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Element Solutions Inc

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3625
SEC CIK
0001590714
Parsed reports
275

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2018 Filed Nov 14, 2018 16:51 UTC PurchaseCommon Stock, par value $0.01 per share 45,000 $10.76 $484,200.00
Disclosure

SEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,843,750

F3 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.65 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 13, 2018 Filed Nov 14, 2018 21:52 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $10.76 $107,600.00
Disclosure

SEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 485,380

F3 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.65 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 12, 2018 Filed Nov 14, 2018 16:51 UTC PurchaseCommon Stock, par value $0.01 per share 81,000 $10.75 $870,750.00
Disclosure

SEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,798,750

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.63 to $10.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 12, 2018 Filed Nov 14, 2018 21:52 UTC PurchaseCommon Stock, par value $0.01 per share 18,000 $10.75 $193,500.00
Disclosure

SEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 475,380

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.63 to $10.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 12, 2018 Filed Nov 14, 2018 16:54 UTC
Benson ScotPresident - Perf. Solutions
Exercise / conversionStock Option (Right to Buy) · Derivative 20,425 $7.95 Strike: $7.95 $162,378.75
Disclosure

SEC source: 0001590714-18-000123 · wf-form4_154223245238810.xml · derivative · entry 3

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,212

Underlying: Common Stock, par value $0.01 per share · 20,425 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These options vested and became exercisable in annual 1/3 increments on March 16 of each year following the grant date of March 16, 2016. 1/3 of the option grant remains outstanding.

F2 · derivative.exercise_date: These options vested and became exercisable in annual 1/3 increments on March 16 of each year following the grant date of March 16, 2016. 1/3 of the option grant remains outstanding.

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November 12, 2018 Filed Nov 14, 2018 16:54 UTC
Benson ScotPresident - Perf. Solutions
Tax withholdingCommon Stock, par value $0.01 per share 16,071 $11.03 $177,263.13
Disclosure

SEC source: 0001590714-18-000123 · wf-form4_154223245238810.xml · nonDerivative · entry 2

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,810

F1 · shares: Represents a net exercise of outstanding stock options. The reporting person received 4,354 shares of the Issuer's common stock on net exercise to purchase 20,425 shares. 16,071 shares were delivered to cover payment of the exercise price and tax withholdings.

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November 12, 2018 Filed Nov 14, 2018 16:54 UTC
Benson ScotPresident - Perf. Solutions
Exercise / conversionCommon Stock, par value $0.01 per share 20,425 $7.95 $162,378.75
Disclosure

SEC source: 0001590714-18-000123 · wf-form4_154223245238810.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 12, 2018 Filed Nov 14, 2018 16:53 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 25,000 $10.75 $268,750.00
Disclosure

SEC source: 0001590714-18-000122 · wf-form4_154223240172855.xml · nonDerivative · entry 3

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,333

Read SEC document
November 12, 2018 Filed Nov 14, 2018 16:53 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 20,000 $10.90 $218,000.00
Disclosure

SEC source: 0001590714-18-000122 · wf-form4_154223240172855.xml · nonDerivative · entry 2

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,333

Read SEC document
November 12, 2018 Filed Nov 14, 2018 16:53 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 20,000 $10.95 $219,000.00
Disclosure

SEC source: 0001590714-18-000122 · wf-form4_154223240172855.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,333

Read SEC document
November 09, 2018 Filed Nov 14, 2018 16:51 UTC PurchaseCommon Stock, par value $0.01 per share 33,750 $10.99 $370,912.50
Disclosure

SEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,717,750

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 09, 2018 Filed Nov 14, 2018 21:52 UTC PurchaseCommon Stock, par value $0.01 per share 7,500 $10.99 $82,425.00
Disclosure

SEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 457,380

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 06, 2018 Filed Nov 7, 2018 17:57 UTC PurchaseCommon Stock, par value $0.01 per share 481,500 $10.98 $5,286,870.00
Disclosure

SEC source: 0001590714-18-000113 · wf-form4_154163144207455.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,684,000

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.84 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 06, 2018 Filed Nov 7, 2018 22:58 UTC PurchaseCommon Stock, par value $0.01 per share 107,000 $10.98 $1,174,860.00
Disclosure

SEC source: 0001590714-18-000114 · wf-form4_154163150463066.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 449,880

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.84 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 17:57 UTC PurchaseCommon Stock, par value $0.01 per share 67,500 $10.92 $737,100.00
Disclosure

SEC source: 0001590714-18-000113 · wf-form4_154163144207455.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,202,500

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.78 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 05, 2018 Filed Nov 7, 2018 22:58 UTC PurchaseCommon Stock, par value $0.01 per share 15,000 $10.92 $163,800.00
Disclosure

SEC source: 0001590714-18-000114 · wf-form4_154163150463066.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 342,880

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.78 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 05, 2018 Filed Nov 7, 2018 17:59 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 23,000 $10.90 $250,700.00
Disclosure

SEC source: 0001590714-18-000115 · wf-form4_154163155479004.xml · nonDerivative · entry 2

