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EQBK

EQUITY BANCSHARES INC

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4952
SEC CIK
0001227500
Parsed reports
471

Last 12 months

Inside the activity.

6 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202610
Mar 202601
Apr 202610
May 202601
Jun 202601
Jul 202626
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2020 Filed May 13, 2020 20:18 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012956 · doc4.xml · nonDerivative · entry 1

Hutton Benjamen M · CIK 0001810920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,967

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:31 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012967 · doc4.xml · nonDerivative · entry 1

Everett Junetta M · CIK 0001810879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,967

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:09 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012950 · doc4.xml · nonDerivative · entry 1

Maland Jerry P · CIK 0001690209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,355

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:34 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012970 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc. 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:29 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012965 · doc4.xml · nonDerivative · entry 1

PENNER SHAWN DAVID · CIK 0001208684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,000

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:26 UTC PurchaseClass A Common Stock 2,000 $14.90 $29,800.00
Disclosure

SEC source: 0000899243-20-012960 · doc4.xml · nonDerivative · entry 2

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,605

Read SEC document
May 12, 2020 Filed May 13, 2020 20:26 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012960 · doc4.xml · nonDerivative · entry 1

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,605

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:19 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012957 · doc4.xml · nonDerivative · entry 1

Koger Randee R · CIK 0001656860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,190

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:23 UTC PurchaseClass A Common Stock 1,000 $15.90 $15,900.00
Disclosure

SEC source: 0000899243-20-012857 · doc4.xml · nonDerivative · entry 1

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Read SEC document
May 11, 2020 Filed May 12, 2020 21:15 UTC PurchaseClass A Common Stock 1,250 $15.75 $19,687.50
Disclosure

SEC source: 0000899243-20-012849 · doc4.xml · nonDerivative · entry 1

Allerheiligen Gary C · CIK 0001656834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Read SEC document
May 06, 2020 Filed May 8, 2020 20:48 UTC PurchaseClass A Common Stock 1,000 $16.27 $16,270.00
Disclosure

SEC source: 0000899243-20-012415 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:41 UTC
Anderson Craig LChief Operating Officer
PurchaseClass A Common Stock 600 $16.75 $10,050.00
Disclosure

SEC source: 0000899243-20-008586 · doc4.xml · nonDerivative · entry 1

Anderson Craig L · CIK 0001535007 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,067

F1 · balance_after: Includes 500 shares purchased on February 14, 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:30 UTC PurchaseClass A Common Stock 500 $17.94 $8,970.00
Disclosure

SEC source: 0000899243-20-008580 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,833

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.77 to $18.00, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: Reflects distribution from individual retirement account since the date of the reporting person's last report.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 17:50 UTC
Blakeney JohnEVP/Chief Information Officer
SaleClass A Common Stock 99 $28.16 $2,787.84
Disclosure

SEC source: 0000899243-20-005730 · doc4.xml · nonDerivative · entry 3

Blakeney John · CIK 0001716971 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

F1 · shares: Represents shares sold by reporting person to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:11 UTC
MAYO CRAIG P.Chief Credit Officer
SaleClass A Common Stock 140 $27.90 $3,906.00
Disclosure

SEC source: 0000899243-20-004474 · doc4.xml · nonDerivative · entry 1

MAYO CRAIG P. · CIK 0001630158 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,467

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:19 UTC
Reber Brett AGeneral Counsel
SaleClass A Common Stock 231 $27.90 $6,444.90
Disclosure

SEC source: 0000899243-20-004478 · doc4.xml · nonDerivative · entry 1

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,659

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:15 UTC
Blakeney JohnEVP/Chief Information Officer
SaleClass A Common Stock 107 $27.90 $2,985.30
Disclosure

SEC source: 0000899243-20-004476 · doc4.xml · nonDerivative · entry 1

Blakeney John · CIK 0001716971 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

Read SEC document
February 07, 2020 Filed Feb 11, 2020 18:18 UTC
McGregor Gaylyn KEVP-Trust/Wealth Mgt
GrantClass A Common Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004096 · doc4.xml · nonDerivative · entry 1

McGregor Gaylyn K · CIK 0001763748 · EVP-Trust/Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,745

F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on February 7, 2021.

F2 · balance_after: Includes 500 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 18:07 UTC
MAYO CRAIG P.Chief Credit Officer
GrantClass A Common Stock 1,364 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004087 · doc4.xml · nonDerivative · entry 1

MAYO CRAIG P. · CIK 0001630158 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607

F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in three equal annual installments beginning on February 7, 2021.

