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Nasdaq · USD

ERII

Energy Recovery, Inc.

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Tapewire entity
5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionCommon Stock 17,240 $2.92 $50,340.80
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 9

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment SaleCommon Stock 5,902 $8.09 $47,727.11
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 8

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionCommon Stock 5,902 $2.61 $15,404.22
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 7

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 33,522 $8.09 Strike: $2.92 $271,079.01
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 16

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,494

Underlying: Common Stock · 33,522 shares

Expires 2025-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This employee stock option was granted on June 23, 2015. All of the shares are fully vested and exercisable

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 5,902 $8.09 Strike: $2.61 $47,727.11
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 15

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,016

Underlying: Common Stock · 5,902 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment SaleCommon Stock 33,522 $8.09 $271,079.01
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 10

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionCommon Stock 33,522 $2.92 $97,884.24
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 9

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment SaleCommon Stock 5,902 $8.09 $47,727.11
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 8

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionCommon Stock 5,902 $2.61 $15,404.22
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 7

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 33,140 $8.03 Strike: $2.61 $266,044.61
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 14

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,918

Underlying: Common Stock · 33,140 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 6,284 $8.03 Strike: $2.49 $50,447.32
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 13

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,058

Underlying: Common Stock · 6,284 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment SaleCommon Stock 33,140 $8.03 $266,044.61
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 6

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionCommon Stock 33,140 $2.61 $86,495.40
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 5

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment SaleCommon Stock 6,284 $8.03 $50,447.32
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 4

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionCommon Stock 6,284 $2.49 $15,647.16
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 3

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 33,140 $8.03 Strike: $2.61 $266,044.61
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 14

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,918

Underlying: Common Stock · 33,140 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 6,284 $8.03 Strike: $2.49 $50,447.32
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 13

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,058

Underlying: Common Stock · 6,284 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment SaleCommon Stock 33,140 $8.03 $266,044.61
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 6

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionCommon Stock 33,140 $2.61 $86,495.40
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 5

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment SaleCommon Stock 6,284 $8.03 $50,447.32
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 4

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionCommon Stock 6,284 $2.49 $15,647.16
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 3

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 39,424 $8.24 Strike: $2.49 $324,759.14
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 12

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,342

Underlying: Common Stock · 39,424 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 11

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,766

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment SaleCommon Stock 39,424 $8.24 $324,759.14
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionCommon Stock 39,424 $2.49 $98,165.76
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 39,424 $8.24 Strike: $2.49 $324,759.14
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 12

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,342

Underlying: Common Stock · 39,424 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 11

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,766

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment SaleCommon Stock 39,424 $8.24 $324,759.14
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment Exercise / conversionCommon Stock 39,424 $2.49 $98,165.76
Disclosure

SEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 17:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 39,424 $8.24 Strike: $2.49 $324,853.76
Disclosure

SEC source: 0001421517-18-000117 · wf-form4_152935806859407.xml · derivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,342

Underlying: Common Stock · 39,424 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Shares will fully vest on the first anniversary of the vesting commencement date of June 5, 2012.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 17:41 UTC GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000117 · wf-form4_152935806859407.xml · derivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,766

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:32 UTC GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000112 · wf-form4_152935753997991.xml · derivative · entry 3

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,766

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 18:06 UTC Amendment GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000121 · wf-form4a_152935958516150.xml · derivative · entry 2

Lorentzen Ole Peter · CIK 0001429459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,773

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 17:40 UTC GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000116 · wf-form4_152935799846530.xml · derivative · entry 2

Lorentzen Ole Peter · CIK 0001429459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,773

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 23:43 UTC Amendment GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000123 · wf-form4a_152936536610672.xml · derivative · entry 2

MAO ROBERT YU LANG · CIK 0001232218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,766

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 22:02 UTC Amendment
Foda SherifDirector
GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000120 · wf-form4a_152935931098288.xml · derivative · entry 1

Foda Sherif · CIK 0001580690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,963

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:58 UTC Amendment
FJELL OLAVDirector
GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000119 · wf-form4a_152935908473024.xml · derivative · entry 2

FJELL OLAV · CIK 0001646431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,324

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:53 UTC GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000118 · wf-form4_152935876759578.xml · derivative · entry 2

BUEHLER ALEXANDER J · CIK 0001397838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,773

