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Element Solutions Inc

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0001590714
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0 purchase rows · 7 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2018 Filed Feb 22, 2018 01:53 UTC
SACHDEV RAKESHDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 195,131 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000018 · wf-form4_151926438088050.xml · derivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,131

Underlying: Common Stock · 195,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 390,262 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 390,262 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 390,262 shares.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 20:55 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantRestricted Stock Units · Derivative 17,072 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000020 · wf-form4_151926451537754.xml · derivative · entry 2

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,072

Underlying: Common Stock · 17,072 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 20:55 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantPerformance Stock Units · Derivative 34,148 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000020 · wf-form4_151926451537754.xml · derivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,148

Underlying: Common Stock · 34,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 20:56 UTC
Connolly John P.Chief Financial Officer
GrantRestricted Stock Units · Derivative 15,446 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000021 · wf-form4_151926459502477.xml · derivative · entry 2

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,446

Underlying: Common Stock · 15,446 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 20:56 UTC
Connolly John P.Chief Financial Officer
GrantPerformance Stock Units · Derivative 30,896 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000021 · wf-form4_151926459502477.xml · derivative · entry 1

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,896

Underlying: Common Stock · 30,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 61,792 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 61,792 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 61,792 shares.

Read SEC document
February 19, 2018 Filed Feb 22, 2018 01:54 UTC
Gliklich BenjaminEVP - Operations and Strategy
GrantRestricted Stock Units · Derivative 17,072 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000019 · wf-form4_151926444121989.xml · derivative · entry 2

Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,072

Underlying: Common Stock · 17,072 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

Read SEC document
February 19, 2018 Filed Feb 22, 2018 01:54 UTC
Gliklich BenjaminEVP - Operations and Strategy
GrantPerformance Stock Units · Derivative 34,148 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000019 · wf-form4_151926444121989.xml · derivative · entry 1

Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,148

Underlying: Common Stock · 34,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 68,296 shares.

Read SEC document
February 19, 2018 Filed Feb 22, 2018 01:58 UTC
Gibbens MarkVP - Corporate Treasurer
GrantRestricted Stock Units · Derivative 13,008 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000023 · wf-form4_151926472205990.xml · derivative · entry 2

Gibbens Mark · CIK 0001682986 · VP - Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,008

Underlying: Common Stock · 13,008 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

Read SEC document
February 19, 2018 Filed Feb 22, 2018 01:58 UTC
Gibbens MarkVP - Corporate Treasurer
GrantPerformance Stock Units · Derivative 26,017 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000023 · wf-form4_151926472205990.xml · derivative · entry 1

Gibbens Mark · CIK 0001682986 · VP - Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,017

Underlying: Common Stock · 26,017 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 52,034 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 52,034 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 52,034 shares.

Read SEC document
December 19, 2017 Filed Dec 19, 2017 16:40 UTC
Casanello Diego LopezPresident - Ag Solutions
PurchaseCommon Stock, par value $0.01 per share 4,000 $9.91 $39,640.00
Disclosure

SEC source: 0001590714-17-000182 · wf-form4_151371960302159.xml · nonDerivative · entry 1

Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
December 18, 2017 Filed Dec 18, 2017 19:21 UTC PurchaseCommon Stock, par value $0.01 per share 135,533 $9.84 $1,333,644.72
Disclosure

SEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 500,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 19:21 UTC PurchaseCommon Stock, par value $0.01 per share 200,000 $9.60 $1,920,000.00
Disclosure

SEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 364,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 19:21 UTC PurchaseCommon Stock, par value $0.01 per share 164,467 $9.57 $1,573,949.19
Disclosure

SEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 164,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 12:07 UTC
Gliklich BenjaminEVP - Operations and Strategy
PurchaseCommon Stock, par value $0.01 per share 1,000 $9.55 $9,550.00
Disclosure

SEC source: 0001590714-17-000176 · wf-form4_151333961323351.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,255

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:56 UTC SaleSeries A Preferred Stock, par value $0.01 per share · Derivative 409,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000143 · wf-form4_150698856065973.xml · derivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 1,060,000

Underlying: Common Stock · 409,966 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).

F1 · shares: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal.

F5 · derivative.exercise_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).

F5 · derivative.expiration_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:56 UTC SaleCommon Stock, par value $0.01 per share 4,041,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000143 · wf-form4_150698856065973.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 10,449,987

F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal.

F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:56 UTC SaleCommon Stock, par value $0.01 per share 2,437,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000143 · wf-form4_150698856065973.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 2,437,449

F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal.

F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 23:57 UTC SaleCommon Stock, par value $0.01 per share 227,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000144 · wf-form4_150698863871298.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 227,880

F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal.

