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ENVB

Enveric Biosciences, Inc.

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8193
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0000890821
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158

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2017 Filed May 3, 2017 22:24 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 5 $6.51 $32.55
Disclosure

SEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 83,308

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 21, 2017 Filed May 3, 2017 22:24 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 23 $6.51 $149.73
Disclosure

SEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 83,303

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 19, 2017 Filed May 3, 2017 22:24 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 2 $6.51 $13.02
Disclosure

SEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 83,280

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 17, 2017 Filed May 3, 2017 22:24 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 170 $6.51 $1,106.70
Disclosure

SEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 83,278

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:37 UTC
Rai Dhruwa NDirector
GrantRestricted Stock Unit · Derivative 7,680 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001064 · form410211002g_04142017.xml · derivative · entry 3

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680

Underlying: Common Stock · 7,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

F3 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:37 UTC
Rai Dhruwa NDirector
GrantRestricted Stock Unit · Derivative 5,121 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001064 · form410211002g_04142017.xml · derivative · entry 2

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,121

Underlying: Common Stock · 5,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

F2 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:35 UTC GrantRestricted Stock Unit · Derivative 9,063 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001063 · form410211002f_04142017.xml · derivative · entry 3

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

Underlying: Common Stock · 9,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

F3 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:35 UTC GrantRestricted Stock Unit · Derivative 9,063 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001063 · form410211002f_04142017.xml · derivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

Underlying: Common Stock · 9,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

F2 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:33 UTC GrantRestricted Stock Unit · Derivative 7,680 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001062 · form410211002e_04142017.xml · derivative · entry 3

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680

Underlying: Common Stock · 7,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

F3 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:33 UTC GrantRestricted Stock Unit · Derivative 7,680 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001062 · form410211002e_04142017.xml · derivative · entry 2

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680

Underlying: Common Stock · 7,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

F2 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:31 UTC
Eberwein Jeffrey E.Director · 10% owner
GrantRestricted Stock Unit · Derivative 9,985 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001061 · form410211002d_04142017.xml · derivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,985

Underlying: Common Stock · 9,985 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

F6 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:31 UTC
Eberwein Jeffrey E.Director · 10% owner
GrantRestricted Stock Unit · Derivative 10,522 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001061 · form410211002d_04142017.xml · derivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,522

Underlying: Common Stock · 10,522 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

F5 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:29 UTC
Devanur GiriPresident & CEO
GrantCommon Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001060 · form410211002c_04142017.xml · nonDerivative · entry 1

Devanur Giri · CIK 0001643490 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,179,225

F1 · price: These shares were granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Plan.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:27 UTC GrantRestricted Stock Unit · Derivative 9,524 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001059 · form410211002b_04142017.xml · derivative · entry 2

Balakrishnan Venkatraman · CIK 0001678929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,524

Underlying: Common Stock · 9,524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

F3 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:27 UTC GrantRestricted Stock Unit · Derivative 4,608 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001059 · form410211002b_04142017.xml · derivative · entry 1

Balakrishnan Venkatraman · CIK 0001678929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,608

Underlying: Common Stock · 4,608 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

F2 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:25 UTC GrantRestricted Stock Unit · Derivative 8,602 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001058 · form410211002a_04142017.xml · derivative · entry 3

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,602

Underlying: Common Stock · 8,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

F3 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

Read SEC document
April 11, 2017 Filed Apr 14, 2017 20:25 UTC GrantRestricted Stock Unit · Derivative 9,140 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001058 · form410211002a_04142017.xml · derivative · entry 2

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,140

Underlying: Common Stock · 9,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

F2 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 21:33 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 223 $6.51 $1,451.73
Disclosure

SEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 8

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 83,108

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 03, 2017 Filed Apr 3, 2017 21:33 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 22 $6.51 $143.22
Disclosure

SEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 7

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,885

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:04 UTC
Rai Dhruwa NDirector
Purchase8% Convertible Note due March 2020 · Derivative Not disclosed $1,000,000.00 $1,000,000.00
Disclosure

SEC source: 0000921895-17-000591 · form410211002_03062017.xml · derivative · entry 2

