Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2021 Filed Jul 28, 2021 15:55 UTC |
Keyes Jason AChief Financial Officer
|
SaleCommon Stock | 5,000 | $5.72 | $28,585.00 |
DisclosureSEC source: 0001209191-21-048405 · doc4.xml · nonDerivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By The Keyes Trust Dated September 10, 2004 Disclosed balance after: 110,720 F1 · shares: The transactions reported on this form were effected pursuant to a 10b5-1 trading plan adopted by the filer on August 26, 2020. F2 · price: Volume Weighted Average price of $5.7170. The range of sales prices on the transaction date was $5.42 - $5.93, per share. The reporting person undertakes to provide, upon request of the SEC Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:56 UTC |
Zedelmayer ChristineSr. Vice President and COO
|
GrantCommon stock, par value $0.0001 per share | 9,032 | $2.35 | $21,225.20 |
DisclosureSEC source: 0001209191-21-040316 · doc4.xml · nonDerivative · entry 1 Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,509 F1 · kind: The shares were acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:56 UTC |
Keyes Jason AChief Financial Officer
|
GrantCommon stock, par value $0.0001 per share | 5,535 | $2.35 | $13,007.25 |
DisclosureSEC source: 0001209191-21-040314 · doc4.xml · nonDerivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,711 F1 · kind: The shares were acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:55 UTC |
Rothman JoelChief Development Officer
|
GrantCommon stock, par value $0.0001 per share | 7,742 | $2.35 | $18,193.70 |
DisclosureSEC source: 0001209191-21-040313 · doc4.xml · nonDerivative · entry 1 Rothman Joel · CIK 0001842921 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,991 F1 · kind: The shares were acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,945 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 15 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,945 shares Expires 2029-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing a right to purchase a total of 31,875 shares, became exercisable on December 10, 2020, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 10,495 | $7.18 | $75,315.27 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 10 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,000 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionCommon Stock | 10,495 | $4.75 | $49,851.25 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 9 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,900 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 14 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,945 Underlying: Common Stock · 13,900 shares Expires 2029-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing a right to purchase a total of 31,875 shares, became exercisable on December 10, 2020, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,490 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 13 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,490 shares Expires 2030-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 14,999 shares, became exercisable on May 19, 2021, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 13,900 | $7.14 | $99,264.07 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 8 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionCommon Stock | 13,900 | $4.75 | $66,025.00 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 7 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 8,490 | $7.08 | $60,144.86 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 6 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionCommon Stock | 8,490 | $2.80 | $23,772.00 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 5 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,030 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 12 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,845 Underlying: Common Stock · 7,030 shares Expires 2029-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing a right to purchase a total of 31,875 shares, became exercisable on December 10, 2020, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,509 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 11 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,490 Underlying: Common Stock · 6,509 shares Expires 2030-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 14,999 shares, became exercisable on May 19, 2021, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 7,030 | $7.01 | $49,245.15 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 4 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionCommon Stock | 7,030 | $4.75 | $33,392.50 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 3 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 6,509 | $7.01 | $45,600.75 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 2 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 10:03 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
Exercise / conversionCommon Stock | 6,509 | $2.80 | $18,225.20 |
DisclosureSEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 1 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2021 Filed May 28, 2021 18:16 UTC |
MANIAN BALA SDirector
|
GrantStock Option (right to buy) · Derivative | 20,770 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001209191-21-036637 · doc4.xml · derivative · entry 1 MANIAN BALA S · CIK 0000941871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770 Underlying: Common Stock · 20,770 shares Expires 2031-05-26 F1 · derivative.exercise_date: These options vest in twelve equal monthly installments commencing on the grant date of May 26, 2021, provided that the options will, in any case, be fully vested on the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan (the "Plan")), through such vesting date and will vest in full upon a Change in Control (as defined in the Plan). Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:10 UTC |
DEMSKI MARTHA JDirector
|
