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Nasdaq · USD

EQ

Equillium, Inc.

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Tapewire entity
6560
SEC CIK
0001746466
Parsed reports
177

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202600
May 202605
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2026 Filed Jan 9, 2026 22:52 UTC
Connelly StephenDirector · President and CSO
GrantEmployee Stock Option (right to buy) · Derivative 1,150,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001746808-26-000002 · form4-01092026_100131.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · President and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,000

Underlying: Common Stock · 1,150,000 shares

Expires 2036-01-06

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 17:38 UTC
Steel Bruce D.Director · Chief Executive Officer · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,750,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001614997-26-000001 · form4-01092026_100147.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Underlying: Common Stock · 1,750,000 shares

Expires 2036-01-06

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
December 23, 2025 Filed Dec 23, 2025 21:24 UTC
Zedelmayer ChristineSr. Vice President and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001797818-25-000007 · form4-12232025_091202.xml · derivative · entry 3

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2031-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
December 23, 2025 Filed Dec 23, 2025 21:24 UTC
Zedelmayer ChristineSr. Vice President and COO
SaleCommon Stock 100,000 $1.50 $150,000.00
Disclosure

SEC source: 0001797818-25-000007 · form4-12232025_091202.xml · nonDerivative · entry 2

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,444

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

Read SEC document
December 23, 2025 Filed Dec 23, 2025 21:24 UTC
Zedelmayer ChristineSr. Vice President and COO
Exercise / conversionCommon Stock 100,000 $0.79 $78,500.00
Disclosure

SEC source: 0001797818-25-000007 · form4-12232025_091202.xml · nonDerivative · entry 1

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 22:39 UTC
Zedelmayer ChristineSr. Vice President and COO
SaleCommon Stock 11,900 $1.31 $15,589.00
Disclosure

SEC source: 0001797818-25-000005 · form4-12152025_101234.xml · nonDerivative · entry 2

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,444

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 22:39 UTC
Zedelmayer ChristineSr. Vice President and COO
SaleCommon Stock 23,804 $1.34 $31,897.36
Disclosure

SEC source: 0001797818-25-000005 · form4-12152025_101234.xml · nonDerivative · entry 1

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,344

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

Read SEC document
November 25, 2025 Filed Nov 25, 2025 23:08 UTC
Zedelmayer ChristineSr. Vice President and COO
SaleCommon Stock 7,998 $0.95 $7,598.10
Disclosure

SEC source: 0001797818-25-000003 · form4-11252025_111128.xml · nonDerivative · entry 2

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,148

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

Read SEC document
November 25, 2025 Filed Nov 25, 2025 23:08 UTC
Zedelmayer ChristineSr. Vice President and COO
SaleCommon Stock 100 $0.98 $98.00
Disclosure

SEC source: 0001797818-25-000003 · form4-11252025_111128.xml · nonDerivative · entry 1

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,146

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 21:02 UTC
Tom PennyPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 525,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-25-023569 · form4-09032025_090942.xml · derivative · entry 1

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 525,000 shares

Expires 2035-08-28

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 21:00 UTC
Zedelmayer ChristineSr. Vice President and COO
GrantEmployee Stock Option (right to buy) · Derivative 725,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-25-023567 · form4-09032025_090933.xml · derivative · entry 1

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,000

Underlying: Common Stock · 725,000 shares

Expires 2035-08-28

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 21:04 UTC
Connelly StephenDirector · Chief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,025,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-25-023570 · form4-09032025_090928.xml · derivative · entry 1

Connelly Stephen · CIK 0001746808 · Director · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,000

Underlying: Common Stock · 1,025,000 shares

Expires 2035-08-28

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 16:59 UTC
Steel Bruce D.Director · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,695,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-25-023566 · form4-09032025_080901.xml · derivative · entry 1

Steel Bruce D. · CIK 0001614997 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,695,000

Underlying: Common Stock · 1,695,000 shares

Expires 2035-08-28

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
May 21, 2025 Filed May 23, 2025 13:38 UTC GrantDirector Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001415889-25-014395 · form4-05232025_050515.xml · derivative · entry 1

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-20

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 21, 2025, provided that the option will, in any case, be fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
May 21, 2025 Filed May 23, 2025 17:41 UTC GrantDirector Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001415889-25-014396 · form4-05232025_050527.xml · derivative · entry 1

Troupin Barbara · CIK 0001627886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-20

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 21, 2025, provided that the option will, in any case, be fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
May 21, 2025 Filed May 23, 2025 17:47 UTC GrantDirector Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001415889-25-014399 · form4-05232025_050551.xml · derivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-20

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 21, 2025, provided that the option will, in any case, be fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
May 21, 2025 Filed May 23, 2025 17:45 UTC GrantDirector Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001415889-25-014398 · form4-05232025_050525.xml · derivative · entry 1

Pruzanski Mark · CIK 0001559569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-20