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2020-03-02

F1 · security: The Convertible Note bears interest at a rate of 8% per annum, with interest being paid annually on the first, second and third anniversaries of the issuance of the Convertible Note, beginning on March 2, 2018, and any unpaid principal and interest due on March 2, 2020. The unpaid amount of principal of the Convertible Note is convertible into shares of the Issuer's common stock at a conversion price of (i) in the event that any registration statement for the public offering of common stock filed by the Issuer with the U.S. Securities and Exchange Commission ("SEC") in connection with an uplisting to a national stock exchange is declared effective by the SEC on or prior to December 31, 2017, such price per share that is equal to 68% of the price per share of common stock offered and sold pursuant to such registration statement, or (continued)

F2 · security: (Footnote 1 Continuation) (ii) if no such registration statement is declared effective by December 31, 2017, such price per share that is equal to the weighted average closing price per share of the Issuer's common stock for the 20 trading days immediately preceding December 31, 2017, subject to adjustment under certain circumstances. From and after an event of default and for so long as the event of default is continuing, the Convertible Note will bear default interest at the rate of 10% per annum.

F1 · derivative.exercise_price: The Convertible Note bears interest at a rate of 8% per annum, with interest being paid annually on the first, second and third anniversaries of the issuance of the Convertible Note, beginning on March 2, 2018, and any unpaid principal and interest due on March 2, 2020. The unpaid amount of principal of the Convertible Note is convertible into shares of the Issuer's common stock at a conversion price of (i) in the event that any registration statement for the public offering of common stock filed by the Issuer with the U.S. Securities and Exchange Commission ("SEC") in connection with an uplisting to a national stock exchange is declared effective by the SEC on or prior to December 31, 2017, such price per share that is equal to 68% of the price per share of common stock offered and sold pursuant to such registration statement, or (continued)

F2 · derivative.exercise_price: (Footnote 1 Continuation) (ii) if no such registration statement is declared effective by December 31, 2017, such price per share that is equal to the weighted average closing price per share of the Issuer's common stock for the 20 trading days immediately preceding December 31, 2017, subject to adjustment under certain circumstances. From and after an event of default and for so long as the event of default is continuing, the Convertible Note will bear default interest at the rate of 10% per annum.

F1 · derivative.underlying_shares: The Convertible Note bears interest at a rate of 8% per annum, with interest being paid annually on the first, second and third anniversaries of the issuance of the Convertible Note, beginning on March 2, 2018, and any unpaid principal and interest due on March 2, 2020. The unpaid amount of principal of the Convertible Note is convertible into shares of the Issuer's common stock at a conversion price of (i) in the event that any registration statement for the public offering of common stock filed by the Issuer with the U.S. Securities and Exchange Commission ("SEC") in connection with an uplisting to a national stock exchange is declared effective by the SEC on or prior to December 31, 2017, such price per share that is equal to 68% of the price per share of common stock offered and sold pursuant to such registration statement, or (continued)

F2 · derivative.underlying_shares: (Footnote 1 Continuation) (ii) if no such registration statement is declared effective by December 31, 2017, such price per share that is equal to the weighted average closing price per share of the Issuer's common stock for the 20 trading days immediately preceding December 31, 2017, subject to adjustment under certain circumstances. From and after an event of default and for so long as the event of default is continuing, the Convertible Note will bear default interest at the rate of 10% per annum.

Read SEC document
February 21, 2017 Filed Apr 3, 2017 21:33 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 57 $6.51 $371.07
Disclosure

SEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,863

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 17, 2017 Filed Apr 3, 2017 21:33 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 1 $6.51 $6.51
Disclosure

SEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,806

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 15, 2017 Filed Apr 3, 2017 21:33 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 10 $6.51 $65.10
Disclosure

SEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,805

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 00:10 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 434 $6.51 $2,825.34
Disclosure

SEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,795

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 08, 2017 Filed Feb 15, 2017 00:10 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 31 $6.51 $201.81
Disclosure

SEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,361

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on January 30, 2017, and February 8, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 30, 2017 Filed Feb 15, 2017 00:10 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 143 $6.51 $930.93
Disclosure

SEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,330

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on January 30, 2017, and February 8, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 22:46 UTC
Eberwein Jeffrey E.Director · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 20,227 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000099 · form410211002_01252017.xml · derivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F7 · security: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above.