F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Dec 1, 2017 21:16 UTC Amendment SaleCommon Stock, par value $0.01 per share 227,857 $7.63 $1,738,548.91
Disclosure

SEC source: 0001590714-17-000171 · wf-form4a_151216295855513.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 227,880

F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.

F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Dec 15, 2017 16:15 UTC Amendment SaleSeries A Preferred Stock, par value $0.01 per share · Derivative 409,966 $8.31 $3,406,817.46
Disclosure

SEC source: 0001590714-17-000178 · wf-form4a_151337251299080.xml · derivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 1,060,000

Underlying: Common Stock · 409,966 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).

F1 · shares: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.

F5 · derivative.exercise_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).

F5 · derivative.expiration_date: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Dec 15, 2017 16:15 UTC Amendment SaleCommon Stock, par value $0.01 per share 4,041,650 $7.63 $30,837,789.50
Disclosure

SEC source: 0001590714-17-000178 · wf-form4a_151337251299080.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 10,449,987

F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.

F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Dec 15, 2017 16:15 UTC Amendment SaleCommon Stock, par value $0.01 per share 2,437,205 $7.63 $18,595,874.15
Disclosure

SEC source: 0001590714-17-000178 · wf-form4a_151337251299080.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 2,437,449

F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.

F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below.

F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred (i) all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and (ii) 3,868 units of Mariposa Acquisition, LLC ("Mariposa"), in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP and will continue to serve as the managing member of Mariposa. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP and Mariposa, respectively, to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2017 Filed Aug 31, 2017 16:17 UTC
Benson ScotPresident - Perf. Solutions
ConversionConvertible Shares of Platform Delaware Holdings, Inc. · Derivative 68,533 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000136 · wf-form4_150421065968907.xml · derivative · entry 2

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tartan Holdings, LLC

Disclosed balance after: 0

Underlying: Common Stock · 68,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer.

F1 · kind: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer.

F1 · shares: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer.

F1 · derivative.exercise_date: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer.

F1 · derivative.expiration_date: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer.

F1 · balance_after: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer.

F2 · balance_after: The reporting person holds membership interests in Tartan. Tartan, after giving effect to the conversion described in footnote (1) above, holds 4,496,098 shares of PDH common stock.

F2 · ownership.nature: The reporting person holds membership interests in Tartan. Tartan, after giving effect to the conversion described in footnote (1) above, holds 4,496,098 shares of PDH common stock.

Read SEC document
August 31, 2017 Filed Aug 31, 2017 16:17 UTC
Benson ScotPresident - Perf. Solutions
ConversionCommon Stock 68,533 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000136 · wf-form4_150421065968907.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:16 UTC PurchaseCommon Stock, par value $0.01 per share 45,000 $10.98 $494,100.00
Disclosure

SEC source: 0001590714-17-000135 · wf-form4_150421058295415.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,325

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.79 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer.

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August 25, 2017 Filed Aug 29, 2017 16:20 UTC
TOLBERT JOHN DAVIDChief Human Resources Officer
PurchaseCommon Stock, par value $0.01 per share 2,000 $11.09 $22,180.00
Disclosure

SEC source: 0001590714-17-000131 · wf-form4_150403799157031.xml · nonDerivative · entry 1

TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.74 to $11.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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August 25, 2017 Filed Aug 29, 2017 16:21 UTC
Casanello Diego LopezPresident - Ag Solutions
PurchaseCommon Stock, par value $0.01 per share 7,000 $11.04 $77,280.00
Disclosure

SEC source: 0001590714-17-000132 · wf-form4_150403804946814.xml · nonDerivative · entry 1

Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
August 25, 2017 Filed Aug 29, 2017 20:17 UTC
SACHDEV RAKESHDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 11,000 $11.06 $121,660.00
Disclosure

SEC source: 0001590714-17-000128 · wf-form4_150403780658581.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

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August 25, 2017 Filed Aug 29, 2017 20:18 UTC
Gliklich BenjaminEVP - Operations and Strategy
PurchaseCommon Stock, par value $0.01 per share 2,000 $11.11 $22,220.00
Disclosure

SEC source: 0001590714-17-000130 · wf-form4_150403792492350.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · EVP - Operations and Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

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August 25, 2017 Filed Aug 29, 2017 16:17 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 2,500 $10.77 $26,925.00
Disclosure

SEC source: 0001590714-17-000129 · wf-form4_150403785574666.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

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June 05, 2017 Filed Jun 7, 2017 22:41 UTC GrantRestricted Stock Units · Derivative 7,861 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000098 · wf-form4_149687525308291.xml · derivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Underlying: Common Stock · 7,861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Ashken continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Ashken continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 05, 2017 Filed Jun 7, 2017 22:42 UTC GrantRestricted Stock Units · Derivative 7,861 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000100 · wf-form4_149687533956989.xml · derivative · entry 3

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Underlying: Common Stock · 7,861 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. O'Neal continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. O'Neal continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 05, 2017 Filed Jun 7, 2017 22:41 UTC GrantRestricted Stock Units · Derivative 7,861 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000099 · wf-form4_149687529462543.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Underlying: Common Stock · 7,861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Goss continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Goss continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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April 04, 2017 Filed Apr 4, 2017 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 11,325 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · derivative · entry 6

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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April 04, 2017 Filed Apr 4, 2017 20:33 UTC OtherCommon Stock, par value $0.01 per share 11,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,325

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer.

