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Rosenberg Robert Alan

Disclosed activity across 1 company

Tapewire entity
179450
SEC CIK
0001643686

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Enveric Biosciences, Inc.AMRH · Entity 8193DirectorJanuary 24, 2017January 26, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enveric Biosciences, Inc.

Report date January 24, 2017 · Filed January 26, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect69,370 Reported balance After 2017-01-24 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2017-01-24 · Exercise / conversion · Acquired 14,245 · Balance 69,370

F1: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Common StockSEC Table I · non-derivativeDirect55,125 Reported balance Holding disclosure · report date 2017-01-24 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 55,125

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-01-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-01-24 · Exercise / conversion · Acquired 14,245 · Balance 0

F1: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Filing footnotes · ownership attribution and instrument terms

F1: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2017 Filed Jan 26, 2017 21:24 UTC Enveric Biosciences, Inc. AMRH · Entity 8193 Exercise / conversionRestricted Stock Unit · Derivative 14,245 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000105 · form410211002d_01262017.xml · derivative · entry 3

Rosenberg Robert Alan · CIK 0001643686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:24 UTC Enveric Biosciences, Inc. AMRH · Entity 8193 Exercise / conversionCommon Stock 14,245 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-000105 · form410211002d_01262017.xml · nonDerivative · entry 2

Rosenberg Robert Alan · CIK 0001643686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On January 24, 2017, 14,245 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.