415.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 56,325 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.79 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 16:20 UTC |
TOLBERT JOHN DAVIDChief Human Resources Officer
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $11.09 | $22,180.00 |
DisclosureSEC source: 0001590714-17-000131 · wf-form4_150403799157031.xml · nonDerivative · entry 1 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.74 to $11.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 16:21 UTC |
Casanello Diego LopezPresident - Ag Solutions
|
PurchaseCommon Stock, par value $0.01 per share | 7,000 | $11.04 | $77,280.00 |
DisclosureSEC source: 0001590714-17-000132 · wf-form4_150403804946814.xml · nonDerivative · entry 1 Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:17 UTC |
SACHDEV RAKESHDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.01 per share | 11,000 | $11.06 | $121,660.00 |
DisclosureSEC source: 0001590714-17-000128 · wf-form4_150403780658581.xml · nonDerivative · entry 1 SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:18 UTC |
Gliklich BenjaminEVP - Operations and Strategy
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $11.11 | $22,220.00 |
DisclosureSEC source: 0001590714-17-000130 · wf-form4_150403792492350.xml · nonDerivative · entry 1 Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,255 Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 16:17 UTC |
Capps John EdwardEVP, General Counsel & Sec.
|
PurchaseCommon Stock, par value $0.01 per share | 2,500 | $10.77 | $26,925.00 |
DisclosureSEC source: 0001590714-17-000129 · wf-form4_150403785574666.xml · nonDerivative · entry 1 Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:41 UTC |
ASHKEN IAN G HDirector
|
GrantRestricted Stock Units · Derivative | 7,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000098 · wf-form4_149687525308291.xml · derivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 Underlying: Common Stock · 7,861 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Ashken continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Ashken continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:42 UTC |
ONEAL E STANLEYDirector
|
GrantRestricted Stock Units · Derivative | 7,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000100 · wf-form4_149687533956989.xml · derivative · entry 3 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 Underlying: Common Stock · 7,861 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. O'Neal continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F2 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. O'Neal continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:41 UTC |
GOSS MICHAEL FDirector
|
GrantRestricted Stock Units · Derivative | 7,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000099 · wf-form4_149687529462543.xml · derivative · entry 3 GOSS MICHAEL F · CIK 0001213399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 Underlying: Common Stock · 7,861 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Goss continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Goss continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:33 UTC |
ASHKEN IAN G HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · derivative · entry 6 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:33 UTC |
ASHKEN IAN G HDirector
|
OtherCommon Stock, par value $0.01 per share | 11,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,325 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F2 · ownership.nature: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:33 UTC |
ASHKEN IAN G HDirector
|
OtherCommon Stock, par value $0.01 per share | 11,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:33 UTC |
ASHKEN IAN G HDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 11,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 17:35 UTC |
Connolly John P.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 17,900 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-17-000062 · wf-form4_149099612907631.xml · derivative · entry 3 Connolly John P. · CIK 0001532392 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,966 Underlying: Common Stock · 17,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock. F1 · shares: This transaction represents the settlement of 17,900 restricted stock units ("RSUs") previously reported on 09/13/2016 which vested on 03/31/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F3 · price: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 17:35 UTC |
Connolly John P.Chief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 6,618 | $13.02 | $86,166.36 |
DisclosureSEC source: 0001590714-17-000062 · wf-form4_149099612907631.xml · nonDerivative · entry 2 Connolly John P. · CIK 0001532392 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,282 F2 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 17:35 UTC |
Connolly John P.Chief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 17,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000062 · wf-form4_149099612907631.xml · nonDerivative · entry 1 Connolly John P. · CIK 0001532392 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of 17,900 restricted stock units ("RSUs") previously reported on 09/13/2016 which vested on 03/31/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:09 UTC |
ONEAL E STANLEYDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 12,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000059 · wf-form4_148978496208358.xml · nonDerivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:09 UTC |
GOSS MICHAEL FDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 12,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000058 · wf-form4_148978492620058.xml · nonDerivative · entry 1 GOSS MICHAEL F · CIK 0001213399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 17:08 UTC |
Connolly John P.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 3,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000057 · wf-form4_148978488461195.xml · derivative · entry 2 Connolly John P. · CIK 0001532392 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 Underlying: Common Stock · 3,799 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 17:08 UTC |
Connolly John P.Chief Financial Officer
|
GrantPerformance Stock Units · Derivative | 7,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000057 · wf-form4_148978488461195.xml · derivative · entry 1 Connolly John P. · CIK 0001532392 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,713 Underlying: Common Stock · 7,713 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from March 16, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 19,283 shares F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from March 16, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 19,283 shares F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from March 16, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 19,283 shares Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC |
Benson ScotPresident - Perf. Solutions
|
GrantStock Option (Right to Buy) · Derivative | 24,794 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 4 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,794 Underlying: Common Stock · 24,794 shares Expires not disclosed F4 · derivative.exercise_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. F4 · derivative.expiration_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC |
Benson ScotPresident - Perf. Solutions
|
GrantRestricted Stock Units · Derivative | 11,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 3 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,279 Underlying: Common Stock · 11,279 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC |
Benson ScotPresident - Perf. Solutions
|
GrantPerformance Stock Units · Derivative | 22,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 2 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,556 Underlying: Common Stock · 22,556 shares Expires not disclosed F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC |
Casanello Diego LopezPresident - Ag Solutions
|
GrantStock Option (Right to Buy) · Derivative | 24,794 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001590714-17-000030 · wf-form4_148789856442039.xml · derivative · entry 3 Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,794 Underlying: Common Stock · 24,794 shares Expires not disclosed F3 · derivative.exercise_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. F3 · derivative.expiration_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC |
Casanello Diego LopezPresident - Ag Solutions
|
GrantRestricted Stock Units · Derivative | 11,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000030 · wf-form4_148789856442039.xml · derivative · entry 2 Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,279 Underlying: Common Stock · 11,279 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC |
Casanello Diego LopezPresident - Ag Solutions
|
GrantPerformance Stock Units · Derivative | 22,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000030 · wf-form4_148789856442039.xml · derivative · entry 1 Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,556 Underlying: Common Stock · 22,556 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.