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April 04, 2017 Filed Apr 4, 2017 20:33 UTC OtherCommon Stock, par value $0.01 per share 11,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 04, 2017 Filed Apr 4, 2017 20:33 UTC Exercise / conversionCommon Stock, par value $0.01 per share 11,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2017 Filed Mar 31, 2017 17:35 UTC
Connolly John P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 17,900 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-17-000062 · wf-form4_149099612907631.xml · derivative · entry 3

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,966

Underlying: Common Stock · 17,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock.

F1 · shares: This transaction represents the settlement of 17,900 restricted stock units ("RSUs") previously reported on 09/13/2016 which vested on 03/31/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · price: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: This RSU grant was previously reported on 09/13/2016. The remaining 5,966 RSUs will vest on 03/31/2018, subject to continuous service. Each RSU represent a contingent right to receive one share of the Issuer's common stock.

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March 31, 2017 Filed Mar 31, 2017 17:35 UTC
Connolly John P.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.01 per share 6,618 $13.02 $86,166.36
Disclosure

SEC source: 0001590714-17-000062 · wf-form4_149099612907631.xml · nonDerivative · entry 2

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,282

F2 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above.

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March 31, 2017 Filed Mar 31, 2017 17:35 UTC
Connolly John P.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.01 per share 17,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000062 · wf-form4_149099612907631.xml · nonDerivative · entry 1

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of 17,900 restricted stock units ("RSUs") previously reported on 09/13/2016 which vested on 03/31/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 17, 2017 Filed Mar 17, 2017 21:09 UTC Exercise / conversionCommon Stock, par value $0.01 per share 12,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000059 · wf-form4_148978496208358.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579.

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March 17, 2017 Filed Mar 17, 2017 21:09 UTC Exercise / conversionCommon Stock, par value $0.01 per share 12,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000058 · wf-form4_148978492620058.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 17:08 UTC
Connolly John P.Chief Financial Officer
GrantRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000057 · wf-form4_148978488461195.xml · derivative · entry 2

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,799

Underlying: Common Stock · 3,799 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

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March 16, 2017 Filed Mar 17, 2017 17:08 UTC
Connolly John P.Chief Financial Officer
GrantPerformance Stock Units · Derivative 7,713 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000057 · wf-form4_148978488461195.xml · derivative · entry 1

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,713

Underlying: Common Stock · 7,713 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from March 16, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 19,283 shares

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from March 16, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 19,283 shares

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from March 16, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 19,283 shares

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February 21, 2017 Filed Feb 23, 2017 20:09 UTC
Benson ScotPresident - Perf. Solutions
GrantStock Option (Right to Buy) · Derivative 24,794 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 4

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,794

Underlying: Common Stock · 24,794 shares

Expires not disclosed

F4 · derivative.exercise_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date.

F4 · derivative.expiration_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date.

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February 21, 2017 Filed Feb 23, 2017 20:09 UTC
Benson ScotPresident - Perf. Solutions
GrantRestricted Stock Units · Derivative 11,279 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 3

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,279

Underlying: Common Stock · 11,279 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 20:09 UTC
Benson ScotPresident - Perf. Solutions
GrantPerformance Stock Units · Derivative 22,556 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 2

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,556

Underlying: Common Stock · 22,556 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares.

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February 21, 2017 Filed Feb 23, 2017 20:09 UTC
Casanello Diego LopezPresident - Ag Solutions
GrantStock Option (Right to Buy) · Derivative 24,794 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001590714-17-000030 · wf-form4_148789856442039.xml · derivative · entry 3

Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,794

Underlying: Common Stock · 24,794 shares

Expires not disclosed

F3 · derivative.exercise_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date.

F3 · derivative.expiration_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 20:09 UTC
Casanello Diego LopezPresident - Ag Solutions
GrantRestricted Stock Units · Derivative 11,279 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000030 · wf-form4_148789856442039.xml · derivative · entry 2

Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,279

Underlying: Common Stock · 11,279 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 20:09 UTC
Casanello Diego LopezPresident - Ag Solutions
GrantPerformance Stock Units · Derivative 22,556 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000030 · wf-form4_148789856442039.xml · derivative · entry 1

Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,556

Underlying: Common Stock · 22,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.