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:39 UTC
Foda SherifDirector
GrantStock Option (Right to Buy) · Derivative 15,789 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000115 · wf-form4_152935792140163.xml · derivative · entry 1

Foda Sherif · CIK 0001580690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,963

Underlying: Common Stock · 15,789 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:36 UTC GrantStock Option (Right to Buy) · Derivative 15,879 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000114 · wf-form4_152935779894453.xml · derivative · entry 2

MAO ROBERT YU LANG · CIK 0001232218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,766

Underlying: Common Stock · 15,879 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:35 UTC
FJELL OLAVDirector
GrantStock Option (Right to Buy) · Derivative 15,789 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001421517-18-000113 · wf-form4_152935771444565.xml · derivative · entry 2

FJELL OLAV · CIK 0001646431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,324

Underlying: Common Stock · 15,789 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.

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May 04, 2018 Filed May 8, 2018 21:02 UTC
Gannon Chris MChief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 21,022 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001421517-18-000099 · wf-form4_152581335791267.xml · derivative · entry 2

Gannon Chris M · CIK 0001645284 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,022

Underlying: Common Stock · 21,022 shares

Expires 2028-05-04

F3 · derivative.exercise_date: This employee stock option was granted on May 4, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.

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May 04, 2018 Filed May 8, 2018 21:02 UTC
Gannon Chris MChief Executive Officer
Tax withholdingCommon Stock 455 $7.78 $3,539.90
Disclosure

SEC source: 0001421517-18-000099 · wf-form4_152581335791267.xml · nonDerivative · entry 1

Gannon Chris M · CIK 0001645284 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,486

F1 · shares: Represents RSU vestings from February 1, 2018 through May 4, 2018.

F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

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March 21, 2018 Filed Mar 23, 2018 19:55 UTC
Siebert EricVP, Corporate Strategy
GrantCommon Stock 11,572 $0.00 $0.00
Disclosure

SEC source: 0001421517-18-000061 · wf-form4_152184927811068.xml · nonDerivative · entry 2

Siebert Eric · CIK 0001668414 · VP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,734

F4 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.

F5 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019.

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March 21, 2018 Filed Mar 23, 2018 19:55 UTC
Siebert EricVP, Corporate Strategy
Tax withholdingCommon Stock 308 $7.55 $2,325.40
Disclosure

SEC source: 0001421517-18-000061 · wf-form4_152184927811068.xml · nonDerivative · entry 1

Siebert Eric · CIK 0001668414 · VP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,162

F1 · date: Represents RSU vestings from February 1, 2018 through March 21, 2018.

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F3 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

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March 21, 2018 Filed Mar 23, 2018 23:55 UTC
Yeung WilliamGeneral Counsel
GrantCommon Stock 11,572 $0.00 $0.00
Disclosure

SEC source: 0001421517-18-000062 · wf-form4_152184931286487.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,982

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.

F2 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019.

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March 21, 2018 Filed Mar 23, 2018 23:54 UTC
Ghasripoor FarshadChief Technology Officer
GrantCommon Stock 11,572 $0.00 $0.00
Disclosure

SEC source: 0001421517-18-000060 · wf-form4_152184926198468.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,824

F4 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.

F5 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019.

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March 21, 2018 Filed Mar 23, 2018 23:54 UTC
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 247 $7.55 $1,864.85
Disclosure

SEC source: 0001421517-18-000060 · wf-form4_152184926198468.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,252

F1 · date: Represents RSU vestings from February 1, 2018 through March 21, 2018.

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F3 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

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March 21, 2018 Filed Mar 23, 2018 23:54 UTC
Bensalah NocairVP of Manufacturing
GrantCommon Stock 11,572 $0.00 $0.00
Disclosure

SEC source: 0001421517-18-000059 · wf-form4_152184922835786.xml · nonDerivative · entry 2

Bensalah Nocair · CIK 0001544254 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,596

F4 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.

F5 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019.

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March 21, 2018 Filed Mar 23, 2018 23:54 UTC
Bensalah NocairVP of Manufacturing
Tax withholdingCommon Stock 308 $7.55 $2,325.40
Disclosure

SEC source: 0001421517-18-000059 · wf-form4_152184922835786.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,024

F1 · date: Represents RSU vestings from February 1, 2018 through March 21, 2018.

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F3 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.