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 21, 2025, provided that the option will, in any case, be fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
May 21, 2025 Filed May 23, 2025 17:43 UTC GrantDirector Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001415889-25-014397 · form4-05232025_050527.xml · derivative · entry 1

McDermott Charles Douglas · CIK 0001710696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-20

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 21, 2025, provided that the option will, in any case, be fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
May 21, 2025 Filed May 23, 2025 17:50 UTC GrantDirector Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001415889-25-014400 · form4-05232025_050539.xml · derivative · entry 1

Colabuono Peter · CIK 0001819620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-20

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 21, 2025, provided that the option will, in any case, be fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC Disposition to issuerDirector Stock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $2.59 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 10

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2032-05-23

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F6 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 24, 2022, provided, however, that the option will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC GrantDirector Stock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 9

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-05-23

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F6 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on the grant date of May 24, 2022, provided, however, that the option will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC Disposition to issuerDirector Stock Option (right to buy) · Derivative 20,770 Not disclosed Strike: $6.55 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 8

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,770 shares

Expires 2031-05-25

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F5 · derivative.exercise_date: These options vest in twelve equal monthly installments commencing on the grant date of May 26, 2021, provided, however, that the option will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC GrantDirector Stock Option (right to buy) · Derivative 20,770 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 7

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,770

Underlying: Common Stock · 20,770 shares

Expires 2031-05-25

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F5 · derivative.exercise_date: These options vest in twelve equal monthly installments commencing on the grant date of May 26, 2021, provided, however, that the option will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC Disposition to issuerDirector Stock Option (right to buy) · Derivative 20,634 Not disclosed Strike: $3.53 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 6

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,634 shares

Expires 2030-05-27

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F4 · derivative.exercise_date: The shares subject to this option became fully vested on the grant date of May 28, 2020.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC GrantDirector Stock Option (right to buy) · Derivative 20,634 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 5

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,634

Underlying: Common Stock · 20,634 shares

Expires 2030-05-27

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F4 · derivative.exercise_date: The shares subject to this option became fully vested on the grant date of May 28, 2020.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC Disposition to issuerDirector Stock Option (right to buy) · Derivative 24,000 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 4

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2030-05-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F3 · derivative.exercise_date: The options vest in twelve equal monthly installments commencing on the grant date of May 19, 2020, provided, however, that the options will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC GrantDirector Stock Option (right to buy) · Derivative 24,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 3

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2030-05-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F3 · derivative.exercise_date: The options vest in twelve equal monthly installments commencing on the grant date of May 19, 2020, provided, however, that the options will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC Disposition to issuerDirector Stock Option (right to buy) · Derivative 12,000 Not disclosed Strike: $6.01 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 2

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2029-06-10

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: The shares subject to the option vest in twelve equal monthly installments commencing on the grant date of June 11, 2019, provided, however, that the option will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:35 UTC GrantDirector Stock Option (right to buy) · Derivative 12,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004757 · form4-02202025_120250.xml · derivative · entry 1

MANIAN BALA S · CIK 0000941871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-06-10

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: The shares subject to the option vest in twelve equal monthly installments commencing on the grant date of June 11, 2019, provided, however, that the option will become fully vested on the date of the Issuer's annual meeting of stockholders following the grant date.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $1.06 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 12

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 11

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $2.52 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 10

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2032-05-01

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 9

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-05-01

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.86 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 8

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 7

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $5.03 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 6

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 5

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 45,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 4

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 45,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 3

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 65,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 2

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2029-01-30

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:31 UTC
Tom PennyPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 65,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004755 · form4-02202025_120220.xml · derivative · entry 1

Tom Penny · CIK 0002012180 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2029-01-30

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 175,000 Not disclosed Strike: $1.06 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 12

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
GrantEmployee Stock Option (right to buy) · Derivative 175,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 11

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2033-01-02

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 125,000 Not disclosed Strike: $3.86 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 10

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
GrantEmployee Stock Option (right to buy) · Derivative 125,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 9

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-01-18

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $5.03 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 8

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
GrantEmployee Stock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 7

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-03

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 75,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 6

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
GrantEmployee Stock Option (right to buy) · Derivative 75,000 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 5

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-12-09

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:44 UTC
Zedelmayer ChristineSr. Vice President and COO
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 41,666 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001415889-25-004763 · form4-02202025_120255.xml · derivative · entry 4

Zedelmayer Christine · CIK 0001797818 · Sr. Vice President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,666 shares

Expires 2029-02-12

F2 · price: On August 7, 2023, the Board of Directors of the Company approved the repricing of certain options based on the closing price of the Company's common stock on August 14, 2023. The repricing of these options was subject to a holding period that lapsed on February 14, 2025. The repricing resulted in the impacted options having a lower exercise price of $0.785 per share, which is the closing price of the Company's common stock on the Nasdaq Capital Market on August 14, 2023. All of the other terms of the options remained unchanged.

F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.