F2 · balance_after: Includes 85 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:37 UTC
Harbert Patrick J.EVP and Cmty Markets Pres.
GrantClass A Common Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004170 · doc4.xml · nonDerivative · entry 1

Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,285

F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on February 7, 2021.

F2 · balance_after: Includes 284 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:33 UTC
Elliott Brad SDirector · Chief Executive Officer
GrantClass A Common Stock 8,450 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004110 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,815

F1 · shares: Represents the grant of time-vested restricted stock units. The restricted stock units vest in three equal annual installments beginning on February 7, 2021.

F2 · balance_after: Includes 500 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:28 UTC
Kossover Gregory HDirector · EVP and CFO
GrantClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004106 · doc4.xml · nonDerivative · entry 2

Kossover Gregory H · CIK 0001656842 · Director · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,505

F2 · shares: Represents the grant of time-vested restricted stock units. The restricted stock units vest in three equal annual installments beginning on February 7, 2021.

F3 · balance_after: Includes 500 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:25 UTC
Blakeney JohnEVP/Chief Information Officer
GrantClass A Common Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004103 · doc4.xml · nonDerivative · entry 1

Blakeney John · CIK 0001716971 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757

F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in three equal annual installments beginning February 07, 2021.

F2 · balance_after: Includes 500 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. Employee Stock Purchase Plan.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:24 UTC GrantClass A Common Stock 2,046 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004102 · doc4.xml · nonDerivative · entry 1

Huber Julie A · CIK 0001656846 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,528

F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in three equal annual installments beginning on February 07, 2021.

F2 · balance_after: Includes 284 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:20 UTC
Reber Brett AGeneral Counsel
GrantClass A Common Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004098 · doc4.xml · nonDerivative · entry 1

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,890

F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in three equal annual installments beginning on February 7, 2021.

F2 · balance_after: Includes 500 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:15 UTC
Anderson Craig LChief Operating Officer
GrantClass A Common Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004092 · doc4.xml · nonDerivative · entry 1

Anderson Craig L · CIK 0001535007 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,967

F1 · shares: Represents the grant of restricted stock units. The restricted stock units vest in three equal annual installments beginning on February 07, 2021.

F2 · balance_after: Includes 500 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:20 UTC PurchaseClass A Common Stock 500 $27.04 $13,520.00
Disclosure

SEC source: 0000899243-20-003622 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,168

Read SEC document
September 26, 2019 Filed Feb 11, 2020 23:28 UTC
Kossover Gregory HDirector · EVP and CFO
GiftClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004106 · doc4.xml · nonDerivative · entry 1

Kossover Gregory H · CIK 0001656842 · Director · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gregory H. Kossover Revocable Trust

Disclosed balance after: 55,500

F1 · ownership.nature: The reporting person is the trustee of the Gregory H. Kossover Revocable Trust.

Read SEC document
August 06, 2019 Filed Feb 13, 2020 23:51 UTC GiftClass A Common Stock 2,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004532 · doc5.xml · nonDerivative · entry 1

Maland Jerry P · CIK 0001690209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerry Paul Maland & Jane Lou Maland Living Revocable Trust Dtd. 9-21-99

Disclosed balance after: 111,089

F1 · ownership.nature: The reporting person and his spouse serve as Co-Trustees of the Jerry Paul Maland & Jane Lou Maland Living Revocable Trust Dtd. 9-21-99.

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:41 UTC PurchaseClass A Common Stock 1,000 $24.82 $24,820.00
Disclosure

SEC source: 0000899243-19-016648 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Read SEC document
May 28, 2019 Filed May 28, 2019 19:54 UTC PurchaseClass A Common Stock 2,000 $25.66 $51,320.00
Disclosure

SEC source: 0000899243-19-014834 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,668

Read SEC document
May 02, 2019 Filed May 3, 2019 22:03 UTC PurchaseClass A Common Stock 1,000 $26.22 $26,220.00
Disclosure

SEC source: 0000899243-19-012062 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,530

Read SEC document
May 02, 2019 Filed May 6, 2019 20:28 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012206 · doc4.xml · nonDerivative · entry 1

Maland Jerry P · CIK 0001690209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,388

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000

Read SEC document
May 02, 2019 Filed May 6, 2019 20:31 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012211 · doc4.xml · nonDerivative · entry 1