F6 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F7 · derivative.exercise_price: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above.

F6 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F7 · derivative.exercise_date: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above.

F6 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F7 · derivative.expiration_date: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 22:46 UTC
Eberwein Jeffrey E.Director · 10% owner
Exercise / conversionCommon Stock 20,227 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F7 · price: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:29 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,245 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000107 · form410211002b_01262017.xml · derivative · entry 3

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:29 UTC Exercise / conversionCommon Stock 14,245 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-000107 · form410211002b_01262017.xml · nonDerivative · entry 2

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,245 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000105 · form410211002d_01262017.xml · derivative · entry 3

Rosenberg Robert Alan · CIK 0001643686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:24 UTC Exercise / conversionCommon Stock 14,245 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-000105 · form410211002d_01262017.xml · nonDerivative · entry 2

Rosenberg Robert Alan · CIK 0001643686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 17,663 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000108 · form410211002a_01262017.xml · derivative · entry 2

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On January 24, 2017, 17,663 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On January 24, 2017, 17,663 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On January 24, 2017, 17,663 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On January 24, 2017, 17,663 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

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January 24, 2017 Filed Jan 26, 2017 21:31 UTC Exercise / conversionCommon Stock 17,663 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-000108 · form410211002a_01262017.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On January 24, 2017, 17,663 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 16,809 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000106 · form410211002c_01262017.xml · derivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:26 UTC Exercise / conversionCommon Stock 16,809 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-000106 · form410211002c_01262017.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:46 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 2,130 $6.51 $13,866.30
Disclosure

SEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 82,187

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 20, 2017 Filed Jan 25, 2017 22:46 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 124 $6.51 $807.24
Disclosure

SEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 80,057

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: This small acquisition on January 20, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:59 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 10,000 $6.51 $65,100.00
Disclosure

SEC source: 0000921895-17-000073 · form410211002_01202017.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 79,933

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 11, 2017 Filed Jan 20, 2017 22:59 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 22 $6.51 $143.22
Disclosure

SEC source: 0000921895-17-000073 · form410211002_01202017.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 69,933

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: This small acquisition on January 11, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 30, 2016 Filed Jan 4, 2017 21:26 UTC
Eberwein Jeffrey E.Director · 10% owner
Other5% Convertible Note due May 2017 · Derivative Not disclosed $5,000,000.00 Strike: $1.80 $5,000,000.00
Disclosure

SEC source: 0000921895-17-000024 · form410211002_01042017.xml · derivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 0

Underlying: Common Stock · 2,777,778 shares

Expires 2019-05-26

F5 · kind: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer.

F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:26 UTC
Eberwein Jeffrey E.Director · 10% owner
Other9.00% Series A Cumulative Preferred Stock 363,611 $50.00 $18,180,550.00
Disclosure

SEC source: 0000921895-17-000024 · form410211002_01042017.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 363,611

F5 · kind: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer.

F5 · price: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer.

F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:26 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 40 $6.51 $260.40
Disclosure

SEC source: 0000921895-17-000024 · form410211002_01042017.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 69,911

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:40 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 706 $6.51 $4,596.06
Disclosure

SEC source: 0000921895-16-006425 · form410211002_12302016.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 69,871

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 22:40 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 800 $6.51 $5,208.00
Disclosure

SEC source: 0000921895-16-006425 · form410211002_12302016.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 69,165

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 21:48 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 700 $6.51 $4,557.00
Disclosure

SEC source: 0000921895-16-006404 · form410211002_12232016.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 68,365

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 15, 2016 Filed Dec 23, 2016 21:48 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 2 $6.51 $13.02
Disclosure

SEC source: 0000921895-16-006404 · form410211002_12232016.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 67,665

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: This small acquisition on December 15, 2016, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 02, 2016 Filed Dec 2, 2016 23:30 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 1 $6.51 $6.51
Disclosure

SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 9

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 67,663

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 30, 2016 Filed Dec 2, 2016 23:30 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 807 $6.51 $5,253.57
Disclosure

SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 8

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 67,662

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 29, 2016 Filed Dec 2, 2016 23:30 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 35 $6.51 $227.85
Disclosure

SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 7

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Separately Managed Account

Disclosed balance after: 66,855

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016.

F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.