GrantStock Option (right to buy) · Derivative | 20,770 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001209191-21-036635 · doc4.xml · derivative · entry 1 DEMSKI MARTHA J · CIK 0001198230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770 Underlying: Common Stock · 20,770 shares Expires 2031-05-26 F1 · derivative.exercise_date: These options vest in twelve equal monthly installments commencing on the grant date of May 26, 2021, provided that the options will, in any case, be fully vested on the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan (the "Plan")), through such vesting date and will vest in full upon a Change in Control (as defined in the Plan). Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:18 UTC |
Pruzanski MarkDirector
|
GrantStock Option (right to buy) · Derivative | 20,770 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001209191-21-036641 · doc4.xml · derivative · entry 1 Pruzanski Mark · CIK 0001559569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770 Underlying: Common Stock · 20,770 shares Expires 2031-05-26 F1 · derivative.exercise_date: These options vest in twelve equal monthly installments commencing on the grant date of May 26, 2021, provided that the options will, in any case, be fully vested on the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan (the "Plan")), through such vesting date and will vest in full upon a Change in Control (as defined in the Plan). Read SEC document |
| May 26, 2021 Filed May 28, 2021 23:03 UTC Amendment |
Keyes Jason AChief Financial Officer
|
SaleCommon Stock | 5,000 | $6.50 | $32,483.50 |
DisclosureSEC source: 0001209191-21-036674 · doc4a.xml · nonDerivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By The Keyes Trust Dated September 10, 2004 Disclosed balance after: 115,720 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020. F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.4967. The range of sale prices on the transaction date was $6.40 to $6.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:20 UTC |
Keyes Jason AChief Financial Officer
|
SaleCommon Stock | 5,000 | $6.50 | $32,483.50 |
DisclosureSEC source: 0001209191-21-036648 · doc4.xml · nonDerivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By The Keyes Trust Dated September 10, 2004 Disclosed balance after: 115,720 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020. F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.4967. The range of sale prices on the transaction date was $6.40 to $6.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:17 UTC |
McDermott Charles DouglasDirector
|
GrantStock Option (right to buy) · Derivative | 20,770 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001209191-21-036639 · doc4.xml · derivative · entry 1 McDermott Charles Douglas · CIK 0001710696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770 Underlying: Common Stock · 20,770 shares Expires 2031-05-26 F1 · derivative.exercise_date: These options vest in twelve equal monthly installments commencing on the grant date of May 26, 2021, provided that the options will, in any case, be fully vested on the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan (the "Plan")), through such vesting date and will vest in full upon a Change in Control (as defined in the Plan). Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:30 UTC |
Xu Yu (Katherine)Director
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001209191-21-018214 · doc4.xml · derivative · entry 1 Xu Yu (Katherine) · CIK 0001843348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-03-03 F1 · derivative.exercise_date: The options vest in 36 equal monthly installments following the grant date of March 4, 2021. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 21:20 UTC |
Thomas DolcaChief Medical Officer
|
GrantStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001209191-21-003422 · doc4.xml · derivative · entry 1 Thomas Dolca · CIK 0001768239 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2031-01-10 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:00 UTC |
Zedelmayer ChristineSr. Vice President and COO
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-21-002167 · doc4.xml · derivative · entry 1 Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-01-03 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:00 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-21-002168 · doc4.xml · derivative · entry 1 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-01-03 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:00 UTC |
BRADBURY DANIELDirector · Executive Chairman · 10% owner
|
GrantStock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-21-002166 · doc4.xml · derivative · entry 1 BRADBURY DANIEL · CIK 0001236397 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2031-01-03 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:00 UTC |
Steel Bruce D.Director · President and CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 245,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-21-002164 · doc4.xml · derivative · entry 1 Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,000 Underlying: Common Stock · 245,000 shares Expires 2031-01-03 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:00 UTC |
Keyes Jason AChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-21-002165 · doc4.xml · derivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-01-03 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 22:00 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 25,000 | $4.52 | $113,045.00 |
DisclosureSEC source: 0001209191-20-065537 · doc4.xml · nonDerivative · entry 1 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,000 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2020. F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.5218. The range of sale prices on the transaction date was $4.34 to $4.76 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 14:15 UTC |
Keyes Jason AChief Financial Officer
|
SaleCommon Stock | 8,000 | $4.74 | $37,913.60 |
DisclosureSEC source: 0001209191-20-065139 · doc4.xml · nonDerivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By The Keyes Trust Dated September 10, 2004 Disclosed balance after: 120,720 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020. F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.7392. The range of sale prices on the transaction date was $4.68 to $4.83 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:00 UTC |