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,333

Read SEC document
November 05, 2018 Filed Nov 7, 2018 17:59 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 23,000 $10.95 $251,850.00
Disclosure

SEC source: 0001590714-18-000115 · wf-form4_154163155479004.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,333

Read SEC document
August 23, 2018 Filed Aug 24, 2018 16:05 UTC
Benson ScotPresident - Perf. Solutions
PurchaseCommon Stock, par value $0.01 per share 6,000 $12.56 $75,360.00
Disclosure

SEC source: 0001590714-18-000102 · wf-form4_153514110040278.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,456

Read SEC document
August 15, 2018 Filed Aug 15, 2018 17:47 UTC PurchaseCommon Stock, par value $0.01 per share 190,000 $11.99 $2,278,100.00
Disclosure

SEC source: 0001590714-18-000096 · wf-form4_153436964874729.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,135,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.94 to $12.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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August 15, 2018 Filed Aug 15, 2018 21:49 UTC PurchaseCommon Stock, par value $0.01 per share 40,000 $11.99 $479,600.00
Disclosure

SEC source: 0001590714-18-000097 · wf-form4_153436977758237.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 327,880

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.94 to $12.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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August 15, 2018 Filed Aug 16, 2018 16:23 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 20,833 $12.05 $251,037.65
Disclosure

SEC source: 0001590714-18-000098 · wf-form4_153445100944565.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Read SEC document
August 13, 2018 Filed Aug 15, 2018 17:47 UTC PurchaseCommon Stock, par value $0.01 per share 70,000 $12.08 $845,600.00
Disclosure

SEC source: 0001590714-18-000096 · wf-form4_153436964874729.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 945,000

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:49 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $12.08 $120,800.00
Disclosure

SEC source: 0001590714-18-000097 · wf-form4_153436977758237.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 287,880

Read SEC document
August 07, 2018 Filed Aug 9, 2018 16:25 UTC PurchaseCommon Stock, par value $0.01 per share 375,000 $12.25 $4,593,750.00
Disclosure

SEC source: 0001590714-18-000089 · wf-form4_153384633676270.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 875,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.20 to $12.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:26 UTC PurchaseCommon Stock, par value $0.01 per share 50,000 $12.25 $612,500.00
Disclosure

SEC source: 0001590714-18-000090 · wf-form4_153384639891905.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 277,880

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.20 to $12.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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August 06, 2018 Filed Aug 8, 2018 16:17 UTC
TOLBERT JOHN DAVIDChief Human Resources Officer
PurchaseCommon Stock, par value $0.01 per share 16,000 $12.13 $194,080.00
Disclosure

SEC source: 0001590714-18-000084 · wf-form4_153375946139137.xml · nonDerivative · entry 1

TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.07 to $12.175, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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August 06, 2018 Filed Aug 7, 2018 20:39 UTC
PSCM GP, LLCDirector · 10% owner
ACKMAN WILLIAM ADirector · 10% owner
PurchaseCommon Stock, par value $0.01 per share 9,968,304 $12.10 $120,616,478.40
Disclosure

SEC source: 0000899243-18-021562 · doc4.xml · nonDerivative · entry 2

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director · 10% owner

PS Management GP, LLC · CIK 0001336477 · Director · 10% owner

ACKMAN WILLIAM A · CIK 0001056513 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 40,451,506

F4 · kind: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · price: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · acquired: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · balance_after: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F5 · ownership.nature: Ryan Israel, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:39 UTC
PSCM GP, LLCDirector · 10% owner
ACKMAN WILLIAM ADirector · 10% owner
SaleCommon Stock, par value $0.01 per share 9,968,304 $12.10 $120,616,478.40
Disclosure

SEC source: 0000899243-18-021562 · doc4.xml · nonDerivative · entry 1

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director · 10% owner

PS Management GP, LLC · CIK 0001336477 · Director · 10% owner

ACKMAN WILLIAM A · CIK 0001056513 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 40,451,506

F4 · kind: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · price: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · acquired: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · balance_after: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F5 · ownership.nature: Ryan Israel, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.

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June 25, 2018 Filed Jun 27, 2018 20:19 UTC GrantRestricted Stock Units · Derivative 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000071 · wf-form4_153013075811661.xml · derivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Underlying: Common Stock · 8,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 25, 2018 Filed Jun 27, 2018 20:21 UTC GrantRestricted Stock Units · Derivative 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000073 · wf-form4_153013088036726.xml · derivative · entry 3

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Underlying: Common Stock · 8,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 25, 2018 Filed Jun 27, 2018 20:20 UTC GrantRestricted Stock Units · Derivative 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000072 · wf-form4_153013081869351.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Underlying: Common Stock · 8,741 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 05, 2018 Filed Jun 5, 2018 21:04 UTC Exercise / conversionRestricted Stock Units · Derivative 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · derivative · entry 6

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 05, 2018 Filed Jun 5, 2018 21:04 UTC OtherCommon Stock, par value $0.01 per share 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,861

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer.

