Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Element Solutions IncESI · Entity 3625 | Chief Human Resources Officer | February 19, 2019 | February 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Element Solutions Inc
Report date February 19, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 19,747 |
Ending reported balance
After 2019-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-19 · Exercise / conversion · Acquired 2,439 · Balance 20,439 F1: This transaction represents the settlement of 2,439 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Row 2 · 2019-02-20 · Tax withholding · Disposed 692 · Balance 19,747 F2: This number represents shares of the Issuer's common withheld to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,878 |
Reported balance
After 2019-02-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-19 · Exercise / conversion · Disposed 2,439 · Balance 4,878 F3: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the settlement of 2,439 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.
F2: This number represents shares of the Issuer's common withheld to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above.
F3: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 21, 2019 19:10 UTC | Element Solutions Inc ESI · Entity 3625 | Tax withholdingCommon Stock, par value $0.01 per share | 692 | $11.34 | $7,847.28 |
DisclosureSEC source: 0001590714-19-000030 · wf-form4_155079420529042.xml · nonDerivative · entry 2 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,747 F2 · shares: This number represents shares of the Issuer's common withheld to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:10 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 2,439 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-19-000030 · wf-form4_155079420529042.xml · derivative · entry 3 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,878 Underlying: Common Stock · 2,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:10 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 2,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-19-000030 · wf-form4_155079420529042.xml · nonDerivative · entry 1 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of 2,439 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 16:17 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 16,000 | $12.13 | $194,080.00 |
DisclosureSEC source: 0001590714-18-000084 · wf-form4_153375946139137.xml · nonDerivative · entry 1 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.07 to $12.175, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:57 UTC | Element Solutions Inc PAH · Entity 3625 | GrantRestricted Stock Units · Derivative | 7,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000022 · wf-form4_151926465617336.xml · derivative · entry 2 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,317 Underlying: Common Stock · 7,317 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:57 UTC | Element Solutions Inc PAH · Entity 3625 | GrantPerformance Stock Units · Derivative | 14,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000022 · wf-form4_151926465617336.xml · derivative · entry 1 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,635 Underlying: Common Stock · 14,635 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 29,270 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 29,270 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 29,270 shares. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 16:20 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $11.09 | $22,180.00 |
DisclosureSEC source: 0001590714-17-000131 · wf-form4_150403799157031.xml · nonDerivative · entry 1 TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.74 to $11.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.