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,638

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000

Read SEC document
May 02, 2019 Filed May 6, 2019 20:30 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012209 · doc4.xml · nonDerivative · entry 1

Bloomer Jeff A · CIK 0001656844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,838

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000

Read SEC document
May 02, 2019 Filed May 6, 2019 20:30 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012208 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,668

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:27 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012205 · doc4.xml · nonDerivative · entry 1

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,976

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000

Read SEC document
May 02, 2019 Filed May 6, 2019 20:27 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012202 · doc4.xml · nonDerivative · entry 1

PENNER SHAWN DAVID · CIK 0001208684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,033

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000

Read SEC document
May 02, 2019 Filed May 6, 2019 20:27 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012201 · doc4.xml · nonDerivative · entry 1

Koger Randee R · CIK 0001656860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,223

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000

Read SEC document
May 02, 2019 Filed May 6, 2019 20:27 UTC GrantClass A Common Stock 1,138 $26.37 $30,009.06
Disclosure

SEC source: 0000899243-19-012200 · doc4.xml · nonDerivative · entry 1

Allerheiligen Gary C · CIK 0001656834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,040

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000

Read SEC document
May 01, 2019 Filed May 3, 2019 18:06 UTC
Anderson Craig LChief Operating Officer
PurchaseClass A Common Stock 1,000 $26.31 $26,310.00
Disclosure

SEC source: 0000899243-19-011990 · doc4.xml · nonDerivative · entry 1

Anderson Craig L · CIK 0001535007 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Craig L. Anderson Trust

Disclosed balance after: 3,500

F1 · balance_after: Includes 2,500 shares that were previously reported as directly beneficially owned but were contributed to the Craig L. Anderson Trust.

F2 · ownership.nature: The reporting person is the trustee of the Craig L. Anderson Trust.

Read SEC document
April 30, 2019 Filed May 2, 2019 19:55 UTC
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionEmployee Stock Option · Derivative 1,500 $0.00 Strike: $26.26 $0.00
Disclosure

SEC source: 0000899243-19-011761 · doc4.xml · derivative · entry 4

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,500 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 19:55 UTC
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionEmployee Stock Option · Derivative 2,000 $0.00 Strike: $26.26 $0.00
Disclosure

SEC source: 0000899243-19-011761 · doc4.xml · derivative · entry 3

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 19:55 UTC
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionClass A Common Stock 1,500 $26.26 $39,390.00
Disclosure

SEC source: 0000899243-19-011761 · doc4.xml · nonDerivative · entry 2

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 19:55 UTC
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionClass A Common Stock 2,000 $26.26 $52,520.00
Disclosure

SEC source: 0000899243-19-011761 · doc4.xml · nonDerivative · entry 1

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 7, 2019 19:07 UTC Amendment
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionEmployee Stock Option · Derivative 1,500 $0.00 Strike: $23.39 $0.00
Disclosure

SEC source: 0000899243-19-012440 · doc4a.xml · derivative · entry 4

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,500 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price previously reported was incorrect, the correct exercise price was $23.39.

Read SEC document
April 30, 2019 Filed May 7, 2019 19:07 UTC Amendment
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionEmployee Stock Option · Derivative 2,000 $0.00 Strike: $14.25 $0.00
Disclosure

SEC source: 0000899243-19-012440 · doc4a.xml · derivative · entry 3

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise price previously reported was incorrect, the correct exercise price was $14.25.

Read SEC document
April 30, 2019 Filed May 7, 2019 19:07 UTC Amendment
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionClass A Common Stock 1,500 $23.39 $35,085.00
Disclosure

SEC source: 0000899243-19-012440 · doc4a.xml · nonDerivative · entry 2

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Exercise price previously reported was incorrect, the correct exercise price was $23.39.

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April 30, 2019 Filed May 7, 2019 19:07 UTC Amendment
Mayans RolandoEVP and Chief Risk Officer
Exercise / conversionClass A Common Stock 2,000 $14.25 $28,500.00
Disclosure

SEC source: 0000899243-19-012440 · doc4a.xml · nonDerivative · entry 1

Mayans Rolando · CIK 0001656863 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise price previously reported was incorrect, the correct exercise price was $14.25.

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April 29, 2019 Filed Apr 29, 2019 19:36 UTC PurchaseClass A Common Stock 1,000 $25.56 $25,560.00
Disclosure

SEC source: 0000899243-19-011330 · doc4.xml · nonDerivative · entry 1

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.