Tapewire

Nasdaq · USD

ERII

Energy Recovery, Inc.

Export transactions ↓
Tapewire entity
5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2019 Filed May 17, 2019 21:56 UTC SaleCommon Stock 40,769 $10.49 $427,813.58
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 8

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: This stock option was granted on February 6, 2015. All of the options are fully vested and exercisable.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionCommon Stock 37,322 $7.31 $272,823.82
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 7

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionCommon Stock 3,447 $5.43 $18,717.21
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 6

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 13,789 $0.00 Strike: $5.43 $0.00
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 11

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Underlying: Common Stock · 13,789 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on September 3, 2013. All of the options are fully vested and exercisable.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 26,091 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 10

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,091 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on February 6, 2015. All of the options are fully vested and exercisable.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:56 UTC SaleCommon Stock 39,880 $10.85 $432,869.48
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 5

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $10.95 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionCommon Stock 13,789 $5.43 $74,874.27
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 4

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionCommon Stock 26,091 $3.53 $92,101.23
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 3

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 17:52 UTC
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 594 $9.13 $5,426.07
Disclosure

SEC source: 0001437749-19-010285 · rdgdoc.xml · nonDerivative · entry 2

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,148

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F3 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
May 15, 2019 Filed May 16, 2019 17:52 UTC
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 341 $9.65 $3,292.01
Disclosure

SEC source: 0001437749-19-010284 · rdgdoc.xml · nonDerivative · entry 2

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,432

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F3 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
May 15, 2019 Filed May 16, 2019 17:52 UTC
Smith EmilyVP, Corporate Development
SaleCommon Stock 7,868 $10.90 $85,797.39
Disclosure

SEC source: 0001437749-19-010284 · rdgdoc.xml · nonDerivative · entry 1

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,773

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.81 to $11.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 39,042 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0001437749-19-010283 · rdgdoc.xml · derivative · entry 2

MAO ROBERT YU LANG · CIK 0001232218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,042 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was granted on September 16, 2011. All of the options are fully vested and exercisable.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:51 UTC Exercise / conversionCommon Stock 39,042 $2.61 $101,899.62
Disclosure

SEC source: 0001437749-19-010283 · rdgdoc.xml · nonDerivative · entry 1

MAO ROBERT YU LANG · CIK 0001232218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 18,365 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 9

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091

Underlying: Common Stock · 18,365 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on February 6, 2015. All of the options are fully vested and exercisable.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:56 UTC SaleCommon Stock 18,365 $11.00 $202,031.53
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.46 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionCommon Stock 18,365 $3.53 $64,828.45
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 17:52 UTC
Siebert EricVP, Oil and Gas
SaleCommon Stock 29,173 $10.50 $306,211.48
Disclosure

SEC source: 0001437749-19-010285 · rdgdoc.xml · nonDerivative · entry 1

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,742

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.46 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:52 UTC
Bensalah NocairVP Operations
SaleCommon Stock 18,322 $10.49 $192,148.31
Disclosure

SEC source: 0001437749-19-010286 · rdgdoc.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,719

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.46 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:03 UTC Tax withholdingCommon Stock 100 $10.67 $1,067.00
Disclosure

SEC source: 0001437749-19-009652 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,012

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
May 09, 2019 Filed May 13, 2019 20:03 UTC SaleCommon Stock 230 $10.47 $2,408.10
Disclosure

SEC source: 0001437749-19-009652 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,112

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
May 08, 2019 Filed May 9, 2019 01:31 UTC
Bensalah NocairVP Operations
Tax withholdingCommon Stock 448 $9.11 $4,081.82
Disclosure

SEC source: 0001437749-19-009157 · rdgdoc.xml · nonDerivative · entry 3

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,041

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
May 06, 2019 Filed May 9, 2019 01:31 UTC
Bensalah NocairVP Operations
Exercise / conversionEmployee Stock Option (Right to Buy)( · Derivative 32,969 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001437749-19-009157 · rdgdoc.xml · derivative · entry 4

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,969 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

F3 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable.

Read SEC document
May 06, 2019 Filed May 9, 2019 01:31 UTC
Bensalah NocairVP Operations
SaleCommon Stock 32,969 $11.00 $362,659.00
Disclosure

SEC source: 0001437749-19-009157 · rdgdoc.xml · nonDerivative · entry 2

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,489

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

Read SEC document
May 06, 2019 Filed May 9, 2019 01:31 UTC
Bensalah NocairVP Operations
Exercise / conversionCommon Stock 32,969 $2.75 $90,664.75
Disclosure

SEC source: 0001437749-19-009157 · rdgdoc.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 10:20 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 292 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001437749-19-006912 · rdgdoc.xml · derivative · entry 4

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,531

Underlying: Common Stock · 292 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

F3 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. 25% of the shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 10:20 UTC Tax withholdingCommon Stock 100 $9.37 $937.00
Disclosure