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June 05, 2018 Filed Jun 5, 2018 21:04 UTC OtherCommon Stock, par value $0.01 per share 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 21:04 UTC Exercise / conversionCommon Stock, par value $0.01 per share 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000064 · wf-form4_152823278745073.xml · derivative · entry 3

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 05, 2018 Filed Jun 5, 2018 21:06 UTC Exercise / conversionCommon Stock, par value $0.01 per share 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000064 · wf-form4_152823278745073.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: 88,792 of the Issuer's common stock previously reported as indirectly owned by the Reporting Person's GRAT are now directly owned by the Reporting Person as of 09/25/2017.

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June 05, 2018 Filed Jun 5, 2018 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000063 · wf-form4_152823269394358.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 05, 2018 Filed Jun 5, 2018 21:05 UTC Exercise / conversionCommon Stock, par value $0.01 per share 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000063 · wf-form4_152823269394358.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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April 02, 2018 Filed Apr 2, 2018 17:25 UTC
Connolly John P.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,111 $9.31 $19,653.41
Disclosure

SEC source: 0001590714-18-000039 · wf-form4_152270426617227.xml · nonDerivative · entry 2

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,137

F2 · price: Represents shares of the Issuer's common stock sold solely to satisfy tax withholding obligations of the reporting person due upon the vesting of the RSUs described in footnote (1) above.

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March 31, 2018 Filed Apr 2, 2018 17:25 UTC
Connolly John P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000039 · wf-form4_152270426617227.xml · derivative · entry 3

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The original grant received by the reporting person was 23,866 RSUs, as previously reported on 09/13/2016, of which 17,900 vested on 03/31/2017, as previously reported on 03/31/2017. This transaction relates to the vesting of the remaining 5,966 RSUs. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · shares: This transaction represents the settlement of 5,966 restricted stock units ("RSUs") which vested on 03/31/2018, with a transaction date of 04/02/2018, the first business day following the vesting date. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · price: The original grant received by the reporting person was 23,866 RSUs, as previously reported on 09/13/2016, of which 17,900 vested on 03/31/2017, as previously reported on 03/31/2017. This transaction relates to the vesting of the remaining 5,966 RSUs. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The original grant received by the reporting person was 23,866 RSUs, as previously reported on 09/13/2016, of which 17,900 vested on 03/31/2017, as previously reported on 03/31/2017. This transaction relates to the vesting of the remaining 5,966 RSUs. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: The original grant received by the reporting person was 23,866 RSUs, as previously reported on 09/13/2016, of which 17,900 vested on 03/31/2017, as previously reported on 03/31/2017. This transaction relates to the vesting of the remaining 5,966 RSUs. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2018 Filed Apr 2, 2018 17:25 UTC
Connolly John P.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.01 per share 5,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000039 · wf-form4_152270426617227.xml · nonDerivative · entry 1

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of 5,966 restricted stock units ("RSUs") which vested on 03/31/2018, with a transaction date of 04/02/2018, the first business day following the vesting date. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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February 19, 2018 Filed Feb 21, 2018 20:57 UTC
TOLBERT JOHN DAVIDChief Human Resources Officer
GrantRestricted Stock Units · Derivative 7,317 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000022 · wf-form4_151926465617336.xml · derivative · entry 2

TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Underlying: Common Stock · 7,317 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

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February 19, 2018 Filed Feb 21, 2018 20:57 UTC
TOLBERT JOHN DAVIDChief Human Resources Officer
GrantPerformance Stock Units · Derivative 14,635 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000022 · wf-form4_151926465617336.xml · derivative · entry 1

TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,635

Underlying: Common Stock · 14,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 29,270 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 29,270 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 29,270 shares.

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February 19, 2018 Filed Feb 21, 2018 21:00 UTC
Benson ScotPresident - Perf. Solutions
GrantRestricted Stock Units · Derivative 21,950 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000024 · wf-form4_151926478737671.xml · derivative · entry 2

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950

Underlying: Common Stock · 21,950 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

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February 19, 2018 Filed Feb 21, 2018 21:00 UTC
Benson ScotPresident - Perf. Solutions
GrantPerformance Stock Units · Derivative 43,904 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000024 · wf-form4_151926478737671.xml · derivative · entry 1

Benson Scot · CIK 0001668767 · President - Perf. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,904

Underlying: Common Stock · 43,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 21:01 UTC
Casanello Diego LopezPresident - Ag Solutions
GrantRestricted Stock Units · Derivative 21,950 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000025 · wf-form4_151926484984891.xml · derivative · entry 2

Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950

Underlying: Common Stock · 21,950 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 21:01 UTC
Casanello Diego LopezPresident - Ag Solutions
GrantPerformance Stock Units · Derivative 43,904 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000025 · wf-form4_151926484984891.xml · derivative · entry 1

Casanello Diego Lopez · CIK 0001668034 · President - Ag Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,904

Underlying: Common Stock · 43,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares.

Read SEC document
February 19, 2018 Filed Feb 22, 2018 01:53 UTC
SACHDEV RAKESHDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 97,552 $0.00 $0.00
Disclosure

SEC source: 0001590714-18-000018 · wf-form4_151926438088050.xml · derivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,552

Underlying: Common Stock · 97,552 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.