Pearse Robert G.

SEC source: 0001580399-26-000004 · wk-form4_1781035666.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,218

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $11.32 to $11.50 on June 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F2 · balance_after: Includes 12,516 Restricted Stock Units and 1,497 deferred shares credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Each Restricted Stock Unit and deferred share represents the right to receive, at settlement, one share of common stock payable upon the first anniversary of the respective dates of grant of each award.

SEC source: 0001580399-26-000002 · wk-form4_1780007798.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,718

F1 · shares: Includes 5,504 Restricted Stock Units credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock payable upon the first anniversary of the grant date. The number of Restricted Stock Units granted was determined using the closing price on May 27, 2026.

F2 · balance_after: Includes 12,516 Restricted Stock Units and 1,497 deferred shares credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Each Restricted Stock Unit and deferred share represents the right to receive, at settlement, one share of common stock payable upon the first anniversary of the respective dates of grant of each award of Restricted Stock Units.

SEC source: 0001210708-25-000094 · wk-form4_1757639799.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,214

F1 · security: Includes 7,012 Restricted Stock Units credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Each Restricted Stock Unit represents the right to receive, at settlement, one share of Common Stock payable upon the first anniversary of the Grant Date. The number of Restricted Stock Units granted was determined using the closing price on September 9, 2025.

F1 · shares: Includes 7,012 Restricted Stock Units credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Each Restricted Stock Unit represents the right to receive, at settlement, one share of Common Stock payable upon the first anniversary of the Grant Date. The number of Restricted Stock Units granted was determined using the closing price on September 9, 2025.

SEC source: 0001210708-25-000057 · wk-form4_1755562301.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,202

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-25-000034 · wk-form4_1747946311.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,705

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-25-000019 · wk-form4_1742847520.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,301

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-24-000087 · wk-form4_1732223068.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,966

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-24-000067 · wk-form4_1723838531.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,011

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-24-000056 · wk-form4_1722631011.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,264

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-24-000034 · wk-form4_1716321981.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,690

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-24-000021 · wk-form4_1711137954.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,841

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-23-000128 · wk-form4_1700515982.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,064

F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0001210708-23-000114 · wk-form4_1699918239.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,194

F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. (the "Company") Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock up to 90 days after a director's separation from service.

SEC source: 0000921895-18-000527 · form410211002pea_02122018.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,473

F1 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person.

F1 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person.

SEC source: 0000921895-18-000049 · form410211002pea_01032018.xml · derivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

SEC source: 0000921895-18-000049 · form410211002pea_01032018.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

SEC source: 0000921895-17-002235 · form411464pea_08252017.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,872

F1 · shares: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan in payment of a portion of the annual base compensation for each non-employee director. The number of restricted shares was calculated based on the closing price of the common stock on the grant date. The restricted shares will vest on August 23, 2018.

SEC source: 0001144204-17-036583 · v470706_4.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

F1 · shares: Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on July 10, 2018.

SEC source: 0000921895-17-001623 · form410211002e_05232017.xml · derivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

SEC source: 0000921895-17-001623 · form410211002e_05232017.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F3 · balance_after: The Form 4 filed for the Reporting Person on May 3, 2017, incorrectly reported the amounts 52,872 and 49,700 in rows 1 and 2 of Column 5 of Table I. The correct numbers should have been 25,872 and 22,700, respectively.

SEC source: 0000921895-17-001275 · form410211002e_05032017.xml · derivative · entry 3

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

SEC source: 0000921895-17-001275 · form410211002e_05032017.xml · nonDerivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,700

F2 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs.

F3 · price: Closing market price of the Issuer's common stock on the transaction date.

SEC source: 0000921895-17-001275 · form410211002e_05032017.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

SEC source: 0000921895-17-001063 · form410211002f_04142017.xml · derivative · entry 3

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

Underlying: Common Stock · 9,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

F3 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018.

SEC source: 0000921895-17-001063 · form410211002f_04142017.xml · derivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

Underlying: Common Stock · 9,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

F2 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017.

SEC source: 0001144204-17-018939 · v463563_4.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618

F1 · shares: Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on March 31, 2018.

SEC source: 0000921895-17-000106 · form410211002c_01262017.xml · derivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

SEC source: 0000921895-17-000106 · form410211002c_01262017.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On January 24, 2017, 16,809 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

SEC source: 0001144204-17-001083 · v456447_4.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

F1 · shares: Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on January 4, 2018.

SEC source: 0001144204-16-128830 · v450872_4.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965

F1 · shares: Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on October 18, 2017.

F2 · balance_after: On June 20, 2016, the Issuer effected a 1-for-20 reverse stock split of its Common Stock, resulting in adjustments to the Reporting Person's ownership.