Tapewire

Nasdaq · USD

ERII

Energy Recovery, Inc.

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Tapewire entity
5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2019 Filed Feb 5, 2019 19:32 UTC
Ballard JoshuaChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 35,737 $7.60 Strike: $7.60 $271,601.20
Disclosure

SEC source: 0001421517-19-000019 · wf-form4_154941311060746.xml · derivative · entry 2

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,737

Underlying: Common Stock · 35,737 shares

Expires 2029-01-31

F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares fully vest on the first anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 19:32 UTC
Ballard JoshuaChief Financial Officer
GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001421517-19-000019 · wf-form4_154941311060746.xml · nonDerivative · entry 1

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,081

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one(1) share of common stock

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 19:31 UTC
Siebert EricVP, Oil and Gas
GrantEmployee Stock Option (Right to Buy) · Derivative 35,737 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · derivative · entry 5

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,737

Underlying: Common Stock · 35,737 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares fully vest on the first anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 19:31 UTC
Siebert EricVP, Oil and Gas
GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 1

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,115

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one(1) share of common stock.

F2 · security: This restricted stock unit award was granted January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 19:32 UTC
Smith EmilyVP, Corporate Development
GrantEmployee Stock Option (Right to Buy) · Derivative 30,239 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · derivative · entry 5

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,239

Underlying: Common Stock · 30,239 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 19:32 UTC
Smith EmilyVP, Corporate Development
GrantCommon Stock 18,092 $7.60 $137,499.20
Disclosure

SEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 1

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,559

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:35 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 35,737 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · derivative · entry 5

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,737

Underlying: Common Stock · 35,737 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:35 UTC GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,114

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:34 UTC
Ghasripoor FarshadChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 35,737 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · derivative · entry 5

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,737

Underlying: Common Stock · 35,737 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:34 UTC
Ghasripoor FarshadChief Technology Officer
GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,205

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:33 UTC
Yeung WilliamGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 30,239 $7.60 Strike: $7.60 $229,816.40
Disclosure

SEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · derivative · entry 5

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,239

Underlying: Common Stock · 30,239 shares

Expires 2029-01-31

F5 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:33 UTC
Yeung WilliamGeneral Counsel
GrantCommon Stock 18,092 $7.60 $137,499.20
Disclosure

SEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,074

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one(1) share of common stock

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:33 UTC
Bensalah NocairVP of Operations
GrantEmployee Stock Option (Right to Buy) · Derivative 24,741 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · derivative · entry 5

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,741

Underlying: Common Stock · 24,741 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting commencement date, thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Feb 6, 2019 00:33 UTC
Bensalah NocairVP of Operations
GrantCommon Stock 14,802 $7.60 $112,495.20
Disclosure

SEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,544

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 17:11 UTC Amendment
Ballard JoshuaChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 35,800 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-19-005190 · rdgdoc.xml · derivative · entry 2

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,800

Underlying: Common Stock · 35,800 shares

Expires 2029-01-31

F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 17:11 UTC Amendment
Ballard JoshuaChief Financial Officer
GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001437749-19-005190 · rdgdoc.xml · nonDerivative · entry 1

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,081

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 17:13 UTC Amendment
Siebert EricVP, Oil and Gas
GrantEmployee Stock Option (Right to Buy) · Derivative 35,800 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-19-005194 · rdgdoc.xml · derivative · entry 5

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,800

Underlying: Common Stock · 35,800 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 17:13 UTC Amendment
Siebert EricVP, Oil and Gas
GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 1

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,115

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment GrantEmployee Stock Option (Right to Buy) · Derivative 35,800 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-19-005192 · rdgdoc.xml · derivative · entry 5

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,800

Underlying: Common Stock · 35,800 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,114

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 17:14 UTC Amendment
Smith EmilyVP, Corporate Development
GrantEmployee Stock Option (Right to Buy) · Derivative 30,293 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-19-005195 · rdgdoc.xml · derivative · entry 5

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,293

Underlying: Common Stock · 30,293 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 17:14 UTC Amendment
Smith EmilyVP, Corporate Development
GrantCommon Stock 18,092 $7.60 $137,499.20
Disclosure

SEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 1

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,559

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:15 UTC Amendment
Yeung WilliamGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 30,293 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-19-005196 · rdgdoc.xml · derivative · entry 5

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,293

Underlying: Common Stock · 30,293 shares

Expires 2029-01-31

F5 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:15 UTC Amendment
Yeung WilliamGeneral Counsel
GrantCommon Stock 18,092 $7.60 $137,499.20
Disclosure

SEC source: 0001437749-19-005196 · rdgdoc.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,074

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:13 UTC Amendment
Ghasripoor FarshadVP, Chief Technology Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 35,800 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-19-005193 · rdgdoc.xml · derivative · entry 5

Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,800

Underlying: Common Stock · 35,800 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:13 UTC Amendment
Ghasripoor FarshadVP, Chief Technology Officer
GrantCommon Stock 21,381 $7.60 $162,495.60
Disclosure

SEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,205

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment
Bensalah NocairVP Operations
GrantEmployee Stock Option (Right to Buy) · Derivative 24,785 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-19-005191 · rdgdoc.xml · derivative · entry 5

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,785

Underlying: Common Stock · 24,785 shares

Expires 2029-01-31

F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment
Bensalah NocairVP Operations
GrantCommon Stock 14,802 $7.60 $112,495.20
Disclosure

SEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,544

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.

