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Connelly Stephen

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SEC CIK
0001746808

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CompanyLast reported asReport datePublished
Equillium, Inc.EQ · Entity 6560President and CSOJune 04, 2026June 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Equillium, Inc.

Report date June 04, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect762,025 Ending reported balance After 2026-06-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-04 · Sale · Disposed 200,000 · Balance 793,000

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.07 to $3.345, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Row 2 · 2026-06-05 · Sale · Disposed 30,975 · Balance 762,025

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $3.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.07 to $3.345, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $3.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2026 Filed Jun 5, 2026 20:42 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 30,975 $2.94 $91,069.60
Disclosure

SEC source: 0001746808-26-000004 · form4-06052026_080654.xml · nonDerivative · entry 2

Connelly Stephen · CIK 0001746808 · President and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,025

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $3.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:42 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 200,000 $3.16 $632,760.00
Disclosure

SEC source: 0001746808-26-000004 · form4-06052026_080654.xml · nonDerivative · entry 1

Connelly Stephen · CIK 0001746808 · President and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.07 to $3.345, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:52 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 1,150,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001746808-26-000002 · form4-01092026_100131.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · President and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,000

Underlying: Common Stock · 1,150,000 shares

Expires 2036-01-06

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 21:04 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 1,025,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-25-023570 · form4-09032025_090928.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,000

Underlying: Common Stock · 1,025,000 shares

Expires 2035-08-28

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 175,000 Not disclosed Strike: $1.06 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 12

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 175,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 11

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 125,000 Not disclosed Strike: $3.86 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 10

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 125,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 9

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 42,534 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 8

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,534 shares

Expires 2030-05-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 42,534 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 7

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,534

Underlying: Common Stock · 42,534 shares

Expires 2030-05-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $5.03 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 6

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 5

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 52,500 Not disclosed Strike: $4.75 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 4

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,500 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 52,500 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 3

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $7.16 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 2

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2029-02-12

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:43 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004762 · form4-02202025_120238.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2029-02-12

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:06 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 175,000 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001415889-25-000838 · form4-01062025_110104.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2035-01-01

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:17 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 175,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001209191-24-000523 · doc4.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:53 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 175,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001209191-23-001369 · doc4.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2033-01-02

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 19, 2022 Filed Feb 7, 2023 23:49 UTC Equillium, Inc. EQ · Entity 6560 GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $3.86 $0.00
Disclosure

SEC source: 0001209191-23-007679 · doc4.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-01-18

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 01:02 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,467 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-21-060004 · doc4.xml · derivative · entry 6

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,467 shares

Expires 2030-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option, representing a right to purchase twenty-five percent of the shares subject to the grant, became exercisable on May 19, 2021, which was the first anniversary of the date on which the option was granted, the remaining portion of this option vests in 36 equal monthly installments thereafter.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 01:02 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,625 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-21-060004 · doc4.xml · derivative · entry 5

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2029-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option, representing a right to purchase twenty-five percent of the shares subject to the grant, became exercisable on December 10, 2020, which was the first anniversary of the date on which the option was granted, the remaining portion of this option vests in 36 equal monthly installments thereafter.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 01:02 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 2,467 $7.01 $17,287.75
Disclosure

SEC source: 0001209191-21-060004 · doc4.xml · nonDerivative · entry 4

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F1 · shares: The transactions reported on this form were effected pursuant to a 10b5-1 trading plan adopted by the filer on March 31, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 01:02 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionCommon Stock 2,467 $2.80 $6,907.60
Disclosure

SEC source: 0001209191-21-060004 · doc4.xml · nonDerivative · entry 3

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 01:02 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 5,625 $7.01 $39,418.31
Disclosure

SEC source: 0001209191-21-060004 · doc4.xml · nonDerivative · entry 2

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F1 · shares: The transactions reported on this form were effected pursuant to a 10b5-1 trading plan adopted by the filer on March 31, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 01:02 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionCommon Stock 5,625 $4.75 $26,718.75
Disclosure

SEC source: 0001209191-21-060004 · doc4.xml · nonDerivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,945 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 15

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,945 shares

Expires 2029-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 31,875 shares, became exercisable on December 10, 2020, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 10,495 $7.18 $75,315.27
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 10

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionCommon Stock 10,495 $4.75 $49,851.25
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 9

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,900 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 14

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,945

Underlying: Common Stock · 13,900 shares

Expires 2029-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 31,875 shares, became exercisable on December 10, 2020, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,490 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 13

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,490 shares

Expires 2030-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 14,999 shares, became exercisable on May 19, 2021, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 13,900 $7.14 $99,264.07
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 8

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionCommon Stock 13,900 $4.75 $66,025.00
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 7

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 8,490 $7.08 $60,144.86
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 6

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionCommon Stock 8,490 $2.80 $23,772.00
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 5

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,030 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 12

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,845

Underlying: Common Stock · 7,030 shares

Expires 2029-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 31,875 shares, became exercisable on December 10, 2020, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,509 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · derivative · entry 11

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,490

Underlying: Common Stock · 6,509 shares

Expires 2030-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 14,999 shares, became exercisable on May 19, 2021, which was the first anniversary of the date on which the option was granted, and in 36 equal monthly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 7,030 $7.01 $49,245.15
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 4

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionCommon Stock 7,030 $4.75 $33,392.50
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 3

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 6,509 $7.01 $45,600.75
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 2

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 10:03 UTC Equillium, Inc. EQ · Entity 6560 Exercise / conversionCommon Stock 6,509 $2.80 $18,225.20
Disclosure

SEC source: 0001209191-21-039081 · doc4.xml · nonDerivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:00 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001209191-21-002168 · doc4.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-03

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 22:00 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 25,000 $4.52 $113,045.00
Disclosure

SEC source: 0001209191-20-065537 · doc4.xml · nonDerivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2020.

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.5218. The range of sale prices on the transaction date was $4.34 to $4.76 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 21:00 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 25,000 $5.62 $140,395.00
Disclosure

SEC source: 0001209191-20-052467 · doc4.xml · nonDerivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2020.

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.6158. The range of sale prices on the transaction date was $5.51 to $5.82 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:00 UTC Equillium, Inc. EQ · Entity 6560 SaleCommon Stock 250,000 $8.13 $2,033,475.00
Disclosure

SEC source: 0001209191-20-042499 · doc4.xml · nonDerivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2020.

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $8.1339. The range of sale prices on the transaction date was $7.50 to $9.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:30 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-20-031278 · doc4.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 23:04 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-19-060270 · doc4.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2029-12-09

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:22 UTC Equillium, Inc. EQ · Entity 6560 GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001209191-19-010767 · doc4.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.