Zedelmayer ChristineSr. Vice President and COO
|
OtherCommon Stock | 1,097 | $2.35 | $2,577.95 |
DisclosureSEC source: 0001209191-20-062992 · doc4.xml · nonDerivative · entry 1 Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,477 F1 · kind: Represents shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:00 UTC |
Keyes Jason AChief Financial Officer
|
OtherCommon Stock | 5,362 | $2.35 | $12,600.70 |
DisclosureSEC source: 0001209191-20-062993 · doc4.xml · nonDerivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,176 F1 · kind: Represents shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:00 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 25,000 | $5.62 | $140,395.00 |
DisclosureSEC source: 0001209191-20-052467 · doc4.xml · nonDerivative · entry 1 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,000 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2020. F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.6158. The range of sale prices on the transaction date was $5.51 to $5.82 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 21:00 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
SaleCommon Stock | 250,000 | $8.13 | $2,033,475.00 |
DisclosureSEC source: 0001209191-20-042499 · doc4.xml · nonDerivative · entry 1 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,000 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2020. F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $8.1339. The range of sale prices on the transaction date was $7.50 to $9.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:30 UTC |
Zedelmayer ChristineSr. Vice President and COO
|
OtherCommon Stock | 9,570 | $2.41 | $23,063.70 |
DisclosureSEC source: 0001209191-20-036284 · doc4.xml · nonDerivative · entry 1 Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,380 F1 · kind: Represents shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:30 UTC |
Keyes Jason AChief Financial Officer
|
OtherCommon Stock | 5,014 | $2.41 | $12,083.74 |
DisclosureSEC source: 0001209191-20-036285 · doc4.xml · nonDerivative · entry 1 Keyes Jason A · CIK 0001678152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,814 F1 · kind: Represents shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| May 28, 2020 Filed May 29, 2020 16:30 UTC |
MANIAN BALA SDirector
|
GrantStock Option (right to buy) · Derivative | 20,634 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001209191-20-032938 · doc4.xml · derivative · entry 1 MANIAN BALA S · CIK 0000941871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,634 Underlying: Common Stock · 20,634 shares Expires 2030-05-27 Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:30 UTC |
BRADBURY DANIELDirector · Executive Chairman · 10% owner
|
GrantStock Option (right to buy) · Derivative | 28,708 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001209191-20-032937 · doc4.xml · derivative · entry 1 BRADBURY DANIEL · CIK 0001236397 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,708 Underlying: Common Stock · 28,708 shares Expires 2030-05-27 Read SEC document |
| May 28, 2020 Filed May 29, 2020 16:30 UTC |
Steel Bruce D.Director · President and CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 100,110 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001209191-20-032936 · doc4.xml · derivative · entry 1 Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,110 Underlying: Common Stock · 100,110 shares Expires 2030-05-27 Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:30 UTC |
McDermott Charles DouglasDirector
|
GrantStock Option (right to buy) · Derivative | 19,916 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001209191-20-032939 · doc4.xml · derivative · entry 1 McDermott Charles Douglas · CIK 0001710696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,916 Underlying: Common Stock · 19,916 shares Expires 2030-05-27 Read SEC document |
| May 19, 2020 Filed May 21, 2020 16:30 UTC |
MANIAN BALA SDirector
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-20-031274 · doc4.xml · derivative · entry 1 MANIAN BALA S · CIK 0000941871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: The options vest in twelve equal monthly installments commencing on the grant date of May 19, 2020, provided, however, that the options will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:30 UTC |
Connelly StephenDirector · Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-20-031278 · doc4.xml · derivative · entry 1 Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:30 UTC |
DEMSKI MARTHA JDirector
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GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-20-031273 · doc4.xml · derivative · entry 1 DEMSKI MARTHA J · CIK 0001198230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: The options vest in twelve equal monthly installments commencing on the grant date of May 19, 2020, provided, however, that the options will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:30 UTC |
Pruzanski MarkDirector
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-20-031275 · doc4.xml · derivative · entry 1 Pruzanski Mark · CIK 0001559569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: The options vest in twelve equal monthly installments commencing on the grant date of May 19, 2020, provided, however, that the options will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date. Read SEC document |
| May 19, 2020 Filed May 21, 2020 16:30 UTC |
Steel Bruce D.Director · President and CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-20-031276 · doc4.xml · derivative · entry 1 Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:30 UTC |
McDermott Charles DouglasDirector
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-20-031277 · doc4.xml · derivative · entry 1 McDermott Charles Douglas · CIK 0001710696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: The options vest in twelve equal monthly installments commencing on the grant date of May 19, 2020, provided, however, that the options will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.