SEC source: 0001437749-19-006912 · rdgdoc.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,734

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
April 09, 2019 Filed Apr 11, 2019 10:20 UTC SaleCommon Stock 292 $9.19 $2,682.43
Disclosure

SEC source: 0001437749-19-006912 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 10:20 UTC Exercise / conversionCommon Stock 292 $8.52 $2,487.84
Disclosure

SEC source: 0001437749-19-006912 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
April 09, 2019 Filed May 13, 2019 20:03 UTC Amendment Tax withholdingCommon Stock 100 $9.37 $937.00
Disclosure

SEC source: 0001437749-19-009653 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,342

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
April 09, 2019 Filed May 13, 2019 20:03 UTC Amendment SaleCommon Stock 292 $9.19 $2,682.43
Disclosure

SEC source: 0001437749-19-009653 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,442

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
April 09, 2019 Filed Jun 8, 2021 21:39 UTC Amendment
Clemente RodneySVP, Water
Tax withholdingCommon Stock 100 $9.37 $937.00
Disclosure

SEC source: 0001421517-21-000070 · wf-form4a_162318836779565.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,505

F4 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F3 · balance_after: Correction of common stock share amount due to administrative error.

Read SEC document
April 09, 2019 Filed Jun 8, 2021 21:39 UTC Amendment
Clemente RodneySVP, Water
SaleCommon Stock 229 $9.19 $2,103.69
Disclosure

SEC source: 0001421517-21-000070 · wf-form4a_162318836779565.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,605

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

F2 · shares: Correction of reported shares sold due to administrative error. Original amount of sale of common shares reported on April 9, 2019, as amended on May 13, 2019, of 229 shares was incorrectly reported as 292 shares.

F3 · balance_after: Correction of common stock share amount due to administrative error.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 01:10 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-19-006625 · rdgdoc.xml · derivative · entry 3

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,682

Underlying: Common Stock · 12,500 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.

F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 01:10 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
SaleCommon Stock 12,500 $9.01 $112,590.00
Disclosure

SEC source: 0001437749-19-006625 · rdgdoc.xml · nonDerivative · entry 2

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,581

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $9.0000 to $9.0200 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 01:10 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
Exercise / conversionCommon Stock 12,500 $6.00 $75,000.00
Disclosure

SEC source: 0001437749-19-006625 · rdgdoc.xml · nonDerivative · entry 1

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 01:03 UTC Tax withholdingCommon Stock 214 $8.32 $1,779.41
Disclosure

SEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 4

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
March 18, 2019 Filed Mar 19, 2019 01:00 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
Tax withholdingCommon Stock 101 $8.36 $844.33
Disclosure

SEC source: 0001437749-19-005212 · rdgdoc.xml · nonDerivative · entry 3

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,581

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:03 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,520 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001437749-19-005213 · rdgdoc.xml · derivative · entry 6

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,520 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:03 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,625 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0001437749-19-005213 · rdgdoc.xml · derivative · entry 5

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,625 shares

Expires 2019-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on September 4, 2009. All of the options are fully vested and exercisable.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:03 UTC SaleCommon Stock 53,036 $8.85 $469,426.94
Disclosure

SEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,048

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.7200 to $8.9300 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:03 UTC Exercise / conversionCommon Stock 29,520 $2.75 $81,180.00
Disclosure

SEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:03 UTC Exercise / conversionCommon Stock 8,625 $5.25 $45,281.25
Disclosure

SEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:00 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-19-005212 · rdgdoc.xml · derivative · entry 4

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,182

Underlying: Common Stock · 12,500 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.

F4 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:00 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
SaleCommon Stock 12,500 $9.00 $112,502.50
Disclosure

SEC source: 0001437749-19-005212 · rdgdoc.xml · nonDerivative · entry 2

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,682

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $9.0000 to $9.0200 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:00 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
Exercise / conversionCommon Stock 12,500 $6.00 $75,000.00
Disclosure

SEC source: 0001437749-19-005212 · rdgdoc.xml · nonDerivative · entry 1

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:02 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-004924 · rdgdoc.xml · derivative · entry 6

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2019-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This employee stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:02 UTC SaleCommon Stock 100,000 $8.59 $858,730.00
Disclosure

SEC source: 0001437749-19-004924 · rdgdoc.xml · nonDerivative · entry 4

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,800

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $8.3000 to $8.7700 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:02 UTC Exercise / conversionCommon Stock 100,000 $7.31 $731,000.00
Disclosure

SEC source: 0001437749-19-004924 · rdgdoc.xml · nonDerivative · entry 3

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:02 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 39,042 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0001437749-19-004924 · rdgdoc.xml · derivative · entry 5

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,042 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the options are fully vested and exercisable.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:02 UTC SaleCommon Stock 39,042 $8.28 $323,338.04
Disclosure

SEC source: 0001437749-19-004924 · rdgdoc.xml · nonDerivative · entry 2

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,800

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.2500 to $8.5000 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.