F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:48 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 27,563 $2.49 Strike: $2.49 $68,631.87
Disclosure

SEC source: 0001421517-18-000151 · wf-form4_154180726925237.xml · derivative · entry 6

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,563 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on August 15, 2012. All of the shares are fully vested and exercisable.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:48 UTC SaleCommon Stock 27,563 $9.15 $252,102.22
Disclosure

SEC source: 0001421517-18-000151 · wf-form4_154180726925237.xml · nonDerivative · entry 4

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,800

F2 · price: The figure is the weighted average sales price of multiple trades ranging from $8.9900 to $9.2200 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:48 UTC Exercise / conversionCommon Stock 27,563 $2.49 $68,631.87
Disclosure

SEC source: 0001421517-18-000151 · wf-form4_154180726925237.xml · nonDerivative · entry 3

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 23:48 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 18,145 $2.49 Strike: $2.49 $45,181.05
Disclosure

SEC source: 0001421517-18-000151 · wf-form4_154180726925237.xml · derivative · entry 5

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,563

Underlying: Common Stock · 18,145 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on August 15, 2012. All of the shares are fully vested and exercisable.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 23:48 UTC SaleCommon Stock 18,145 $9.16 $166,153.77
Disclosure

SEC source: 0001421517-18-000151 · wf-form4_154180726925237.xml · nonDerivative · entry 2

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,800

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $9.0000 to $9.2700 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 23:48 UTC Exercise / conversionCommon Stock 18,145 $2.49 $45,181.05
Disclosure

SEC source: 0001421517-18-000151 · wf-form4_154180726925237.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 884 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · derivative · entry 10

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,212

Underlying: Common Stock · 884 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

F6 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.

Read SEC document
October 03, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
SaleCommon Stock 884 $8.79 $7,770.36
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 7

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,742

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

Read SEC document
October 03, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
Exercise / conversionCommon Stock 884 $2.75 $2,431.00
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 6

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 45,956 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · derivative · entry 9

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,096

Underlying: Common Stock · 45,956 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

F6 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.

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October 02, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
SaleCommon Stock 45,956 $8.79 $403,962.43
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 5

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,742

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

F5 · price: The figure is the weighted average sales price of multiple trades ranging from $8.6800 to $8.8400 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

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October 02, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
Exercise / conversionCommon Stock 45,956 $2.75 $126,379.00
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 4

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

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October 01, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,404 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · derivative · entry 8

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,052

Underlying: Common Stock · 31,404 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

F6 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.

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October 01, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
Tax withholdingCommon Stock 854 $8.74 $7,466.52
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 3

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,742

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e)

F4 · price: This figure is the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

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October 01, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
SaleCommon Stock 31,404 $8.77 $275,425.64
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 2

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,596

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $8.7300 to $8.8600 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

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October 01, 2018 Filed Oct 3, 2018 22:34 UTC
Bensalah NocairVP of Operations
Exercise / conversionCommon Stock 31,404 $2.75 $86,361.00
Disclosure

SEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

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June 19, 2018 Filed Jun 21, 2018 21:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 36,152 $8.12 Strike: $2.92 $293,579.55
Disclosure

SEC source: 0001421517-18-000126 · wf-form4_152963020196079.xml · derivative · entry 3

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,624

Underlying: Common Stock · 36,152 shares

Expires 2025-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This employee stock option was granted on June 23, 2015. All of the shares are fully vested and exercisable.

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June 19, 2018 Filed Jun 21, 2018 21:17 UTC SaleCommon Stock 36,152 $8.12 $293,579.55
Disclosure

SEC source: 0001421517-18-000126 · wf-form4_152963020196079.xml · nonDerivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.210 per share. The reporting person undertakes to provide to the SEC, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

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June 19, 2018 Filed Jun 21, 2018 21:17 UTC Exercise / conversionCommon Stock 36,152 $2.92 $105,563.84
Disclosure

SEC source: 0001421517-18-000126 · wf-form4_152963020196079.xml · nonDerivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 17,240 $8.09 Strike: $2.92 $139,412.98
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 16

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,776

Underlying: Common Stock · 17,240 shares

Expires 2025-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This employee stock option was granted on June 23, 2015. All of the shares are fully vested and exercisable

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June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 5,902 $8.09 Strike: $2.61 $47,727.11
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 15

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,016

Underlying: Common Stock · 5,902 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable

Read SEC document
June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment SaleCommon Stock 17,240 $8.09 $139,412.98
Disclosure

SEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 10

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.