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Steel Bruce D.

Disclosed activity across 1 company

Tapewire entity
69619
SEC CIK
0001614997

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CompanyLast reported asReport datePublished
Equillium, Inc.EQ · Entity 6560Director · Chief Executive Officer · 10% ownerJanuary 07, 2026January 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Equillium, Inc.

Report date January 07, 2026 · Filed January 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.31 · Expires 2036-01-06Direct1,750,000 Reported balance After 2026-01-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-07 · Grant · Acquired 1,750,000 · Balance 1,750,000

F1: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Filing footnotes · ownership attribution and instrument terms

F1: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2026 Filed Jan 9, 2026 17:38 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 1,750,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001614997-26-000001 · form4-01092026_100147.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Underlying: Common Stock · 1,750,000 shares

Expires 2036-01-06

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 16:59 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 1,695,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-25-023566 · form4-09032025_080901.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,695,000

Underlying: Common Stock · 1,695,000 shares

Expires 2035-08-28

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 410,000 Not disclosed Strike: $1.06 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 14

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 410,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 410,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 13

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 325,000 Not disclosed Strike: $3.86 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 12

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 325,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 325,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 11

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 245,000 Not disclosed Strike: $5.03 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 10

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 245,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 245,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 9

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,000

Underlying: Common Stock · 245,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 100,110 Not disclosed Strike: $3.53 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 8

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,110 shares

Expires 2030-05-27

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 100,110 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 7

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,110

Underlying: Common Stock · 100,110 shares

Expires 2030-05-27

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 6

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2030-05-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 5

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-05-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $4.75 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 4

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 3

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 44,352 Not disclosed Strike: $7.16 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 2

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,352 shares

Expires 2029-02-12

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 44,352 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004760 · form4-02202025_120249.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,352

Underlying: Common Stock · 44,352 shares

Expires 2029-02-12

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 18:24 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 410,000 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001415889-25-000856 · form4-01062025_110153.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2035-01-01

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 18:19 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 410,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001209191-24-000529 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 18:45 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 410,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001209191-23-001364 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2033-01-02

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 19, 2022 Filed Feb 7, 2023 18:36 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 325,000 $0.00 Strike: $3.86 $0.00
Disclosure

SEC source: 0001209191-23-007672 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2032-01-18

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:00 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 245,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001209191-21-002164 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

Underlying: Common Stock · 245,000 shares

Expires 2031-01-03

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
May 28, 2020 Filed May 29, 2020 16:30 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 100,110 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001209191-20-032936 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,110

Underlying: Common Stock · 100,110 shares

Expires 2030-05-27

Read SEC document
May 19, 2020 Filed May 21, 2020 16:30 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-20-031276 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 18:13 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-19-060275 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President, CBO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-12-09

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 18:18 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 44,352 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001209191-19-010762 · doc4.xml · derivative · entry 2

Steel Bruce D. · CIK 0001614997 · Director · President, CBO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,352

Underlying: Common Stock · 44,352 shares

Expires 2029-02-12

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 18:18 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 45,648 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001209191-19-010762 · doc4.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President, CBO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,648

Underlying: Common Stock · 45,648 shares

Expires 2024-02-12

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
October 16, 2018 Filed Oct 16, 2018 17:51 UTC Equillium, Inc. EQ · Entity 6560 OtherCommon Stock 48,495 $11.20 $543,144.00
Disclosure

SEC source: 0001209191-18-055170 · doc4.xml · nonDerivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,495

F1 · kind: In connection with the closing of the initial public offering of the Issuer's common stock, a convertible promissory note of the Issuer held by the Reporting Person in the principal amount of $512,164.00, plus $30.982.41 accrued interest, automatically converted into shares of the Issuer's common stock at a conversion price of $11.20 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.